Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TF Investment Fund II LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627317 Filed Document 0001627317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CareDx, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $36,802,008 Associated Brokers / Dealers Leerink Partners LLC, Brookline Capital Markets, and M.M. Dillon & Co. Group CIK Number 0001217234 Filed Document 0001217234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hooky, Inc. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $7,070,827 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001560712 Filed Document 0001140361-16-062379 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RJA PUTWRITE SELECT FUND LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673134 Filed Document 0001405086-16-000454 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund Ltd. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554462 Filed Document 0000947871-16-001134 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Line Health, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001672992 Filed Document 0001672992-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Holdfolio Indiana III LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001672868 Filed Document 0001672868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Powerhouse Dynamics, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001460517 Filed Document 0001460517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Riverton Prospect Partners See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001669755 Filed Document 0001669755-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
BINARY CAPITAL FUND II, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673181 Filed Document 0001673181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Memorial City Emergency Center, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,623,000 Associated Brokers / Dealers N/A CIK Number 0001672753 Filed Document 0001354488-16-007105 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MHR Capital Partners LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596349 Filed Document 0001315863-16-001415 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,564,129 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000182 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
HOME FEDERAL BANK OF HOLLYWOOD See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $5,954,125 Associated Brokers / Dealers None CIK Number 0001673199 Filed Document 0001673199-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund XXXII LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667326 Filed Document 0001667326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CARDIAC INSIGHT, INC. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
R2 SEMICONDUCTOR INC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001454762 Filed Document 0001454762-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest 2016 Global AIF L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637832 Filed Document 0001637832-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Valencia International 1, Ltd. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001673116 Filed Document 0001398344-16-012349 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSCOF Offshore Feeder, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673024 Filed Document 0001673024-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Opportunities IV, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, and PAS Advisory Services Pty Ltd CIK Number 0001659169 Filed Document 0001659169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series H-10 See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673186 Filed Document 0001673186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Co-Investment Fund IV L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666763 Filed Document 0001666763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACC Claims Holdings, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001672034 Filed Document 0001672034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Creek Capital, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666536 Filed Document 0001666536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Netpulse, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001475440 Filed Document 0001475440-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001641693 Filed Document 0001140361-16-063722 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH LX, INC. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673298 Filed Document 0000892712-16-001619 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554463 Filed Document 0000947871-16-001133 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Rivers Rail Services, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001672256 Filed Document 0001672256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442710 Filed Document 0001315863-16-001416 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YANKEE MULTI MANAGER FUND LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc. CIK Number 0001456793 Filed Document 0001456793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENIMAX MEDIA INC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionetix Corp See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $21,062,103 Associated Brokers / Dealers N/A CIK Number 0001672953 Filed Document 0001672953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Co-Investment IV AIF L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666912 Filed Document 0001666912-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,719,666 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000181 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Welsh, Carson, Anderson & Stowe XII Feeder Fund, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672839 Filed Document 0001672839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Global Real Assets Fund, LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management LLC CIK Number 0001603224 Filed Document 0001603224-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Opportunity QP Fund II LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667297 Filed Document 0001667326-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Real Assets Access Fund, LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0000892712-16-001614 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Senior Care Fund, LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517633 Filed Document 0001517633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
Mine Shaft Brewing LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001669809 Filed Document 0001669809-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
DEP Shape Memory Therapeutics, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001630786 Filed Document 0001616308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CCFO Cherry Creek Hotel LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,535,000 Associated Brokers / Dealers N/A CIK Number 0001673212 Filed Document 0001673212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Breckenridge Group College Station Texas, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $7,735,000 Associated Brokers / Dealers N/A CIK Number 0001672805 Filed Document 0001672805-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ZenShin Core Technology Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nimbus Associates CIK Number 0001620974 Filed Document 0001620974-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duval County Energy Fund, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673781 Filed Document 0001673781-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity