Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
74 Main Street HS Equities LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001673500 Filed Document 0001673500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-16-000059 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BUSINESS CONTINUITY SOLUTIONS, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cabbige, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673177 Filed Document 0001673177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000813 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Bionik Laboratories Corp. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $26,961,000 Associated Brokers / Dealers N/A CIK Number 0001508381 Filed Document 0001140361-16-062805 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ABC Acquisition Company, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673513 Filed Document 0001673513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Offshore, Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc. CIK Number 0001553129 Filed Document 0001013594-16-001020 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Equity Platinum Fund, LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $56,705,000 Associated Brokers / Dealers N/A CIK Number 0001672210 Filed Document 0001672210-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,267,500 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Divya TE I, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001674702 Filed Document 0001674702-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MG MONTE VISTA APARTMENTS COR L.P. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001674075 Filed Document 0001674075-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tennessee Stillhouse Holdings, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $3,162,491 Associated Brokers / Dealers N/A CIK Number 0001632459 Filed Document 0001632459-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CareGeneral, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672942 Filed Document 0001140361-16-063044 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Cambrian Global Partners, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308887 Filed Document 0000905718-16-001379 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
convexity scientific LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673474 Filed Document 0001673474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
CAMBRIAN PARTNERS LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001140575 Filed Document 0000905718-16-001381 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
International Select Equity Fund, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001636100 Filed Document 0001636100-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperitent Group, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579262 Filed Document 0001579262-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUINN OPPORTUNITIES LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517093 Filed Document 0001013594-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VSS IV SPV, L.P. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $234,938,387 Associated Brokers / Dealers N/A CIK Number 0001672935 Filed Document 0001672935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC CIK Number 0001667521 Filed Document 0001667521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Premier Select Fund, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535178 Filed Document 0001535178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRT CLOSED-END OPPORTUNITIES, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435094 Filed Document 0000919574-16-012690 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arquivei Holdings, Ltd. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $935,187 Associated Brokers / Dealers N/A CIK Number 0001673449 Filed Document 0001673449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JHL Capital Group Fund Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490748 Filed Document 0001490748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Diversified Credit Strategies Fund (AUD Feeder), Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611973 Filed Document 0000950142-16-003632 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,323,631 Associated Brokers / Dealers Mackie Research Capital Corporation CIK Number 0001610853 Filed Document 0001012975-16-001187 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYALE ENERGY INC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0000864839 Filed Document 0001162677-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC, Mark Headrick, Gina Maher, Orlando Fernandez, Jack Bixler, Trevor Gordon, Robert Boggess, Tracy Turner, Alfred Vanderlaan, Joshua Ungerecht, Rena Morris, Ruth Goldstein, Steve Rice, Ivan West, Greg Gibson, Colorado Financial Service Corporation, Lighthouse Capital Group, LLC, and Dempsey Lord Smith, LLC CIK Number 0001605645 Filed Document 0001605645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Anabatic Fund, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-16-012688 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LevelPar Capital Fund LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671028 Filed Document 0001546927-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crossroads I Clinton Hill LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $7,305,770 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001673493 Filed Document 0001673500-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Winkanda, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599369 Filed Document 0001209191-16-119770 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Turnpoint Medical Devices, Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Four Points Capital Partners, LLC CIK Number 0001616322 Filed Document 0001615774-16-005234 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Wayfinder Corp. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $47,518 Associated Brokers / Dealers N/A CIK Number 0001673765 Filed Document 0001673765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TGP INVESTORS, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers N/A CIK Number 0001673708 Filed Document 0001673708-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tresa Sponsor, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers N/A CIK Number 0001673608 Filed Document 0001673608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KITSBOW LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,190,548 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSFORMING RISK ASSESSMENT IN CANCER, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671839 Filed Document 0001671839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TANNOR PARTNERS CREDIT FUND II, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521442 Filed Document 0001012975-16-001188 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trustify Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,926,000 Associated Brokers / Dealers N/A CIK Number 0001667661 Filed Document 0001667661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Xeddco Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001673213 Filed Document 0001673213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Level 4 Yoga, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667264 Filed Document 0001667264-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ORIGINCLEAR, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001013762-16-001523 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRT VALUE FUND, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323448 Filed Document 0000919574-16-012702 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (Offshore), Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555996 Filed Document 0000950142-16-003633 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VSS IV SPV Parallel, L.P. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $18,220,106 Associated Brokers / Dealers N/A CIK Number 0001672934 Filed Document 0001672934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSM Solar MA 2 LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $168,900 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001673448 Filed Document 0001673448-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0001542848-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund