Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
J.P. MORGAN U.S. REAL ESTATE INCOME & GROWTH DOMESTIC, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001165124 Filed Document 0001140361-16-066228 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silicium Energy, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $4,661,335 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund II LLC See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001641639 Filed Document 0001013762-16-001623 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octeta Therapeutics, LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001674453 Filed Document 0001674453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mutima Africa Fund LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518500 Filed Document 0001518500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ergos Offshore Fund, Ltd See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577024 Filed Document 0001405086-16-000510 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Moss Hill Partners, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509792 Filed Document 0001509792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moffett Data, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $6,982,025 Associated Brokers / Dealers N/A CIK Number 0001639508 Filed Document 0001639508-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Uranium Corp See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $481,777 Associated Brokers / Dealers N/A CIK Number 0001621906 Filed Document 0001621906-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LFM Longhorn Opportunity Fund, L.P. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673225 Filed Document 0001673225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SJC Onshore Direct Lending Fund III, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001653076 Filed Document 0000950103-16-013473 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Menlo Equities Absolute Return Fund LP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672622 Filed Document 0001672622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMD USMOF Offshore, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526416 Filed Document 0001526416-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swell Holding Co. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001674980 Filed Document 0001674980-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bulu, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,499,956 Associated Brokers / Dealers N/A CIK Number 0001600853 Filed Document 0001600853-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
GSA Trend Fund LP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639871 Filed Document 0000943663-16-000392 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceterus, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001674999 Filed Document 0001674999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ERGOS FUND LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425359 Filed Document 0001405086-16-000511 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Private Middle Market Credit LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001674760 Filed Document 0001674760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XTREMEDATA, INC. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Metropolitan Capital Investment Banc CIK Number 0001393794 Filed Document 0001015325-16-000056 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Grapeland Hospitality Investors, LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers NONE CIK Number 0001673074 Filed Document 0001673074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bay Capital International Investments L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606629 Filed Document 0001606629-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-16-013347 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROCK CREEK GEORGETOWN FUND LTD See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347616 Filed Document 0001315863-16-001490 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $34,283,432 Associated Brokers / Dealers Mark Maizel CIK Number 0001135856 Filed Document 0001135856-16-000557 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Shape Labs Inc. See All Filings	C	2016-05-18 21:56:42 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674497 Filed Document 0001670254-16-000045 Accepted Date 2016-05-18 21:56:42 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
POMM Inc. See All Filings	1-A/A	2016-05-18 20:04:14 UTC
Amount To Be Raised $8,137,635 Associated Brokers / Dealers N/A CIK Number 0001664303 Filed Document 0001213900-16-013592 Accepted Date 2016-05-18 20:04:14 UTC Type of Offering 1-A/A Industry ELECTRONIC COMPONENTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Blue Ridge Bankshares, Inc. See All Filings	1-A	2016-05-18 18:00:14 UTC
Amount To Be Raised $9,893,325 Associated Brokers / Dealers N/A CIK Number 0000842717 Filed Document 0001193125-16-594715 Accepted Date 2016-05-18 18:00:14 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business VIRGINIA Revenue or Assets -$1 State of Jurisdiction VIRGINIA Type of Security Equity (common or preferred stock)
Royal Bancshares, Inc. See All Filings	1-A/A	2016-05-18 14:24:35 UTC
Amount To Be Raised $28,888,200 Associated Brokers / Dealers N/A CIK Number 0001668802 Filed Document 0001193125-16-594245 Accepted Date 2016-05-18 14:24:35 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier2 Principal Place of Business MISSOURI Revenue or Assets -$1 State of Jurisdiction MISSOURI Type of Security Equity (common or preferred stock)
CAMPBELL FUND TRUST See All Filings	D/A	2016-05-18 12:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Confidential Management Financial Services, Inc., Davenport & Company LLC, First Allied Securities, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., HighTower Securities, LLC, Hilliard Lyons, Inc., Investment Centers of America, Inc., J.P. Morgan Clearing Corp., J.P. Turner & Company, L.L.C., M Holdings Securities, Inc., Cetera Advisors LLC, Portfolio Resources Group, Inc., Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., SII Investments, Inc., Spire Securities, LLC, Steben & Company, Inc., Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., Thomas McDonald Partners LLC, Thurston, Springer, Miller, Herd & Titak, Inc., Tricor Financial, LLC, Uhlmann Price Securities, LLC, USA FInancial Securities Corporation, VSR Financial Services, Inc., Wedbush Morgan Securities Inc., Wunderlich Securities, Inc., Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Titan Securities, Carey, Thomas, Hoover, & Breault, Inc., KMS Financial Services, Inc., Oppenheimer & Co., Inc., Rockfleet Financial Services, Inc., Southwest Securities, Inc., D.H. HILL SECURITIES, LLLP, MIDAMERICA FINANCIAL SERVICES, INC., and Ausdal Financial Partners, Inc. CIK Number 0001043951 Filed Document 0001043951-16-000072 Exclusions or Exemptions 506b Accepted Date 2016-05-18 12:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioMarck Pharmaceuticals Ltd See All Filings	D	2016-05-18 12:21:28 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001318185 Filed Document 0001318185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 12:21:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
investFeed Inc. See All Filings	C	2016-05-18 09:53:07 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674525 Filed Document 0001670254-16-000044 Accepted Date 2016-05-18 09:53:07 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Haverhill Genetics, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674220 Filed Document 0001674220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CRG Medical, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674965 Filed Document 0001674965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barker Partnership Fund See All Filings	D/A	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615154 Filed Document 0001628870-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eFILECABINET, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641088 Filed Document 0001641088-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Qurium Partners, LP See All Filings	D/A	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001666696 Filed Document 0001666696-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SVX-19-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $318,499 Associated Brokers / Dealers N/A CIK Number 0001674839 Filed Document 0001674839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RGM-45-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $641,500 Associated Brokers / Dealers N/A CIK Number 0001674132 Filed Document 0001674132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ment-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $33,148 Associated Brokers / Dealers N/A CIK Number 0001618980 Filed Document 0001618980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HKA-13-Fund, a series of AngelList-JoSu-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $367,400 Associated Brokers / Dealers N/A CIK Number 0001674850 Filed Document 0001674850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Foundation Fund III-A, L.P. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665413 Filed Document 0001665412-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
CarePredict, Inc. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641753 Filed Document 0001641753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B Capital Fund, L.P. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001674432 Filed Document 0001674432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westrock Alpha GP, L.P. See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675021 Filed Document 0001675021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
A-KEX-16-Fund, a series of AX-LL-Funds, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $798,300 Associated Brokers / Dealers N/A CIK Number 0001674842 Filed Document 0001674842-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Well Fargo Funds Distributor, LLC CIK Number 0001516889 Filed Document 0001625257-16-000162 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516894 Filed Document 0001625257-16-000155 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kick Pleat LLC See All Filings	D	2016-05-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001674935 Filed Document 0001674935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity