Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COMMUNITY IMPACT TECHNOLOGIES, INC. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001544015 Filed Document 0001544015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nantahala Capital Partners SI, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643098 Filed Document 0001643098-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gatlinburg Capones,LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,592,500 Associated Brokers / Dealers William H Barron, Bert Parsley, and Lisa Lowrance CIK Number 0001674886 Filed Document 0001674886-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Bay Capital India Fund QP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643059 Filed Document 0001643059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCK CREEK POTOMAC FUND LTD See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347612 Filed Document 0001315863-16-001491 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KALORAMA SPECIAL PRODUCTS FUND SPC LTD See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001432708 Filed Document 0001315863-16-001489 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457576 Filed Document 0001140361-16-066213 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $35,311 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000556 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SPECTRUM 28 CAPITAL I, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641533 Filed Document 0001641533-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaingate Capital Fund I, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637494 Filed Document 0001649606-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub FHA LLC See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $92,700 Associated Brokers / Dealers N/A CIK Number 0001673190 Filed Document 0001673190-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightfield Strategies, LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675015 Filed Document 0001675015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Wall Ventures, L.P. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001674460 Filed Document 0001674460-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Strategic Credit Fund II (Offshore), L.P. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001671891 Filed Document 0000950142-16-003769 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital 8 Aspen Chase I LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,185,000 Associated Brokers / Dealers N/A CIK Number 0001675102 Filed Document 0001675102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Hoverink International Holdings Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001171843-16-010173 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund LLC See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001629992 Filed Document 0001013762-16-001620 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH DIRECT, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001458758 Filed Document 0001140361-16-066226 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Creek Emerging Markets Fund Offshore L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001538147 Filed Document 0001315863-16-001492 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Coursicle, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001675103 Filed Document 0001675103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MINUTE KEY INC. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001463774 Filed Document 0001463774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CROWDFUNZ 45-43 158ST LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001674984 Filed Document 0001674984-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $200,400 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-16-000555 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FANTASY ACES DAILY FANTASY SPORTS CORP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,558,248 Associated Brokers / Dealers N/A CIK Number 0001653115 Filed Document 0001653115-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Minerals Co See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers H.C. Wainright & Co., LLC CIK Number 0001011509 Filed Document 0001104659-16-122321 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mountaingate Capital Fund I-A, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001649606-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mesa West Real Estate Income Fund IV, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001662986 Filed Document 0001662986-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Eagle Ford #1A, LP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001675093 Filed Document 0001675093-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAP Aircraft 6 LP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001674906 Filed Document 0000950103-16-013476 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3D Bio Holdings LLC See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mios Ltd. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Burch & Co., Inc. CIK Number 0001674976 Filed Document 0001674976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business HONG KONG Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Versame, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $10,767,368 Associated Brokers / Dealers N/A CIK Number 0001674926 Filed Document 0001674926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pandion Mine Finance Fund, L.P. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001674738 Filed Document 0001674738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Star Mountain Diversified Small Business Access Fund II, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dakota Funds Group LLC CIK Number 0001642838 Filed Document 0001642838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Capital Fund L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537465 Filed Document 0000919574-16-013349 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YIHENG CAPITAL PARTNERS LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001446832 Filed Document 0001446832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zephyr Software Holdings, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001674885 Filed Document 0001674885-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
F&B 5380 Medical Drive Thrive, LP See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $5,163,850 Associated Brokers / Dealers N/A CIK Number 0001669116 Filed Document 0001669116-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,326,197 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-16-000559 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,887,216 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-16-000554 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mountaingate Capital Fund I-FF, L.P. See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001649606 Filed Document 0001649606-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear Acquisition Company, LLC See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $7,150,000 Associated Brokers / Dealers N/A CIK Number 0001542008 Filed Document 0001598420-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER THERAPEUTICS INC. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001654487 Filed Document 0001140361-16-066278 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Central Income Fund, LP See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549924 Filed Document 0001213900-16-013620 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nuo Therapeutics, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001091596 Filed Document 0001144204-16-103849 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Photon3D Ltd See All Filings	D/A	2016-05-19 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers NA CIK Number 0001642303 Filed Document 0001642303-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Mobility Capital Finance, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675017 Filed Document 0001393725-16-000243 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Drop In, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001642768 Filed Document 0001642768-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zephyr Software Holdings, Inc. See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $10,963,769 Associated Brokers / Dealers N/A CIK Number 0001674885 Filed Document 0001674885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-05-19 00:00:00 UTC
Amount To Be Raised $1,013,547 Associated Brokers / Dealers Jason Burlie, James Clary, and Anthony Perricelli CIK Number 0001135856 Filed Document 0001135856-16-000560 Exclusions or Exemptions 506b Accepted Date 2016-05-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund