Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPGEN INC See All Filings	D	2016-05-27 12:44:57 UTC
Amount To Be Raised $10,355,005 Associated Brokers / Dealers Cowen and Company, Maxim Group LLC, and Leerink Partners LLC CIK Number 0001293818 Filed Document 0001293818-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:44:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rutledge Development, LLC See All Filings	D	2016-05-27 12:30:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672358 Filed Document 0001672358-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:30:55 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
DIVERSE PARTNERS OFFSHORE SPC, LTD - ETF VOLATILITY SEGREGATED PORTFOLIO See All Filings	D/A	2016-05-27 12:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001643467 Filed Document 0000919574-16-013432 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Accredify, Inc. See All Filings	D	2016-05-27 12:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001675219 Filed Document 0001675219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:22:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Levvel, LLC See All Filings	D	2016-05-27 12:13:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675483 Filed Document 0001209191-16-123883 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:13:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bluefoot Investments L.P. See All Filings	D/A	2016-05-27 12:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538348 Filed Document 0000919574-16-013430 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:08:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ManCan Universe, Inc. See All Filings	D	2016-05-27 12:07:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675456 Filed Document 0001675456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:07:18 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Governors Lane Onshore Fund LP See All Filings	D/A	2016-05-27 12:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643428 Filed Document 0000950142-16-003793 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Governors Lane Offshore Fund Ltd. See All Filings	D/A	2016-05-27 12:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643553 Filed Document 0000950142-16-003792 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Emerging Markets Fund See All Filings	D/A	2016-05-27 12:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478667 Filed Document 0000919574-16-013428 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Global Opportunity Fund See All Filings	D/A	2016-05-27 12:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478573 Filed Document 0000919574-16-013426 Exclusions or Exemptions 506b Accepted Date 2016-05-27 12:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Credit Fund See All Filings	D/A	2016-05-27 11:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517509 Filed Document 0000919574-16-013424 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN CBH (CAYMAN), L.P. See All Filings	D	2016-05-27 11:56:55 UTC
Amount To Be Raised $20,483,117 Associated Brokers / Dealers N/A CIK Number 0001675763 Filed Document 0001675763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:56:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenfly, Inc. See All Filings	D	2016-05-27 11:46:35 UTC
Amount To Be Raised $6,691,829 Associated Brokers / Dealers N/A CIK Number 0001675517 Filed Document 0001675517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:46:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Andes Co-Investment, L.P. See All Filings	D	2016-05-27 11:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675764 Filed Document 0001675764-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HEO SPV, LP See All Filings	D/A	2016-05-27 11:43:25 UTC
Amount To Be Raised $7,056,189 Associated Brokers / Dealers N/A CIK Number 0001655087 Filed Document 0001655087-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellwether Coffee Co. See All Filings	D	2016-05-27 11:42:50 UTC
Amount To Be Raised $4,486,257 Associated Brokers / Dealers N/A CIK Number 0001626643 Filed Document 0001626643-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:42:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Naked Labs, Inc. See All Filings	D/A	2016-05-27 11:35:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:35:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PanOptica, Inc. See All Filings	D/A	2016-05-27 11:17:46 UTC
Amount To Be Raised $27,131,616 Associated Brokers / Dealers N/A CIK Number 0001508856 Filed Document 0001508856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:17:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RIVERNORTH CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-05-27 11:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456771 Filed Document 0001456771-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPTURE LLC See All Filings	D	2016-05-27 11:12:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001553777 Filed Document 0001553777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:17 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Select Star Equity Fund, LP See All Filings	D/A	2016-05-27 11:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609355 Filed Document 0001609355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHINNECOCK FUTURES FUND LP See All Filings	D/A	2016-05-27 11:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group, Sunbelt Securities, Inc., American Investors Company, and Protected Investors of America CIK Number 0001144377 Filed Document 0001144377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Podimetrics, Inc. See All Filings	D/A	2016-05-27 11:07:59 UTC
Amount To Be Raised $6,317,460 Associated Brokers / Dealers N/A CIK Number 0001559942 Filed Document 0001559942-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 11:07:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
gold & world class investments corp See All Filings	D	2016-05-27 10:59:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001675808 Filed Document 0001675808-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-27 10:59:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NX Development Corp. See All Filings	D	2016-05-27 10:52:33 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001635942 Filed Document 0001635942-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:52:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vicarious Surgical Inc. See All Filings	D	2016-05-27 10:51:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:51:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WAM PROPERTIES, LLC See All Filings	D	2016-05-27 10:40:07 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001675800 Filed Document 0001675800-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:40:07 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Favor Delivery Investment Group II, LLC See All Filings	D	2016-05-27 10:32:56 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001675404 Filed Document 0001675404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:32:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
5AM Ventures V, L.P. See All Filings	D	2016-05-27 10:29:11 UTC
Amount To Be Raised $285,000,000 Associated Brokers / Dealers N/A CIK Number 0001674324 Filed Document 0001674324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard TEI Investors L.P. See All Filings	D/A	2016-05-27 10:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652378 Filed Document 0000899140-16-001466 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tactilis Pte Ltd See All Filings	D/A	2016-05-27 10:23:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668348 Filed Document 0001668348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:23:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2016-05-27 10:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC CIK Number 0001544206 Filed Document 0001544206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NF Investment Corp. See All Filings	D/A	2016-05-27 10:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561528 Filed Document 0001561528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 10:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vermont Farm Table LLC See All Filings	D	2016-05-27 09:53:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646057 Filed Document 0001646057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:53:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Rodman Laurel Morgan, L.P. See All Filings	D	2016-05-27 09:34:13 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001675543 Filed Document 0001675543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:34:13 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SteadyServ Technologies, LLC See All Filings	D	2016-05-27 09:27:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers David A. Noyes & Company CIK Number 0001560163 Filed Document 0001560163-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:27:11 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Strategic Capital Fund I-A, L.P. See All Filings	D/A	2016-05-27 09:26:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638132 Filed Document 0001638132-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:26:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Strategic Capital Fund I, L.P. See All Filings	D/A	2016-05-27 09:23:45 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638133 Filed Document 0001638133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Outcomes Onshore Fund LLC See All Filings	D/A	2016-05-27 09:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638047 Filed Document 0001638047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSM/MobileFusion, LLC See All Filings	D	2016-05-27 09:17:30 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001533241 Filed Document 0001533241-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:17:30 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NWKPQ Doral LLC See All Filings	D	2016-05-27 08:49:08 UTC
Amount To Be Raised $43,256,093 Associated Brokers / Dealers N/A CIK Number 0001675382 Filed Document 0001675382-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:49:08 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Wave Lenders (Doral) LP See All Filings	D	2016-05-27 08:45:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001675381 Filed Document 0001675381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Top Patch, Inc. See All Filings	D/A	2016-05-27 08:36:40 UTC
Amount To Be Raised $6,443,241 Associated Brokers / Dealers N/A CIK Number 0001555622 Filed Document 0001555622-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:36:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Life Now, Life Then LLC See All Filings	D	2016-05-27 08:24:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674005 Filed Document 0001674005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:24:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Algebris (Luxembourg) SCA SICAV-SIF See All Filings	D/A	2016-05-27 07:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642302 Filed Document 0000902664-16-007220 Exclusions or Exemptions 506b Accepted Date 2016-05-27 07:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Equity Fund Ltd See All Filings	D/A	2016-05-27 06:38:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642300 Filed Document 0000902664-16-007219 Exclusions or Exemptions 506b Accepted Date 2016-05-27 06:38:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eisonomics Inc. See All Filings	D	2016-05-26 21:58:58 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001675468 Filed Document 0001675468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 21:58:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Data Collective IV, L.P. See All Filings	D/A	2016-05-26 21:01:01 UTC
Amount To Be Raised $177,450,000 Associated Brokers / Dealers N/A CIK Number 0001664972 Filed Document 0001664972-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 21:01:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IDS SPV, a series of AX-YS-Funds, LLC See All Filings	D	2016-05-26 20:57:54 UTC
Amount To Be Raised $109,000 Associated Brokers / Dealers N/A CIK Number 0001675435 Filed Document 0001675435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:57:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund