Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Timbers Equity Fund, LLC See All Filings	D	2016-06-09 20:41:12 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001664090 Filed Document 0001664090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:41:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TS&W International Large Cap Equity Fund See All Filings	D	2016-06-09 20:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676686 Filed Document 0001676686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:39:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Risk Focus Inc. See All Filings	D	2016-06-09 20:20:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676707 Filed Document 0001676707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:20:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wuu, Inc. See All Filings	D	2016-06-09 19:28:35 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001676701 Filed Document 0001676701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:28:35 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pamiga Finance S.A. See All Filings	D	2016-06-09 19:19:43 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001676656 Filed Document 0001676656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:19:43 UTC Type of Offering D Industry Investing Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
Eleusis Benefit Corporation, PBC See All Filings	D	2016-06-09 19:13:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599453 Filed Document 0001599453-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:13:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
August Home, Inc. See All Filings	D/A	2016-06-09 18:56:02 UTC
Amount To Be Raised $39,042,973 Associated Brokers / Dealers N/A CIK Number 0001637650 Filed Document 0001637650-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:56:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accend Group Holdings, Inc. See All Filings	D	2016-06-09 18:51:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625978 Filed Document 0001625978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:51:28 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Western Highland Fund II LLC See All Filings	D	2016-06-09 18:46:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:46:53 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-06-09 18:46:41 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000879 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:46:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tusaar Corp. See All Filings	D/A	2016-06-09 18:40:17 UTC
Amount To Be Raised $2,137,359 Associated Brokers / Dealers N/A CIK Number 0001574375 Filed Document 0001574375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:40:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nanostar, Inc. See All Filings	D	2016-06-09 18:21:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001676617 Filed Document 0001676617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:21:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Against Gravity Corp. See All Filings	D/A	2016-06-09 18:15:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670383 Filed Document 0001670383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:15:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D/A	2016-06-09 18:04:50 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-16-000371 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:04:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2016-06-09 18:04:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001172178 Filed Document 0001213900-16-014133 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:04:37 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ANSONIA 2101 INVESTORS, LLC See All Filings	D	2016-06-09 18:04:26 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001676331 Filed Document 0001676331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:04:26 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCHULMAN STUDY GROUP INVESTMENTS, LLC See All Filings	D	2016-06-09 18:01:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers W. Ronald Redmond CIK Number 0001676760 Filed Document 0001676760-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-09 18:01:11 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Alphadyne Investment Strategies Fund, Ltd. See All Filings	D/A	2016-06-09 17:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457617 Filed Document 0000919574-16-013582 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oil Nut Bay Royalties, LP See All Filings	D	2016-06-09 17:55:38 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001676372 Filed Document 0001676372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:55:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
C Fish House, LLC See All Filings	D	2016-06-09 17:49:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001675790 Filed Document 0001675289-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:49:41 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Crypton Private Investors LP See All Filings	D	2016-06-09 17:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676303 Filed Document 0001676303-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-09 17:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Equity
LONGACRE ESTATES, LP See All Filings	D	2016-06-09 17:46:29 UTC
Amount To Be Raised $730,000 Associated Brokers / Dealers N/A CIK Number 0001669695 Filed Document 0001199835-16-000856 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:46:29 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alphadyne Investment Strategies Partners, LP See All Filings	D/A	2016-06-09 17:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457616 Filed Document 0000919574-16-013580 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYSIDE EQUITY, LP See All Filings	D	2016-06-09 17:43:37 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001669693 Filed Document 0001199835-16-000855 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:43:37 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-06-09 17:43:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC and Concorde Investment Services LLC CIK Number 0001667521 Filed Document 0001667521-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:43:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Ventures II, L.P. See All Filings	D/A	2016-06-09 17:28:53 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001651581 Filed Document 0001651581-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Summit Action Fund LLC, Series 1 See All Filings	D	2016-06-09 17:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001674071 Filed Document 0001674071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:08:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noyes SteadyServ Investment Fund, LLC See All Filings	D/A	2016-06-09 17:05:44 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers James R Kirchner CIK Number 0001673308 Filed Document 0001673308-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:05:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Royal Nickel Corp See All Filings	D	2016-06-09 17:04:44 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001676759 Filed Document 0001571049-16-015887 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:04:44 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crestline Opportunity Fund III (Cayman), Ltd. See All Filings	D	2016-06-09 17:02:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674633 Filed Document 0000902664-16-007308 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:02:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca US L.P. See All Filings	D/A	2016-06-09 17:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578944 Filed Document 0000919574-16-013575 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gowanda Holdings, LLC See All Filings	D	2016-06-09 16:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676669 Filed Document 0001676669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:59:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quentis, Inc. See All Filings	D	2016-06-09 16:52:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001676135 Filed Document 0001676135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:52:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US Equity Long-Only Fund LP See All Filings	D	2016-06-09 16:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676674 Filed Document 0001676674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-06-09 16:44:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:44:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 69 See All Filings	D/A	2016-06-09 16:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, Innovation Partners, LLC, United Securities Alliance, Inc., and Royal Alliance Associates, Inc. CIK Number 0001348248 Filed Document 0001348248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intezyne Technologies, Inc. See All Filings	D	2016-06-09 16:44:10 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001580048 Filed Document 0001580048-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:44:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Finland (Co-invest) Holdings LP See All Filings	D	2016-06-09 16:43:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674716 Filed Document 0001674716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:43:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James River Value Fund LLC See All Filings	D	2016-06-09 16:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001676246 Filed Document 0001676246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:43:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manticore Fund L.P. See All Filings	D/A	2016-06-09 16:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538441 Filed Document 0001012975-16-001301 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:40:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-06-09 16:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Direct Lending Fund I, L.P. See All Filings	D/A	2016-06-09 16:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552770 Filed Document 0001192482-16-000612 Exclusions or Exemptions 506c Accepted Date 2016-06-09 16:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 12 See All Filings	D/A	2016-06-09 16:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Royal Alliance Associates, Inc., and United Securities Alliance, Inc. CIK Number 0001387847 Filed Document 0001387847-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Rubber Technology Holdings, Inc. See All Filings	D	2016-06-09 16:31:47 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001676763 Filed Document 0001676763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:31:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CargoSense, Inc. See All Filings	D/A	2016-06-09 16:26:53 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001651345 Filed Document 0001651345-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:26:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DigitalTown, Inc. See All Filings	D	2016-06-09 16:20:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001065598 Filed Document 0001056520-16-000258 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:20:03 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Montgomery Street Partners GP Acquisition Fund, L.P. See All Filings	D	2016-06-09 16:18:30 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers William Blair & Company, L.L.C., Frontier Solutions LLC, Stonehaven, LLC, and Equus Financial Consulting LLC CIK Number 0001676673 Filed Document 0001676673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:18:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AC 17 LLC See All Filings	D	2016-06-09 16:17:34 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers N/A CIK Number 0001676695 Filed Document 0001676695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:17:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Ocean Village Investment LP See All Filings	D	2016-06-09 16:17:06 UTC
Amount To Be Raised $1,565,000 Associated Brokers / Dealers N/A CIK Number 0001676724 Filed Document 0001676724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:17:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
James River Financing Fund LLC, Series 1 See All Filings	D/A	2016-06-09 16:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001673170 Filed Document 0001673170-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 16:15:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund