Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sterling Office & Industrial Trust See All Filings	D	2016-06-21 15:06:11 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001671359 Filed Document 0001671359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 15:06:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Talas Turkey Value Fund LP See All Filings	D	2016-06-21 15:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677735 Filed Document 0001677735-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 15:04:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Hero Fund, LLC See All Filings	D	2016-06-21 15:01:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677408 Filed Document 0001677408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 15:01:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VOXEL INNOVATIONS, INC. See All Filings	D	2016-06-21 14:58:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001677662 Filed Document 0001677662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:58:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Wrench, Inc. See All Filings	D	2016-06-21 14:57:08 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001669086 Filed Document 0001669086-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:57:08 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Prosper Managed Fund, LLC See All Filings	D/A	2016-06-21 14:53:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001536370 Filed Document 0001536370-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:53:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Saikou Optics Inc See All Filings	D/A	2016-06-21 14:52:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000752 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:52:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PMB Managed Fund, LLC See All Filings	D/A	2016-06-21 14:48:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001536376 Filed Document 0001536376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:48:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WJA Express Fund, LLC See All Filings	D/A	2016-06-21 14:38:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594264 Filed Document 0001594264-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 14:38:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fender Digital LLC See All Filings	D	2016-06-21 14:38:14 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001677234 Filed Document 0001677234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:38:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kissimmee West Florida LP See All Filings	D	2016-06-21 14:34:58 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001676935 Filed Document 0001676935-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:34:58 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Common Living Inc. See All Filings	D	2016-06-21 14:33:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677104 Filed Document 0001677104-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:33:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MNG NEWPORT BEACH INVESTORS, LP See All Filings	D	2016-06-21 14:30:11 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001677354 Filed Document 0001677354-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-21 14:30:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WildLife Partners, LLC See All Filings	D	2016-06-21 14:26:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671065 Filed Document 0001671065-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:26:39 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
MARITIME LITHOTRIPSY LLC See All Filings	D	2016-06-21 14:17:20 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001327633 Filed Document 0001528707-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:17:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MWG Solar I, LLC See All Filings	D	2016-06-21 14:08:40 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers VFG Securities, Inc. CIK Number 0001677447 Filed Document 0001677447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:08:40 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
UberDoc, LLC See All Filings	D	2016-06-21 14:08:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677611 Filed Document 0001677611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:08:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Alapaha Florida Surgical Services, LLC See All Filings	D	2016-06-21 14:07:30 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001528707 Filed Document 0001528707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:07:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saffron Key Inc See All Filings	D	2016-06-21 14:05:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001677705 Filed Document 0001677705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 14:05:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Secured Fixed Income Fund, LLC See All Filings	D	2016-06-21 14:03:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669284 Filed Document 0001669284-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-21 14:03:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Stem Cell Development Fund, LLC See All Filings	D	2016-06-21 13:55:43 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers NONE CIK Number 0001677387 Filed Document 0001677387-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 13:55:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Centrexion Therapeutics Corp See All Filings	D	2016-06-21 13:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001012975-16-001310 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:54:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Sirrus, Inc. See All Filings	D	2016-06-21 13:45:40 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001529642 Filed Document 0001529642-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:45:40 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
BTG PLC See All Filings	D/A	2016-06-21 13:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450431 Filed Document 0001450431-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:25:29 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lakeview Biodiesel LLC See All Filings	D	2016-06-21 13:24:58 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001676620 Filed Document 0001676620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:24:58 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BOULEVARD CAPITAL PARTNERS LP See All Filings	D/A	2016-06-21 13:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALICIA TRANEN CIK Number 0001446909 Filed Document 0001446909-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:21:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightclub Holdings, LLC See All Filings	D	2016-06-21 13:12:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001655541 Filed Document 0001655541-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:12:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passed Pawn Capital, LP See All Filings	D/A	2016-06-21 13:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644855 Filed Document 0001644855-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 13:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aulon Arch, Inc. See All Filings	D	2016-06-21 12:32:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610266 Filed Document 0001610266-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ATIRA SYSTEMS, INC. See All Filings	D	2016-06-21 12:31:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671129 Filed Document 0001461859-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:31:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Polaris MO6, LP See All Filings	D	2016-06-21 12:24:34 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001675714 Filed Document 0001675714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:24:34 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Cayman, L.P. See All Filings	D/A	2016-06-21 12:14:48 UTC
Amount To Be Raised $414,828,000 Associated Brokers / Dealers ASANTE CAPITAL GROUP LLP CIK Number 0001627644 Filed Document 0001627644-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris TX5, LLP See All Filings	D	2016-06-21 12:14:31 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001675734 Filed Document 0001675734-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:14:31 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Feeder Fund, L.P. See All Filings	D/A	2016-06-21 12:13:18 UTC
Amount To Be Raised $59,295,000 Associated Brokers / Dealers N/A CIK Number 0001672839 Filed Document 0001672839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:13:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorkForce Software Holdings, LLC See All Filings	D	2016-06-21 12:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677149 Filed Document 0001677149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:12:45 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Delaware II Feeder Fund, L.P. See All Filings	D/A	2016-06-21 12:11:22 UTC
Amount To Be Raised $17,150,000 Associated Brokers / Dealers N/A CIK Number 0001672838 Filed Document 0001672838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-06-21 12:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:10:54 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII, L.P. See All Filings	D/A	2016-06-21 12:10:11 UTC
Amount To Be Raised $2,274,127,176 Associated Brokers / Dealers ASANTE CAPITAL GROUP LLP and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001626317 Filed Document 0001626317-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:10:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. See All Filings	D/A	2016-06-21 12:08:56 UTC
Amount To Be Raised $66,573,882 Associated Brokers / Dealers N/A CIK Number 0001627643 Filed Document 0001627643-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convergent Energy & Power LP See All Filings	D	2016-06-21 12:08:37 UTC
Amount To Be Raised $9,000,502 Associated Brokers / Dealers N/A CIK Number 0001676865 Filed Document 0001676865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:08:37 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OKLAHOMA UROLOGIC THERAPIES, LP See All Filings	D	2016-06-21 12:07:49 UTC
Amount To Be Raised $28,514 Associated Brokers / Dealers N/A CIK Number 0001677707 Filed Document 0001677707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 12:07:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HY Manhattan Tower A-4 LLC See All Filings	D	2016-06-21 11:59:45 UTC
Amount To Be Raised $87,500,000 Associated Brokers / Dealers Related Financial Services, LLC CIK Number 0001677609 Filed Document 0001677609-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 11:59:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Star Mountain Partners Fund II, LLC See All Filings	D	2016-06-21 11:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677283 Filed Document 0001677283-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 11:57:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONE TWO COSMETICS, LLC See All Filings	D	2016-06-21 11:56:08 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001656854 Filed Document 0001656854-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-21 11:56:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-06-21 11:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-21 11:55:57 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKCA Opportunity Fund, LLC See All Filings	D/A	2016-06-21 11:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001465069 Filed Document 0001465069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-21 11:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Diversified Small Business Access Fund II (Offshore), LP See All Filings	D	2016-06-21 11:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677377 Filed Document 0001677377-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 11:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oildigger Resources Fund II, LLLP See All Filings	D	2016-06-21 11:47:34 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001677714 Filed Document 0001677714-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-21 11:47:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Private Solution Detox Corp. See All Filings	D	2016-06-21 11:37:54 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001677673 Filed Document 0001441557-16-000084 Exclusions or Exemptions 506b Accepted Date 2016-06-21 11:37:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-06-21 11:33:36 UTC
Amount To Be Raised $508,250 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-109064 Accepted Date 2016-06-21 11:33:36 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)