Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aspen I, LLC See All Filings	D	2016-08-11 19:54:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677566 Filed Document 0001677566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:54:13 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2016-08-11 19:35:12 UTC
Amount To Be Raised $2,085,881 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:35:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:30:50 UTC
Amount To Be Raised $405,998 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000402 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:30:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:19:38 UTC
Amount To Be Raised $763,253 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000401 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:19:38 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BWS Partners LLC See All Filings	D	2016-08-11 19:11:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Mark Madden and Robert Quinn CIK Number 0001682186 Filed Document 0001682186-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-11 19:11:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AQR MULTI-STRATEGY FUND XV, L.P. See All Filings	D	2016-08-11 19:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682055 Filed Document 0001682053-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AmeriCann, Inc. See All Filings	D/A	2016-08-11 19:06:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001508348 Filed Document 0001004878-16-000456 Exclusions or Exemptions 506c Accepted Date 2016-08-11 19:06:26 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TMG II 1400 L STREET CO-INVEST, L.P. See All Filings	D	2016-08-11 18:40:43 UTC
Amount To Be Raised $20,559,581 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001680747 Filed Document 0001680747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Divergent Venture Partners IV, L.P. See All Filings	D/A	2016-08-11 18:29:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001649966 Filed Document 0001649966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Hilton Head ASC Partners, LP See All Filings	D	2016-08-11 18:29:20 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001681916 Filed Document 0001681916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Collective Communities-Thunderbird MHC, LLC See All Filings	D	2016-08-11 18:26:46 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001682042 Filed Document 0001682045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:26:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	D	2016-08-11 18:15:31 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers Crescent Securities Group, Inc., Moloney Securities Co., Inc., and Moloney Securities Co., Inc. CIK Number 0001517560 Filed Document 0001517560-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:15:31 UTC Type of Offering D Industry Other Energy Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund IX LLC See All Filings	D	2016-08-11 18:06:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667327 Filed Document 0001667327-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dale Oklahoma II, LLC See All Filings	D/A	2016-08-11 17:57:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681084 Filed Document 0001315863-16-001683 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2016-08-11 17:57:45 UTC
Amount To Be Raised $319,373 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Abtum), LLC See All Filings	D	2016-08-11 17:55:47 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers N/A CIK Number 0001682107 Filed Document 0001682107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Woodstream, LLC See All Filings	D	2016-08-11 17:55:43 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001681119 Filed Document 0001681119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
AQR MANAGED FUTURES FUND III, L.P. See All Filings	D	2016-08-11 17:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682054 Filed Document 0001682053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA MULTI-STRATEGY 1099 FUND See All Filings	D/A	2016-08-11 17:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001552250 Filed Document 0001552250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DARE-HOUSTON, LLC See All Filings	D	2016-08-11 17:48:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682045 Filed Document 0001682045-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-11 17:48:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2016-08-11 17:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001367838-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2016-08-11 17:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naval Coating, Inc. See All Filings	D	2016-08-11 17:40:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RA Capital Advisors LLC CIK Number 0001681988 Filed Document 0001681988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:40:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Find Your Trainer LLC See All Filings	D	2016-08-11 17:40:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609024 Filed Document 0001609024-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:40:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA PM OFFSHORE FUND, L.P. See All Filings	D	2016-08-11 17:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682053 Filed Document 0001682053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 17:35:58 UTC
Amount To Be Raised $17,538,058 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000400 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:35:58 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NexIt Holdings LLC See All Filings	D	2016-08-11 17:28:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681777 Filed Document 0001209191-16-136619 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:28:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Armor Minerals Inc. See All Filings	D	2016-08-11 17:26:57 UTC
Amount To Be Raised $173,914 Associated Brokers / Dealers N/A CIK Number 0001682145 Filed Document 0001140361-16-075960 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:26:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baron Emerging Markets Fund Ltd. See All Filings	D	2016-08-11 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682136 Filed Document 0000950103-16-015510 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:24:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock MHC Partners L.P. See All Filings	D	2016-08-11 17:22:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682022 Filed Document 0001682022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:22:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 17:21:14 UTC
Amount To Be Raised $147,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000399 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:21:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vast Mountain Development, Inc. See All Filings	D/A	2016-08-11 17:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651756 Filed Document 0001651756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:19:05 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
JB Investments Fund II, LP See All Filings	D/A	2016-08-11 17:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities, LLC and Park Hill Group LLC CIK Number 0001663723 Filed Document 0001663723-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CVI Alexandria 2, LLC See All Filings	D	2016-08-11 17:14:58 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001681882 Filed Document 0001681882-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:14:58 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Teraphysics Corp See All Filings	1-A POS	2016-08-11 17:12:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001318588 Filed Document 0001658959-16-000010 Accepted Date 2016-08-11 17:12:47 UTC Type of Offering 1-A POS Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $219,334 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-08-11 17:10:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-013132 Accepted Date 2016-08-11 17:10:24 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Jernigan Capital, Inc. See All Filings	D	2016-08-11 16:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622353 Filed Document 0001144204-16-118396 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:51:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Bison Energy Opportunity Fund, L.P. See All Filings	D	2016-08-11 16:39:25 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers none CIK Number 0001650679 Filed Document 0001650679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:39:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FieldVision Co. See All Filings	D	2016-08-11 16:38:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001682162 Filed Document 0001682162-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:38:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
TMAM/Pathway Market Opportunities Fund, LP See All Filings	D	2016-08-11 16:38:20 UTC
Amount To Be Raised $10,005,000 Associated Brokers / Dealers N/A CIK Number 0001682082 Filed Document 0001682082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:38:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kaissa Partners, L.P. See All Filings	D/A	2016-08-11 16:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659726 Filed Document 0001315863-16-001681 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green Grass Foods Inc See All Filings	D	2016-08-11 16:33:17 UTC
Amount To Be Raised $1,210,163 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001659348 Filed Document 0001659348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:33:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SkyWire Media, INC See All Filings	D	2016-08-11 16:30:29 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001556312 Filed Document 0001556312-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:30:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Wunder Capital III LLC See All Filings	D	2016-08-11 16:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680012 Filed Document 0001140361-16-075907 Exclusions or Exemptions 506c Accepted Date 2016-08-11 16:28:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CarbonLite Holdings LLC - Series H See All Filings	D	2016-08-11 16:20:35 UTC
Amount To Be Raised $13,956,000 Associated Brokers / Dealers N/A CIK Number 0001682059 Filed Document 0001682059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:20:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kootenay Silver Inc. See All Filings	D	2016-08-11 16:11:14 UTC
Amount To Be Raised $2,107,130 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001388891 Filed Document 0001062993-16-010992 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:11:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CommuniGift, Inc. See All Filings	D	2016-08-11 16:10:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644356 Filed Document 0001644356-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:10:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Oh, Hello Broadway Ltd Liability Co See All Filings	D	2016-08-11 16:06:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681597 Filed Document 0001681597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 16:06:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BCM CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2016-08-11 15:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460717 Filed Document 0001507943-16-000293 Exclusions or Exemptions 506b Accepted Date 2016-08-11 15:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCM Credit Opportunities Offshore Fund, L.P. See All Filings	D/A	2016-08-11 15:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490632 Filed Document 0001507943-16-000292 Exclusions or Exemptions 506b Accepted Date 2016-08-11 15:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund