Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spectrum Opportunity Fund, LLC See All Filings	D	2016-07-07 15:35:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers CapFinancial Securities, LLC CIK Number 0001679071 Filed Document 0001679071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Flagship Fund, LP See All Filings	D/A	2016-07-07 15:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-16-111967 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IKZ-18-Fund, a series of AX-HS-Funds, LLC See All Filings	D	2016-07-07 15:31:36 UTC
Amount To Be Raised $116,999 Associated Brokers / Dealers N/A CIK Number 0001678907 Filed Document 0001678907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:31:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reconstruction Innovation, LLC See All Filings	D	2016-07-07 15:31:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677325 Filed Document 0001677325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:31:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
A-DTM-21-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-07-07 15:25:34 UTC
Amount To Be Raised $114,600 Associated Brokers / Dealers N/A CIK Number 0001678352 Filed Document 0001678352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOGO BAND, INC. See All Filings	D	2016-07-07 15:24:58 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001679032 Filed Document 0001679032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:24:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LPC Real Estate Partners II LP See All Filings	D	2016-07-07 15:19:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679107 Filed Document 0001462573-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:19:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Viridis Fund I, LLC See All Filings	D	2016-07-07 15:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678210 Filed Document 0001465818-16-000125 Exclusions or Exemptions 506c Accepted Date 2016-07-07 15:19:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-KAE-35-Fund, a series of AX-AH-Funds, LLC See All Filings	D	2016-07-07 15:19:30 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001678960 Filed Document 0001678960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:19:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nine Ten Partners LP See All Filings	D/A	2016-07-07 15:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603715 Filed Document 0001315863-16-001599 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SmartRecruiters, Inc. See All Filings	D	2016-07-07 15:13:02 UTC
Amount To Be Raised $30,000,002 Associated Brokers / Dealers N/A CIK Number 0001550711 Filed Document 0001243233-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:13:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prowers Aggregate Investors, LLC See All Filings	D	2016-07-07 15:11:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679123 Filed Document 0001679123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:11:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ECC Income Fund Series X, LP See All Filings	D	2016-07-07 15:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677481 Filed Document 0001140361-16-071907 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-SIN-11-Fund, a series of AngelList-WiAl-Funds, LLC See All Filings	D	2016-07-07 15:07:33 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001678345 Filed Document 0001678345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 15:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Around Labs, Inc. See All Filings	C	2016-07-07 15:02:17 UTC
Financial Interest Filing Platform FLASHFUNDERS SECURITIES, LLC Offering Amount $100,000 CIK Number 0001609838 Filed Document 0001609838-16-000003 Accepted Date 2016-07-07 15:02:17 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State CALIFORNIA
RIPPLE FOODS, PBC See All Filings	D	2016-07-07 14:59:26 UTC
Amount To Be Raised $29,999,986 Associated Brokers / Dealers N/A CIK Number 0001659461 Filed Document 0001659461-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:59:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIFESTYLE BRANDS, LLC See All Filings	D	2016-07-07 14:55:35 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001679083 Filed Document 0001679083-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:55:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lisa-Fund, a series of AngelList-PM-Funds, LLC See All Filings	D	2016-07-07 14:53:56 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001677232 Filed Document 0001677232-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:53:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Credit Asset Trust See All Filings	D/A	2016-07-07 14:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:51:51 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CUZ-D Industries, Inc. See All Filings	D/A	2016-07-07 14:51:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001662031 Filed Document 0001662031-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:51:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELIAS Animal Health, LLC See All Filings	D	2016-07-07 14:51:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626694 Filed Document 0001014108-16-000464 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:51:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Madison Fund VII, LLC See All Filings	D	2016-07-07 14:47:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001678892 Filed Document 0001678892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:47:49 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lantos Technologies, Inc. See All Filings	D	2016-07-07 14:41:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:41:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
TVAX Biomedical, Inc. See All Filings	D	2016-07-07 14:37:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001526959 Filed Document 0001014108-16-000463 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:37:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Debt
Noddings Warrant Limited Partnership See All Filings	D/A	2016-07-07 14:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496723 Filed Document 0001496723-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnerGulf Resources Inc See All Filings	D	2016-07-07 14:35:42 UTC
Amount To Be Raised $275,250 Associated Brokers / Dealers N/A CIK Number 0001404483 Filed Document 0001534122-16-000106 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:35:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ellipsis Technologies Inc. See All Filings	D	2016-07-07 14:32:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001572980 Filed Document 0001572980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:32:03 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2016-07-07 14:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:28:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
GSO Credit Alpha Annex Fund (Offshore) L.P. See All Filings	D	2016-07-07 14:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001678876 Filed Document 0001678869-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:25:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEEN ONYX FUND LP See All Filings	D/A	2016-07-07 14:24:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPFINANCIAL SECURITIES, LLC., CAPFINANCIAL SECURITIES, LLC., and CAPFINANCIAL SECURITIES, LLC. CIK Number 0001553258 Filed Document 0000919574-16-013958 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:24:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Noddings Convertible Hedge Limited Partnership See All Filings	D/A	2016-07-07 14:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496720 Filed Document 0001496720-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2016-07-07 14:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mark43, Inc. See All Filings	D	2016-07-07 14:17:56 UTC
Amount To Be Raised $26,999,950 Associated Brokers / Dealers N/A CIK Number 0001582087 Filed Document 0000905718-16-001525 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:17:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MLG/PF Oasis Co-Investor LLC See All Filings	D	2016-07-07 14:15:48 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001678898 Filed Document 0001678898-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-07 14:15:48 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Valor Gympass I, a series of AX-VaUp-Funds, LLC See All Filings	D	2016-07-07 14:12:11 UTC
Amount To Be Raised $263,000 Associated Brokers / Dealers N/A CIK Number 0001678973 Filed Document 0001678973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PCW-53-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D	2016-07-07 14:08:15 UTC
Amount To Be Raised $137,095 Associated Brokers / Dealers N/A CIK Number 0001678350 Filed Document 0001678350-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:08:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AD Skincare, Inc. See All Filings	D	2016-07-07 14:06:51 UTC
Amount To Be Raised $17,333,334 Associated Brokers / Dealers N/A CIK Number 0001678933 Filed Document 0001678933-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:06:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convenience Store Insurance Holdings, LLC See All Filings	D	2016-07-07 14:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679022 Filed Document 0001679022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:04:10 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WorldViz, LLC See All Filings	D	2016-07-07 14:00:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 14:00:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
CLI TRANSPORT LP See All Filings	D	2016-07-07 13:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264517 Filed Document 0001264517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:53:52 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-07-07 13:49:21 UTC
Amount To Be Raised $758,600 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-111941 Accepted Date 2016-07-07 13:49:21 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
DoubleBlue Partners, L.P. See All Filings	D/A	2016-07-07 13:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647803 Filed Document 0001647803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:44:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-KZN-21-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D/A	2016-07-07 13:42:46 UTC
Amount To Be Raised $342,648 Associated Brokers / Dealers N/A CIK Number 0001671900 Filed Document 0001671900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:42:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGITAL ENTERTAINMENT CORP OF AMERICA See All Filings	D	2016-07-07 13:41:59 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001409604 Filed Document 0001409604-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:41:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
STADIUM CAPITAL PARTNERS L P See All Filings	D/A	2016-07-07 13:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001076204 Filed Document 0000935836-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STADIUM CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2016-07-07 13:39:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001427178 Filed Document 0000935836-16-001001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:39:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Gateway on Gilbert, LLC See All Filings	D	2016-07-07 13:38:59 UTC
Amount To Be Raised $10,145,000 Associated Brokers / Dealers None CIK Number 0001679061 Filed Document 0001679061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:38:59 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
International Air Charters, Inc. See All Filings	D	2016-07-07 13:37:41 UTC
Amount To Be Raised $7,500 Associated Brokers / Dealers N/A CIK Number 0001678968 Filed Document 0001678968-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-07-07 13:37:41 UTC Type of Offering D Industry Other Travel Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
A10 Networks, Inc. See All Filings	D	2016-07-07 13:35:28 UTC
Amount To Be Raised $1,505,415 Associated Brokers / Dealers N/A CIK Number 0001580808 Filed Document 0001580808-16-000092 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:35:28 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PTM LP See All Filings	D	2016-07-07 13:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264570 Filed Document 0001264570-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 13:28:40 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity