Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THOROUGHBRED OFFSHORE FUND LTD. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442298 Filed Document 0000919574-14-003018 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillcrest Apartments Salt Lake City, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001607824 Filed Document 0001062993-14-002906 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Midway Market Neutral Institutional Fund LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Management Securities, LLC CIK Number 0001607750 Filed Document 0001607750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MARXENT LABS, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001554227 Filed Document 0001554227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Vol (US) LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-14-002471 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compound Money Fund, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520658 Filed Document 0000897423-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaufmann Mercantile, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $4,455,000 Associated Brokers / Dealers N/A CIK Number 0001546353 Filed Document 0000905718-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PharmaIN Corp See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608123 Filed Document 0001608123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Planned Return Strategy Fund, LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577458 Filed Document 0001577458-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Rock Partners, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551114 Filed Document 0000935836-14-000312 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIXEL VELOCITY INC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001375069 Filed Document 0001375069-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
smartDIGITAL Holdings, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001550126 Filed Document 0001550126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Sensible Organics, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ARDEN ADVISERS II, L.P. See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548016 Filed Document 0000919574-14-002990 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R.C. Temme Corp. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $67,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PowerDMS, Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,119,631 Associated Brokers / Dealers N/A CIK Number 0001605943 Filed Document 0001605943-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund (Segregated Portfolio) See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584475 Filed Document 0000950172-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formidable Fund, LP See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608012 Filed Document 0001448291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Americas TOPS Long-Only Fund LP See All Filings	D/A	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549725 Filed Document 0000902664-14-002464 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: TB Capital Partners LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001607445 Filed Document 0001140361-14-020628 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ecoVent Corp. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001607265 Filed Document 0001607265-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Blackrock/Falcon Ridge, LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001607970 Filed Document 0001607970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Associated Petroleum Inc See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
TexStar Hydrocarbon Management LLC See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001607829 Filed Document 0001607829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BackBoard Inc. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607458 Filed Document 0001607458-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABV CONSULTING, INC. See All Filings	D	2014-05-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607450 Filed Document 0001144204-14-030369 Exclusions or Exemptions 506b Accepted Date 2014-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
RREAF O&G Portfolio #2 Investors LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $9,425,000 Associated Brokers / Dealers N/A CIK Number 0001607934 Filed Document 0001607934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
O'Neill Building Fund, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001606886 Filed Document 0001606886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Funds SPC - Centennial Global Macro Fund Segregated Portfolio See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, ALPS Distributors, Inc., Ceninter Funds Corp, Gabriel Becerril Parreno, Ignacio Velez, and Interasesores, S.A. DE C.V. CIK Number 0001510438 Filed Document 0001510438-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medallion RMPRF Fund L.P. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549450 Filed Document 0001549450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Centennial Funds SPC - Absolute Return Fund Segregated Portfolio See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Alps Distributors, Inc., Asesoria Gold Premium S.C., Ceninter Funds Corp, Gabriel Becerril Parreno, Ignacio Velez, and Interasesores, S.A. DE C.V. CIK Number 0001510446 Filed Document 0001510446-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imagimod LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607929 Filed Document 0001607929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Sancus Capital Select Partners, LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466404 Filed Document 0000919574-14-002918 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSP Members Fund III Feeder, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $2,072,950,000 Associated Brokers / Dealers N/A CIK Number 0001607519 Filed Document 0001591664-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Community Capital, Inc. See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592504 Filed Document 0001589183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
La Crosse Partners, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001531436 Filed Document 0001607588-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Calliance Realty Fund, LLC See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Whitehall-Parker Securities, Inc. and Oak Tree Securities, Inc. CIK Number 0001481639 Filed Document 0001608253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Our Time, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,099,998 Associated Brokers / Dealers N/A CIK Number 0001607550 Filed Document 0001607550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MANINIS GLUTEN FREE, INC. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001607948 Filed Document 0001607948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Spirit Guild, LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001600968 Filed Document 0001140361-14-021017 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Duet Global Plus Fund Ltd See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574718 Filed Document 0001574718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM FUND See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177685 Filed Document 0001140361-14-020545 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivory Long Fund, L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606836 Filed Document 0000902664-14-002475 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Factor Capital, LP See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607415 Filed Document 0001607415-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Twist Investors LLC See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $789,892 Associated Brokers / Dealers N/A CIK Number 0001580558 Filed Document 0001580558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Credit Suisse NEXT Access Fund L.P. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603446 Filed Document 0001603446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 36 See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607818 Filed Document 0001565908-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAMLI CL Global Credit Strategies Offshore Fund LP See All Filings	D/A	2014-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550140 Filed Document 0000919574-14-002913 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lysosomal Therapeutics, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $4,842,033 Associated Brokers / Dealers N/A CIK Number 0001607854 Filed Document 0001607854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FieldLens, Inc. See All Filings	D	2014-05-13 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001554436 Filed Document 0001554436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity