Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Symphony Small Cap Core Fund L P See All Filings	D/A	2016-07-15 15:52:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-16-001029 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Exclusive Homes, LLC See All Filings	D	2016-07-15 15:51:40 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001679319 Filed Document 0001679319-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-07-15 15:51:40 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Offshore Partners, L.P. See All Filings	D/A	2016-07-15 15:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648093 Filed Document 0000935836-16-001028 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castleman Power Investment, LLC See All Filings	D	2016-07-15 15:51:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677098 Filed Document 0001677098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:51:13 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Partners, L.P. See All Filings	D/A	2016-07-15 15:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-16-001027 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Colebrook Bancorp, Inc. See All Filings	1-A/A	2016-07-15 15:48:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000763982 Filed Document 0001174947-16-002881 Accepted Date 2016-07-15 15:48:15 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW HAMPSHIRE Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Global Asset Backed Opportunities LP See All Filings	D/A	2016-07-15 15:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001600087 Filed Document 0000945621-16-000677 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AVW-18-Fund, a series of AngelList-50In-Funds, LLC See All Filings	D	2016-07-15 15:42:45 UTC
Amount To Be Raised $498,000 Associated Brokers / Dealers N/A CIK Number 0001678346 Filed Document 0001678346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:42:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RQJ-22-Fund, a series of AX-LoAl-Funds, LLC See All Filings	D	2016-07-15 15:40:54 UTC
Amount To Be Raised $155,850 Associated Brokers / Dealers N/A CIK Number 0001677712 Filed Document 0001677712-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 15:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Asset Backed Opportunities (Cayman) LP See All Filings	D/A	2016-07-15 15:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001619698 Filed Document 0000945621-16-000676 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-07-15 15:39:53 UTC
Amount To Be Raised $758,600 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-113146 Accepted Date 2016-07-15 15:39:53 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
Security Capital Preferred Growth-T LLC See All Filings	D/A	2016-07-15 15:39:14 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001565169 Filed Document 0001565169-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account GVA 40 See All Filings	D	2016-07-15 15:32:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584294 Filed Document 0001584294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:32:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guideboat, Inc. See All Filings	D	2016-07-15 15:30:17 UTC
Amount To Be Raised $500,005 Associated Brokers / Dealers N/A CIK Number 0001650179 Filed Document 0001650179-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:30:17 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
General Bancshares, Inc. See All Filings	D	2016-07-15 15:29:14 UTC
Amount To Be Raised $10,001,000 Associated Brokers / Dealers N/A CIK Number 0001676855 Filed Document 0001676855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:29:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Fork Holding, Inc. See All Filings	D	2016-07-15 15:27:24 UTC
Amount To Be Raised $480,000,000 Associated Brokers / Dealers N/A CIK Number 0001679826 Filed Document 0001679826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:27:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Merger Arbitrage Ltd See All Filings	D/A	2016-07-15 15:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001643061 Filed Document 0001643061-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY FIRST INC See All Filings	D	2016-07-15 15:24:53 UTC
Amount To Be Raised $7,738,211 Associated Brokers / Dealers N/A CIK Number 0001179500 Filed Document 0001179500-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:24:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood North Carolina Note Issuer III 2016 LLC See All Filings	D	2016-07-15 15:18:17 UTC
Amount To Be Raised $13,311,121 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001679821 Filed Document 0001571049-16-016605 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:18:17 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
VIXLET LLC See All Filings	D	2016-07-15 15:17:11 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:17:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Brother Holding Company, LLC See All Filings	C	2016-07-15 15:13:35 UTC
Financial Interest None Filing Platform LOCALSTAKE MARKETPLACE LLC Offering Amount CIK Number 0001667014 Filed Document 0001667014-16-000003 Accepted Date 2016-07-15 15:13:35 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State MICHIGAN
Montrock48 Offshore Ltd. See All Filings	D	2016-07-15 15:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678883 Filed Document 0000919574-16-014191 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RQM Partners, LP See All Filings	D/A	2016-07-15 15:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617357 Filed Document 0001617357-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 15:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARDWOODS DISTRIBUTION INC. See All Filings	D	2016-07-15 14:54:11 UTC
Amount To Be Raised $71,330 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001679764 Filed Document 0001591408-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:54:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
COUNTRY BANK HOLDING CO INC See All Filings	D	2016-07-15 14:47:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-16-072577 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:47:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2016-07-15 14:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001643062 Filed Document 0001643062-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apothecary Health Solutions, LLC See All Filings	D	2016-07-15 14:44:51 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001679714 Filed Document 0001679714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Acrux Fund, LLC See All Filings	D	2016-07-15 14:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679216 Filed Document 0000919574-16-014190 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spearhead Insurance Solutions IDF, LLC See All Filings	D/A	2016-07-15 14:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001616070 Filed Document 0001616070-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:44:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MedScience Ventures, L.P. See All Filings	D	2016-07-15 14:39:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679701 Filed Document 0001192482-16-000667 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:39:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Candidate.Guru, Inc. See All Filings	D/A	2016-07-15 14:37:46 UTC
Amount To Be Raised $953,614 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:37:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Technology Keiretsu, LLC See All Filings	D	2016-07-15 14:33:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565794 Filed Document 0001565794-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:33:49 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BurkeyLoan Inc See All Filings	D	2016-07-15 14:32:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679777 Filed Document 0001679777-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 14:32:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Industry Ventures Direct, L.P. See All Filings	D/A	2016-07-15 14:28:09 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001676385 Filed Document 0001676385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Short Term Trading Ltd See All Filings	D	2016-07-15 14:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001679819 Filed Document 0001679819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Manufactured Housing Communities LP See All Filings	D	2016-07-15 14:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679816 Filed Document 0001679816-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candidate.Guru, Inc. See All Filings	D	2016-07-15 14:19:04 UTC
Amount To Be Raised $953,614 Associated Brokers / Dealers N/A CIK Number 0001679818 Filed Document 0001679818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Iagnosis, Inc. See All Filings	D	2016-07-15 14:17:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001543039 Filed Document 0001543039-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:17:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Betaworks Ventures 1.0, LP See All Filings	D	2016-07-15 14:15:35 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678175 Filed Document 0001678175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayJoy, Inc. See All Filings	D	2016-07-15 14:15:31 UTC
Amount To Be Raised $10,526,111 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:15:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WEALTHHUB SOLUTIONS, LLC See All Filings	D/A	2016-07-15 14:14:10 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001654916 Filed Document 0001654916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Ventures Partnership Holdings IV, L.P. See All Filings	D/A	2016-07-15 14:14:01 UTC
Amount To Be Raised $205,480,000 Associated Brokers / Dealers N/A CIK Number 0001638852 Filed Document 0001638852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Cayman Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647960 Filed Document 0001647960-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Mezzanine Income Fund L.P. See All Filings	D/A	2016-07-15 14:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647953 Filed Document 0001647953-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Front Street Properties, LLC See All Filings	D	2016-07-15 14:06:13 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001679700 Filed Document 0001679700-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 14:06:13 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
ALPHABET ENERGY, INC. See All Filings	D	2016-07-15 14:04:32 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001476250 Filed Document 0001476250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:04:32 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FBFC Custodial Account, LLC See All Filings	D	2016-07-15 14:00:23 UTC
Amount To Be Raised $25,080,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001679311 Filed Document 0001679311-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 14:00:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
LSV Special Opportunities Fund V, L.P. See All Filings	D/A	2016-07-15 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC, Castle Hills Capital Partners, Inc., and Blue Sand Securities LLC CIK Number 0001659131 Filed Document 0001659131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2016-07-15 13:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:52:51 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Uptown Loma Linda Auto Spa, LLC See All Filings	D	2016-07-15 13:51:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001679221 Filed Document 0001679221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 13:51:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity