Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Binary Event Network, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001529439 Filed Document 0001529439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AIM-OBMedical-2014 LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $549,800 Associated Brokers / Dealers N/A CIK Number 0001609124 Filed Document 0001609124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Sean P Devlin CIK Number 0001135856 Filed Document 0001135856-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
International Montoro Resources Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001608808 Filed Document 0001176256-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DISCERENE FUND LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491197 Filed Document 0001405086-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Asia Consumer & Special Opportunities Co-Investment, L.P. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610001 Filed Document 0001609990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Context Relevant, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $25,011,834 Associated Brokers / Dealers N/A CIK Number 0001549711 Filed Document 0001549711-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Smart LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001609632 Filed Document 0001609632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SmartSky Networks, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001553431 Filed Document 0001553431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Photofy, Inc. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
9350 North 67th Avenue, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001609107 Filed Document 0001609107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Income Fund, LP See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567122 Filed Document 0001567122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Morgan's Summit Films, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001612104 Filed Document 0001140361-14-027092 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Little Duck Organics, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609545 Filed Document 0001609545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JAMAKA Capital, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540152 Filed Document 0001540152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FourPoint Holdings, LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,010,050,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001597308 Filed Document 0001597308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Doctor's Hospice, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001609414 Filed Document 0001609414-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GILD INC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $13,499,999 Associated Brokers / Dealers N/A CIK Number 0001308035 Filed Document 0001308035-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arnold Capital Seed Fund, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001608800 Filed Document 0001608800-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bay Capital International Investments L.P. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606629 Filed Document 0001606629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRIPTECH INC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001447620 Filed Document 0001447620-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575779 Filed Document 0001575779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellbe Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001582288 Filed Document 0001582288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Movius Interactive Corp See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001386841 Filed Document 0001386841-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ATRP Solutions, Inc. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001490743 Filed Document 0001490743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439382 Filed Document 0000945621-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREEDOM ENTERPRISES, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605170 Filed Document 0001605170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sento, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611726 Filed Document 0001611726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rio Vista RAD LP See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,676,449 Associated Brokers / Dealers N/A CIK Number 0001628972 Filed Document 0001628972-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0000897069-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Core Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568652 Filed Document 0000897069-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568653 Filed Document 0000897069-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0000897069-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloth Creations, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609627 Filed Document 0001609627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIQUID GENOMICS, INC. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001609810 Filed Document 0001609810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CD&R Landscapes Parent, Inc. See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609704 Filed Document 0001181431-14-022055 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Ventures LLC See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nuve Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $1,137,057 Associated Brokers / Dealers N/A CIK Number 0001608732 Filed Document 0001608732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wish Man, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599689 Filed Document 0001599689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RiskIQ, Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #12 See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $603,750 Associated Brokers / Dealers N/A CIK Number 0001609193 Filed Document 0001609193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RPC Skybox, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609658 Filed Document 0001609658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio SMG Family Fund LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001435694 Filed Document 0001140361-14-023688 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Asia L.P. See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC and Bank Julius Baer & Co., Ltd. CIK Number 0001578378 Filed Document 0001578378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors I, LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591676 Filed Document 0001140361-14-023734 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bambeco, Inc. See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised $6,648,762 Associated Brokers / Dealers N/A CIK Number 0001588331 Filed Document 0001588331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity