Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0000945621-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:52:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523630 Filed Document 0000945621-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0000945621-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirican Group Inc. See All Filings	D	2016-08-12 09:40:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001682142 Filed Document 0001682142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:40:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LION INDUSTRIAL TRUST See All Filings	D/A	2016-08-12 09:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:37:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FINsix Corp See All Filings	D	2016-08-12 09:25:19 UTC
Amount To Be Raised $10,024,936 Associated Brokers / Dealers N/A CIK Number 0001513871 Filed Document 0001513871-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:25:19 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Brightlight Capital Offshore Ltd. See All Filings	D/A	2016-08-12 09:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001648815 Filed Document 0000945621-16-000696 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLIGHT CAPITAL PARTNERS LP See All Filings	D/A	2016-08-12 09:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001524953 Filed Document 0000945621-16-000695 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:08:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana V LLC See All Filings	D	2016-08-12 07:57:12 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001682133 Filed Document 0001682133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 07:57:12 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2016-08-12 06:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-16-007825 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Partners LP See All Filings	D/A	2016-08-12 06:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616229 Filed Document 0000902664-16-007824 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Offshore Fund, Ltd. See All Filings	D/A	2016-08-12 06:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616238 Filed Document 0000902664-16-007823 Exclusions or Exemptions 506b Accepted Date 2016-08-12 06:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Expa Capital II, LLC See All Filings	D	2016-08-11 20:29:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670806 Filed Document 0001670806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 20:29:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aspen G, LLC See All Filings	D	2016-08-11 20:00:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677518 Filed Document 0001677566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 20:00:20 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Aspen I, LLC See All Filings	D	2016-08-11 19:54:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677566 Filed Document 0001677566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:54:13 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2016-08-11 19:35:12 UTC
Amount To Be Raised $2,085,881 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:35:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:30:50 UTC
Amount To Be Raised $405,998 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000402 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:30:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 19:19:38 UTC
Amount To Be Raised $763,253 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000401 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:19:38 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BWS Partners LLC See All Filings	D	2016-08-11 19:11:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Mark Madden and Robert Quinn CIK Number 0001682186 Filed Document 0001682186-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-11 19:11:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AQR MULTI-STRATEGY FUND XV, L.P. See All Filings	D	2016-08-11 19:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682055 Filed Document 0001682053-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 19:07:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AmeriCann, Inc. See All Filings	D/A	2016-08-11 19:06:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001508348 Filed Document 0001004878-16-000456 Exclusions or Exemptions 506c Accepted Date 2016-08-11 19:06:26 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TMG II 1400 L STREET CO-INVEST, L.P. See All Filings	D	2016-08-11 18:40:43 UTC
Amount To Be Raised $20,559,581 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001680747 Filed Document 0001680747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Divergent Venture Partners IV, L.P. See All Filings	D/A	2016-08-11 18:29:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001649966 Filed Document 0001649966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Hilton Head ASC Partners, LP See All Filings	D	2016-08-11 18:29:20 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers N/A CIK Number 0001681916 Filed Document 0001681916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:29:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Collective Communities-Thunderbird MHC, LLC See All Filings	D	2016-08-11 18:26:46 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001682042 Filed Document 0001682045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:26:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	D	2016-08-11 18:15:31 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers Crescent Securities Group, Inc., Moloney Securities Co., Inc., and Moloney Securities Co., Inc. CIK Number 0001517560 Filed Document 0001517560-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:15:31 UTC Type of Offering D Industry Other Energy Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund IX LLC See All Filings	D	2016-08-11 18:06:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667327 Filed Document 0001667327-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-11 18:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dale Oklahoma II, LLC See All Filings	D/A	2016-08-11 17:57:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681084 Filed Document 0001315863-16-001683 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2016-08-11 17:57:45 UTC
Amount To Be Raised $319,373 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:57:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Abtum), LLC See All Filings	D	2016-08-11 17:55:47 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers N/A CIK Number 0001682107 Filed Document 0001682107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Woodstream, LLC See All Filings	D	2016-08-11 17:55:43 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001681119 Filed Document 0001681119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
AQR MANAGED FUTURES FUND III, L.P. See All Filings	D	2016-08-11 17:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682054 Filed Document 0001682053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA MULTI-STRATEGY 1099 FUND See All Filings	D/A	2016-08-11 17:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001552250 Filed Document 0001552250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DARE-HOUSTON, LLC See All Filings	D	2016-08-11 17:48:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682045 Filed Document 0001682045-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-11 17:48:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2016-08-11 17:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001367838-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2016-08-11 17:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:44:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naval Coating, Inc. See All Filings	D	2016-08-11 17:40:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RA Capital Advisors LLC CIK Number 0001681988 Filed Document 0001681988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:40:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Find Your Trainer LLC See All Filings	D	2016-08-11 17:40:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609024 Filed Document 0001609024-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:40:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA PM OFFSHORE FUND, L.P. See All Filings	D	2016-08-11 17:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682053 Filed Document 0001682053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 17:35:58 UTC
Amount To Be Raised $17,538,058 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000400 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:35:58 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NexIt Holdings LLC See All Filings	D	2016-08-11 17:28:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681777 Filed Document 0001209191-16-136619 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:28:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Armor Minerals Inc. See All Filings	D	2016-08-11 17:26:57 UTC
Amount To Be Raised $173,914 Associated Brokers / Dealers N/A CIK Number 0001682145 Filed Document 0001140361-16-075960 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:26:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baron Emerging Markets Fund Ltd. See All Filings	D	2016-08-11 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682136 Filed Document 0000950103-16-015510 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:24:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock MHC Partners L.P. See All Filings	D	2016-08-11 17:22:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682022 Filed Document 0001682022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:22:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-08-11 17:21:14 UTC
Amount To Be Raised $147,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000399 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:21:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vast Mountain Development, Inc. See All Filings	D/A	2016-08-11 17:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651756 Filed Document 0001651756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:19:05 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
JB Investments Fund II, LP See All Filings	D/A	2016-08-11 17:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities, LLC and Park Hill Group LLC CIK Number 0001663723 Filed Document 0001663723-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CVI Alexandria 2, LLC See All Filings	D	2016-08-11 17:14:58 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001681882 Filed Document 0001681882-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-11 17:14:58 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Teraphysics Corp See All Filings	1-A POS	2016-08-11 17:12:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001318588 Filed Document 0001658959-16-000010 Accepted Date 2016-08-11 17:12:47 UTC Type of Offering 1-A POS Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $219,334 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
YOBI CAPITAL FUND CORPORATION See All Filings	1-A/A	2016-08-11 17:10:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-013132 Accepted Date 2016-08-11 17:10:24 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)