Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2016-08-12 12:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT FUND II LP See All Filings	D/A	2016-08-12 12:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432647 Filed Document 0001432647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Funding University, Inc. See All Filings	D	2016-08-12 12:51:59 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001682218 Filed Document 0001682218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:51:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Puerto Rico Fund for Growth, L.P. See All Filings	D	2016-08-12 12:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682079 Filed Document 0001682079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:48:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT EAGLE FUND LP See All Filings	D/A	2016-08-12 12:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460017 Filed Document 0001460017-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2016-08-12 12:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616129 Filed Document 0001140361-16-076101 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT WARREN OPPORTUNITIES FUND, LP See All Filings	D/A	2016-08-12 12:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616130 Filed Document 0001140361-16-076098 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 523 Offshore Fund, Ltd. See All Filings	D/A	2016-08-12 12:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554004 Filed Document 0000919574-16-014579 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Angeles Absolute Return Fund Ltd. See All Filings	D/A	2016-08-12 12:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544959 Filed Document 0001544959-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 523 Master Fund, Ltd. See All Filings	D/A	2016-08-12 12:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554019 Filed Document 0000919574-16-014577 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Ventures Seed Fund, LP See All Filings	D	2016-08-12 12:34:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676453 Filed Document 0001676453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:34:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sentinel Restaurant Group - Hendrix, LLC See All Filings	D	2016-08-12 12:33:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001678653 Filed Document 0001019687-16-007194 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:33:39 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
3D Bio Holdings LLC See All Filings	D/A	2016-08-12 12:33:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:33:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Axonic Systematic Arbitrage Overseas Fund, Ltd. See All Filings	D/A	2016-08-12 12:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554002 Filed Document 0000919574-16-014575 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Restream, Inc. See All Filings	D	2016-08-12 12:25:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681926 Filed Document 0001681926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Senseware, Inc. See All Filings	D	2016-08-12 12:24:06 UTC
Amount To Be Raised $2,720,183 Associated Brokers / Dealers N/A CIK Number 0001639052 Filed Document 0001639052-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:24:06 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Structured Credit Overseas Fund Ltd. See All Filings	D/A	2016-08-12 12:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647189 Filed Document 0000919574-16-014573 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D/A	2016-08-12 12:19:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001437749-16-037275 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:19:15 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2016-08-12 12:16:48 UTC
Amount To Be Raised $1,405,491 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001019687-16-007191 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:16:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2016-08-12 12:16:19 UTC
Amount To Be Raised $729,671 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001019687-16-007190 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:16:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRM Global Opportunities, L.P. See All Filings	D/A	2016-08-12 12:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650038 Filed Document 0001315863-16-001686 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:15:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precept Credit Opportunities Fund, L.P. See All Filings	D/A	2016-08-12 12:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635664 Filed Document 0001635664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:13:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2016-08-12 12:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fledge LLC See All Filings	D/A	2016-08-12 12:12:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001568904 Filed Document 0001581673-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-08-12 12:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:09:24 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Frontier Markets Equity Fund See All Filings	D/A	2016-08-12 12:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405793 Filed Document 0001405793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWLCHEMY LABS INC. See All Filings	D	2016-08-12 12:04:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001681857 Filed Document 0001681857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:04:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Real Estate Partners IV A, LLC See All Filings	D/A	2016-08-12 12:00:39 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621447 Filed Document 0001621447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 12:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Haley Communities Limited Partnership Fund No. 3 See All Filings	D/A	2016-08-12 11:59:14 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Shirley Overly, Richard Backers, Charles Blount, Kathleen Spoonhour, Daniel Hilgendorf, Terri Greenwood, Brian Overly, and Christine Cohoon CIK Number 0001649932 Filed Document 0001649932-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:59:14 UTC Type of Offering D/A Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cedar Park Surgery Center, LLC See All Filings	D/A	2016-08-12 11:57:52 UTC
Amount To Be Raised $46,000 Associated Brokers / Dealers N/A CIK Number 0001498399 Filed Document 0001463785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:57:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Diversified Alpha Institutional Equity Fund, LLC See All Filings	D	2016-08-12 11:56:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679237 Filed Document 0001679237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:56:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockspring Capital Texas Real Estate BD/RIA Partners, L.P. See All Filings	D/A	2016-08-12 11:53:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerson Equity LLC, Arete Wealth Management, LLC, and Kalos Capital, Inc. CIK Number 0001635708 Filed Document 0001635708-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:53:02 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WOODSTOCK HOLDINGS INC. See All Filings	D/A	2016-08-12 11:50:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group Inc. CIK Number 0001095373 Filed Document 0001095373-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:50:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Surgical Caregivers of Fort Worth, LLC See All Filings	D	2016-08-12 11:50:05 UTC
Amount To Be Raised $132,450 Associated Brokers / Dealers N/A CIK Number 0001463790 Filed Document 0001463790-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:50:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Gain Compliance, Inc. See All Filings	D	2016-08-12 11:39:45 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001682169 Filed Document 0001682169-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-12 11:39:45 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Brigade Structured Credit Fund LP See All Filings	D/A	2016-08-12 11:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616514 Filed Document 0000919574-16-014565 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Norwich Partners Fund XV LLC See All Filings	D	2016-08-12 11:32:58 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001679973 Filed Document 0001679973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:32:58 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Novak Financial Inc See All Filings	D/A	2016-08-12 11:32:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:32:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Recurring Capital Brazos, LP See All Filings	D	2016-08-12 11:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681830 Filed Document 0001681830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Capital Mining Fund L.P. See All Filings	D	2016-08-12 11:28:03 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JLT Capital Partners LLC CIK Number 0001682012 Filed Document 0001682012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Real Estate Partners IV, LLC See All Filings	D/A	2016-08-12 11:05:57 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621440 Filed Document 0001621440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Security Raleigh Investors LLC See All Filings	D	2016-08-12 11:02:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001681945 Filed Document 0001681945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 11:02:31 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-08-12 10:58:16 UTC
Amount To Be Raised $3,987,340 Associated Brokers / Dealers Stanley Eckert and David Bass CIK Number 0001135856 Filed Document 0001135856-16-000633 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:58:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SACK LUNCH PRODUCTIONS INC. See All Filings	D/A	2016-08-12 10:53:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:53:15 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Clear Guide Medical, Inc. See All Filings	D	2016-08-12 10:44:03 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001682212 Filed Document 0001682212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:44:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Viceroy Capital Healthcare II, Ltd. See All Filings	D/A	2016-08-12 10:41:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651629 Filed Document 0001315863-16-001685 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:41:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARRY'S FUNNY DREAM Ltd LIABILITY Co See All Filings	D	2016-08-12 10:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674488 Filed Document 0001674488-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:34:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CAPEM Solutions Inc. See All Filings	D	2016-08-12 10:22:07 UTC
Amount To Be Raised $748,482 Associated Brokers / Dealers N/A CIK Number 0001682037 Filed Document 0001682037-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 10:22:07 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2016-08-12 09:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0000945621-16-000700 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Well Emerging Markets Fund, L.P. See All Filings	D	2016-08-12 09:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681892 Filed Document 0001681892-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-12 09:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund