Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CDI Sundown, LLC See All Filings	D	2016-08-18 11:17:15 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers None CIK Number 0001682433 Filed Document 0001682433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:17:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Global Reserve Partners, LLC See All Filings	D/A	2016-08-18 11:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ZALICO Variable Annuity Separate Account -- 2 See All Filings	D/A	2016-08-18 11:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MFI Investments Corp and 1st Global Capital Corp Husami & Associates CIK Number 0001510723 Filed Document 0001487417-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-18 11:10:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO Variable Series I Separate Account See All Filings	D/A	2016-08-18 10:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Benefit Finance Securities, and WJ Lynch Investor Services LLC (William J. Lynch & Associates) CIK Number 0001487417 Filed Document 0001487417-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 10:52:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
WGI DEVELOPED MARKETS EX-US FUND, LLC See All Filings	D/A	2016-08-18 10:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651240 Filed Document 0001651240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar SC Fund Ltd See All Filings	D/A	2016-08-18 10:34:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498898 Filed Document 0001498898-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:34:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Total Portfolio Fund, L.P. See All Filings	D/A	2016-08-18 10:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Broadway Musical Ltd Liability Co See All Filings	D/A	2016-08-18 10:18:27 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001659057 Filed Document 0001659057-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:18:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
FORM Holdings Corp. See All Filings	D	2016-08-18 10:17:39 UTC
Amount To Be Raised $1,733,826 Associated Brokers / Dealers N/A CIK Number 0001410428 Filed Document 0001410428-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:17:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Action Auto, LLC See All Filings	D	2016-08-18 10:13:51 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers N/A CIK Number 0001581153 Filed Document 0001581153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:13:51 UTC Type of Offering D Industry Retailing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Data Council Holdings, Inc. See All Filings	D	2016-08-18 10:10:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673938 Filed Document 0001651007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:10:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Youth Sports Network Interactive Media Inc. See All Filings	D	2016-08-18 10:09:07 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001682424 Filed Document 0001682424-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:09:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iMedicor See All Filings	D/A	2016-08-18 10:05:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-16-008199 Exclusions or Exemptions 506b Accepted Date 2016-08-18 10:05:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
pHase2 microtechnologies, Inc. See All Filings	D/A	2016-08-18 09:57:17 UTC
Amount To Be Raised $153,333 Associated Brokers / Dealers N/A CIK Number 0001670244 Filed Document 0001670244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:57:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Magnitude Partners International, Ltd. See All Filings	D/A	2016-08-18 09:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC CIK Number 0001519605 Filed Document 0000902664-16-007950 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Private Partners, L.P. See All Filings	D/A	2016-08-18 09:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001480411 Filed Document 0000902664-16-007949 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude International See All Filings	D/A	2016-08-18 09:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001471509 Filed Document 0000902664-16-007948 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:46:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNITUDE U.S. PARTNERS See All Filings	D/A	2016-08-18 09:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001280016 Filed Document 0000902664-16-007947 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Leveraged International See All Filings	D/A	2016-08-18 09:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Executive Wealth Management, LLC CIK Number 0001476391 Filed Document 0000902664-16-007946 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnitude Institutional, Ltd. See All Filings	D/A	2016-08-18 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387093 Filed Document 0000902664-16-007945 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Global Opportunities Fund Ltd. See All Filings	D/A	2016-08-18 09:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458005 Filed Document 0000902664-16-007944 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Capital IV, LLC See All Filings	D	2016-08-18 09:03:06 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001680861 Filed Document 0001140361-16-077091 Exclusions or Exemptions 506b Accepted Date 2016-08-18 09:03:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hackl & Tucker Ltd Liability Co See All Filings	D	2016-08-18 08:43:46 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001679171 Filed Document 0001679171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 08:43:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Sonavex, Inc. See All Filings	D	2016-08-18 07:25:21 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001645892 Filed Document 0001645892-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-18 07:25:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Amber Global Opportunities Fund LP See All Filings	D/A	2016-08-18 06:16:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001458004 Filed Document 0000902664-16-007941 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:16:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Emerging Markets Equity Fund Ltd See All Filings	D/A	2016-08-18 06:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646690 Filed Document 0000902664-16-007940 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Opportunity Fund Ltd See All Filings	D/A	2016-08-18 06:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646521 Filed Document 0000902664-16-007939 Exclusions or Exemptions 506b Accepted Date 2016-08-18 06:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Labs Syndicate, a series of Jason's Syndicate, LLC See All Filings	D	2016-08-17 21:52:46 UTC
Amount To Be Raised $334,500 Associated Brokers / Dealers N/A CIK Number 0001682407 Filed Document 0001682407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:52:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immad Akhund AngelList S16 Fund, LP See All Filings	D	2016-08-17 21:32:39 UTC
Amount To Be Raised $725,998 Associated Brokers / Dealers N/A CIK Number 0001682403 Filed Document 0001682403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:32:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VXH-13-Fund, a series of AX-PrAl-Funds, LLC See All Filings	D	2016-08-17 21:09:45 UTC
Amount To Be Raised $119,500 Associated Brokers / Dealers N/A CIK Number 0001682404 Filed Document 0001682404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 21:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OVH-11-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2016-08-17 20:44:50 UTC
Amount To Be Raised $195,500 Associated Brokers / Dealers N/A CIK Number 0001682388 Filed Document 0001682388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TSH-23-Fund, a series of AX-DS-Funds, LLC See All Filings	D	2016-08-17 20:29:32 UTC
Amount To Be Raised $309,000 Associated Brokers / Dealers N/A CIK Number 0001682408 Filed Document 0001682408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RAF-13-Fund, a series of AX-AbVc-Funds, LLC See All Filings	D	2016-08-17 20:12:05 UTC
Amount To Be Raised $478,500 Associated Brokers / Dealers N/A CIK Number 0001682444 Filed Document 0001682444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:12:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUPERCONDUCTOR TECHNOLOGIES INC See All Filings	D	2016-08-17 20:04:45 UTC
Amount To Be Raised $1,605,186 Associated Brokers / Dealers H. C. Wainwright & Co., LLC CIK Number 0000895665 Filed Document 0001140361-16-077072 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:04:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RMC INTERNATIONAL, INC. See All Filings	D	2016-08-17 20:04:17 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001671689 Filed Document 0001671689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 20:04:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Solar Mosaic, Inc. See All Filings	D/A	2016-08-17 19:58:44 UTC
Amount To Be Raised $19,151,782 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:58:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pear Ventures II, L.P. See All Filings	D/A	2016-08-17 19:50:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001667210 Filed Document 0001667210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund VIII Ltd. See All Filings	D/A	2016-08-17 19:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576238 Filed Document 0001617196-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 19:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PZT-13-Fund, a series of AX-RaNa-Funds, LLC See All Filings	D	2016-08-17 18:58:09 UTC
Amount To Be Raised $115,500 Associated Brokers / Dealers N/A CIK Number 0001682406 Filed Document 0001682406-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alethea Biotech Fund II, LP See All Filings	D	2016-08-17 18:57:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001682367 Filed Document 0001682367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:57:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
matchNEST, Inc. See All Filings	D	2016-08-17 18:50:30 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001682519 Filed Document 0001682519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:50:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Eckard Global, LLC See All Filings	D	2016-08-17 18:46:49 UTC
Amount To Be Raised $253,800 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:46:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia Offshore Fund II, L.P. See All Filings	D/A	2016-08-17 18:46:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617196 Filed Document 0001617196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMBED BIOSCIENCES, INC See All Filings	D	2016-08-17 18:39:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606055 Filed Document 0001606055-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:39:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Wasatch Microfluidics, Inc. See All Filings	D	2016-08-17 18:18:55 UTC
Amount To Be Raised $10,299,651 Associated Brokers / Dealers Burch & Company, Inc. CIK Number 0001541582 Filed Document 0001541582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:18:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Staghound Credit Research Partners LP See All Filings	D/A	2016-08-17 18:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617809 Filed Document 0001617809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiltearn Global Equity SRI Fund See All Filings	D/A	2016-08-17 18:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584276 Filed Document 0001584276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Revolution Credit) LP See All Filings	D	2016-08-17 18:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681890 Filed Document 0001465818-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2016-08-17 18:01:16 UTC
Amount To Be Raised $898,532 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-17 18:01:16 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CINEMATCHER, INC. See All Filings	D	2016-08-17 17:53:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001682597 Filed Document 0001682597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-17 17:53:12 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity