Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ECC Income Fund Series CH, LLC See All Filings	D	2016-08-18 16:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682437 Filed Document 0001140361-16-077162 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Missouri Innovation Center Technology Accelerator Fund, LLC See All Filings	D	2016-08-18 16:28:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682559 Filed Document 0001682559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Encore TX RC Fund IV, LP See All Filings	D	2016-08-18 16:27:05 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001682302 Filed Document 0001682302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:27:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA EMERGING MARKETS BOND PRIVATE FUND, LLC See All Filings	D/A	2016-08-18 16:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601864 Filed Document 0001140361-16-077158 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fizzics Group LLC See All Filings	D	2016-08-18 16:23:40 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001676858 Filed Document 0001676858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:23:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Portfolio Advisors Real Estate Fund VI, L.P. See All Filings	D/A	2016-08-18 16:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crownrock Partners CIK Number 0001637297 Filed Document 0000902664-16-007956 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pullco Financial Partners, LLC See All Filings	D/A	2016-08-18 16:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495223 Filed Document 0001495223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bancorp, Inc. See All Filings	D	2016-08-18 16:05:39 UTC
Amount To Be Raised $78,632,500 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001295401 Filed Document 0001295401-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:05:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pullco Financial Partners, LLC See All Filings	D/A	2016-08-18 16:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495223 Filed Document 0001640339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Online Portal, Inc. See All Filings	C	2016-08-18 16:02:18 UTC
Financial Interest No Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001682495 Filed Document 0001682495-16-000002 Accepted Date 2016-08-18 16:02:18 UTC Type of Offering C Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
AptDeco, Inc. See All Filings	D	2016-08-18 16:02:13 UTC
Amount To Be Raised $3,719,992 Associated Brokers / Dealers N/A CIK Number 0001681855 Filed Document 0001681855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLG Partners III, LLC See All Filings	D	2016-08-18 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681931 Filed Document 0001140361-16-077140 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Annex Fund B, L.P. See All Filings	D/A	2016-08-18 16:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC and Deutsche Bank Securities Inc. CIK Number 0001650535 Filed Document 0001140361-16-077139 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLG Investors III, LLC See All Filings	D	2016-08-18 16:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681923 Filed Document 0001140361-16-077138 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
California Safe Soil, LLC See All Filings	D	2016-08-18 16:01:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-18 16:01:03 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FCA Finance III, LLC See All Filings	D	2016-08-18 15:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681927 Filed Document 0001140361-16-077136 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:59:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Investors Fund I, L.P. See All Filings	D	2016-08-18 15:54:35 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001682548 Filed Document 0001682548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Interactions Corp See All Filings	D/A	2016-08-18 15:36:47 UTC
Amount To Be Raised $65,599,922 Associated Brokers / Dealers N/A CIK Number 0001628716 Filed Document 0001628716-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:36:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Barfly Ventures, LLC See All Filings	D	2016-08-18 15:36:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596782 Filed Document 0000905729-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:36:12 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TREVI SYSTEMS INC. See All Filings	D	2016-08-18 15:34:01 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001510171 Filed Document 0001510171-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-08-18 15:34:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Transport Technologies LLC See All Filings	D	2016-08-18 15:34:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682543 Filed Document 0001380389-16-000086 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:34:01 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Neighborhood Market Portfolio DST See All Filings	D/A	2016-08-18 15:32:59 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston, Douglas A. Henrickson, Christina Nielson, Robert L. Boggess, Charles B. Runnels, Adam J. Bryan, Mike Bendix, David B. Levinson, Blayne A. Andersen, and Tomas J. Velken CIK Number 0001679005 Filed Document 0001679005-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:32:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Darwin Venture Capital Fund-of-Funds IV, L.P. See All Filings	D	2016-08-18 15:30:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001677743 Filed Document 0001677743-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
de Got Capital Partners, LP See All Filings	D/A	2016-08-18 15:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478755 Filed Document 0000919574-16-015053 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:24:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND V LLC See All Filings	D/A	2016-08-18 15:22:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001682394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ATRP Solutions, Inc. See All Filings	D	2016-08-18 15:20:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001490743 Filed Document 0001490743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:20:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Venuetize, LLC See All Filings	D	2016-08-18 15:14:50 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:14:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND IV LLC See All Filings	D/A	2016-08-18 15:05:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682394 Filed Document 0001682394-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:05:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Connor Group Debt Fund IX, LLC See All Filings	D	2016-08-18 15:05:11 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Various CIK Number 0001682400 Filed Document 0001682400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 15:05:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cool Energy, Inc. See All Filings	D	2016-08-18 14:55:36 UTC
Amount To Be Raised $1,467,150 Associated Brokers / Dealers N/A CIK Number 0001525791 Filed Document 0001525791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Deep Space Industries, Inc. See All Filings	D	2016-08-18 14:52:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657753 Filed Document 0001657753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Derivatix First Option Fund, LP See All Filings	D/A	2016-08-18 14:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001651132 Filed Document 0001651132-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-08-18 14:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Blue Tech Inc. See All Filings	D	2016-08-18 14:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682197 Filed Document 0001682197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
KEC/JF II LLC See All Filings	D	2016-08-18 14:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682470 Filed Document 0000899140-16-001562 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion High Yield Secured Fund I, LLC See All Filings	D	2016-08-18 14:28:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682646 Filed Document 0001682646-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 14:28:29 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Run Dexter, Inc. See All Filings	D	2016-08-18 14:20:26 UTC
Amount To Be Raised $3,252,097 Associated Brokers / Dealers N/A CIK Number 0001682106 Filed Document 0001682106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:20:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Oak Health & Rehabilitation, LLC See All Filings	D	2016-08-18 14:08:09 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001682521 Filed Document 0001682521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:08:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OI2 MEDIA CORP See All Filings	D	2016-08-18 14:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681487 Filed Document 0001144204-16-120161 Exclusions or Exemptions 506b Accepted Date 2016-08-18 14:08:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
R&M ENHANCEMENT LLC See All Filings	D	2016-08-18 13:59:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001682650 Filed Document 0001682650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:59:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Columbus Photovoltaics LLC See All Filings	D	2016-08-18 13:58:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:58:12 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GS Gamma Investments Ltd See All Filings	D/A	2016-08-18 13:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC CIK Number 0001343728 Filed Document 0001343728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDI Sundown, LLC See All Filings	D/A	2016-08-18 13:49:06 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers None CIK Number 0001682433 Filed Document 0001682433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:49:06 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAN GABRIEL FUND 3, L.P. See All Filings	D	2016-08-18 13:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676794 Filed Document 0001566114-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:46:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kampo Inc. See All Filings	D	2016-08-18 13:46:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682331 Filed Document 0001682331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:46:27 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Connected Signals, Inc. See All Filings	D	2016-08-18 13:44:10 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001581673 Filed Document 0001581673-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NRAPT ENTERPRISES, LLC See All Filings	D	2016-08-18 13:44:05 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001681369 Filed Document 0001681369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:05 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Credit Investment Fund 2016, L.L.C. See All Filings	D/A	2016-08-18 13:44:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001678462 Filed Document 0001678462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:44:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Distil Networks, Inc. See All Filings	D	2016-08-18 13:43:14 UTC
Amount To Be Raised $21,249,998 Associated Brokers / Dealers N/A CIK Number 0001566069 Filed Document 0001461373-16-000108 Exclusions or Exemptions 506b Accepted Date 2016-08-18 13:43:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Wing Storage Partners II L.P. See All Filings	D	2016-08-18 13:42:55 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001682644 Filed Document 0001682644-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-18 13:42:55 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Xcel Search Group,Inc. See All Filings	D	2016-08-18 13:38:28 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001682575 Filed Document 0001682575-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-08-18 13:38:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity