Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FOUND BROADWAY Ltd LIABILITY Co See All Filings	D	2016-08-22 11:47:34 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001679255 Filed Document 0001679255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:47:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Man FRM Global Equity Long Short Strategies Ltd. See All Filings	D/A	2016-08-22 11:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457030 Filed Document 0001457030-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:47:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klara Holdings, Inc. See All Filings	D	2016-08-22 11:41:21 UTC
Amount To Be Raised $3,097,938 Associated Brokers / Dealers N/A CIK Number 0001679695 Filed Document 0001679695-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:41:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Valiant Investment Holdings LLC See All Filings	D	2016-08-22 11:36:19 UTC
Amount To Be Raised $50,400,000 Associated Brokers / Dealers N/A CIK Number 0001682618 Filed Document 0001192482-16-000703 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:36:19 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Valiant Holdings LLC See All Filings	D	2016-08-22 11:33:16 UTC
Amount To Be Raised $57,664,196 Associated Brokers / Dealers N/A CIK Number 0001682564 Filed Document 0001192482-16-000702 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:33:16 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CPP CIV, LP See All Filings	D	2016-08-22 11:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682393 Filed Document 0001140361-16-077376 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:18:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Man FRM Global Equity Long Short Strategies LLC See All Filings	D/A	2016-08-22 11:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460537 Filed Document 0001460537-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slipstream Venture Capital 2066, LLC See All Filings	D	2016-08-22 11:10:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681551 Filed Document 0001681551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:10:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man FRM Event Equity & Distressed Strategies Ltd. See All Filings	D/A	2016-08-22 11:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456314 Filed Document 0001456314-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CounterPointe Investments, LLC See All Filings	D	2016-08-22 11:07:17 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001682754 Filed Document 0001192482-16-000701 Exclusions or Exemptions 506b Accepted Date 2016-08-22 11:07:17 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Growth Education Technology, Inc. See All Filings	D	2016-08-22 10:57:42 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001682596 Filed Document 0001682596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:57:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Man FRM Event Equity & Distressed Strategies LLC See All Filings	D/A	2016-08-22 10:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460015 Filed Document 0001460015-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bryan Energy LP #38-2016 See All Filings	D	2016-08-22 10:53:19 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bryan Funding, Inc. CIK Number 0001682691 Filed Document 0001682691-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:53:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Global Sigma BondVOL, LP See All Filings	D	2016-08-22 10:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001651843 Filed Document 0001651843-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ES Xplore, L.L.C. See All Filings	D	2016-08-22 10:25:39 UTC
Amount To Be Raised $18,800,000 Associated Brokers / Dealers N/A CIK Number 0001682753 Filed Document 0001682753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:25:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Preserver Value Opportunities Fund, LP See All Filings	D	2016-08-22 10:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579457 Filed Document 0001579457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:23:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amylyx Pharmaceuticals, Inc. See All Filings	D/A	2016-08-22 10:23:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:23:34 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cirkul, Inc. See All Filings	D/A	2016-08-22 10:14:55 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-22 10:14:55 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Circle 77 Holdings, LLC See All Filings	D/A	2016-08-22 10:12:28 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001658308 Filed Document 0001658308-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-22 10:12:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
AHL Cayman SPC: Class A Evolution Segregated Portfolio See All Filings	D/A	2016-08-22 10:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001576193 Filed Document 0001576193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amylyx Pharmaceuticals, Inc. See All Filings	D	2016-08-22 10:01:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 10:01:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Metritrack,Inc. See All Filings	D/A	2016-08-22 09:56:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623473 Filed Document 0001623473-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:56:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bit Fry Game Studios, Inc. See All Filings	D	2016-08-22 09:52:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666345 Filed Document 0001666345-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:52:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Prime Resonance Ventures LP See All Filings	D	2016-08-22 09:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682108 Filed Document 0001682108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:50:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sachem Head Offshore Ltd. See All Filings	D/A	2016-08-22 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580215 Filed Document 0000902664-16-007997 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sachem Head LP See All Filings	D/A	2016-08-22 09:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580194 Filed Document 0000902664-16-007996 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Senior High Income Fund LP See All Filings	D/A	2016-08-22 09:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584844 Filed Document 0000902664-16-007995 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:39:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buvinger Building, LLC See All Filings	D/A	2016-08-22 09:23:54 UTC
Amount To Be Raised $238,500 Associated Brokers / Dealers N/A CIK Number 0001682617 Filed Document 0001682617-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-22 09:23:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOMERA WYANDOTTE HOLDINGS, LLC See All Filings	D	2016-08-22 09:17:30 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001682018 Filed Document 0001682018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 09:17:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BURNHAM EMERGING MANAGERS FUND LP See All Filings	D/A	2016-08-22 08:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555639 Filed Document 0000919574-16-015081 Exclusions or Exemptions 506b Accepted Date 2016-08-22 08:56:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TGS-NOPEC Geophysical Co ASA See All Filings	D	2016-08-22 08:32:33 UTC
Amount To Be Raised $3,168,263 Associated Brokers / Dealers N/A CIK Number 0001403840 Filed Document 0001403840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 08:32:33 UTC Type of Offering D Industry Other Energy Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Easton Pharmaceuticals Inc. See All Filings	1-A/A	2016-08-22 07:01:37 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001071272 Filed Document 0001193125-16-686861 Accepted Date 2016-08-22 07:01:37 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
RaceYa, Inc. See All Filings	C/A	2016-08-22 06:22:01 UTC
Financial Interest 2.0% of the same securities sold in the offering Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001647869 Filed Document 0001647869-16-000003 Accepted Date 2016-08-22 06:22:01 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State NEW YORK
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-08-22 06:04:33 UTC
Amount To Be Raised $341,650 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-120426 Accepted Date 2016-08-22 06:04:33 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
Vive! Restaurant Group LLC See All Filings	C/A	2016-08-19 21:56:52 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001678717 Filed Document 0001670254-16-000102 Accepted Date 2016-08-19 21:56:52 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
YESVIDEO INC See All Filings	D	2016-08-19 21:56:14 UTC
Amount To Be Raised $2,082,574 Associated Brokers / Dealers N/A CIK Number 0001156097 Filed Document 0001156097-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-19 21:56:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor GrowX BiteClub Fund I, a series of Globevestor Funds, LLC See All Filings	D	2016-08-19 21:02:24 UTC
Amount To Be Raised $57,475 Associated Brokers / Dealers N/A CIK Number 0001682208 Filed Document 0001682208-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 21:02:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor FlintoBox Fund III, a series of Globevestor Funds, LLC See All Filings	D	2016-08-19 20:53:44 UTC
Amount To Be Raised $112,841 Associated Brokers / Dealers N/A CIK Number 0001682207 Filed Document 0001682207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 20:53:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesselon, Inc. See All Filings	D/A	2016-08-19 20:28:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613009 Filed Document 0001613009-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-19 20:28:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Private Debt Fund Note Issuer 2.0, LLC See All Filings	D/A	2016-08-19 20:08:17 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001665415 Filed Document 0001682341-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-19 20:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ecobee Inc. See All Filings	D	2016-08-19 19:30:32 UTC
Amount To Be Raised $1,538,461 Associated Brokers / Dealers N/A CIK Number 0001682631 Filed Document 0001104659-16-140759 Exclusions or Exemptions 506b Accepted Date 2016-08-19 19:30:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Spartan White Capital, LLC See All Filings	D	2016-08-19 19:29:33 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001681901 Filed Document 0001681901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 19:29:33 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Guggenheim Private Debt Fund 2.0-I, LLC See All Filings	D	2016-08-19 19:27:03 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credite Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001682341 Filed Document 0001682341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 19:27:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Bay Coffee Company See All Filings	C/A	2016-08-19 19:24:42 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001678622 Filed Document 0001670254-16-000101 Accepted Date 2016-08-19 19:24:42 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
PC Wexford, LLC See All Filings	D	2016-08-19 18:41:40 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001682550 Filed Document 0001682550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:41:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Instream Energy Systems Corp. See All Filings	D	2016-08-19 18:41:39 UTC
Amount To Be Raised $76,775 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:41:39 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tempered Networks, Inc. See All Filings	D	2016-08-19 18:29:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001632910 Filed Document 0001632910-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:29:34 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tempered Networks, Inc. See All Filings	D	2016-08-19 18:29:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001632910 Filed Document 0001632910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:29:34 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PEAK REPS LLC See All Filings	D	2016-08-19 18:20:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001682775 Filed Document 0001682775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:20:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PSO Services LLC See All Filings	D	2016-08-19 18:19:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682357 Filed Document 0001682357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-19 18:19:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity