Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Solar Mosaic, Inc. See All Filings	D	2016-08-22 21:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities LLC CIK Number 0001523221 Filed Document 0001523221-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:57:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KRESTERE TECHNOLOGIES, INC. See All Filings	D	2016-08-22 21:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680977 Filed Document 0001680977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:55:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Beta Bionics, Inc. See All Filings	C/A	2016-08-22 21:51:07 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674632 Filed Document 0001670254-16-000104 Accepted Date 2016-08-22 21:51:07 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Common Stock State MASSACHUSETTS
SciTech Development L.L.C. See All Filings	D	2016-08-22 21:36:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682585 Filed Document 0001682585-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 21:36:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SLANTRANGE Inc See All Filings	D/A	2016-08-22 20:07:05 UTC
Amount To Be Raised $3,852,536 Associated Brokers / Dealers N/A CIK Number 0001601379 Filed Document 0001601379-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-22 20:07:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rocket Innovations, Inc. See All Filings	C-W	2016-08-22 20:04:58 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001674630 Filed Document 0001670254-16-000103 Accepted Date 2016-08-22 20:04:58 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Fantex, Inc. See All Filings	D	2016-08-22 20:01:26 UTC
Amount To Be Raised $59,336,580 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001573683 Filed Document 0001140361-16-077503 Exclusions or Exemptions 506b Accepted Date 2016-08-22 20:01:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ziyen Inc See All Filings	1-A/A	2016-08-22 20:00:40 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001680101 Filed Document 0001144204-16-120624 Accepted Date 2016-08-22 20:00:40 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
BVP FUND 3 NOVEMBER 2015 LP See All Filings	D	2016-08-22 19:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674580 Filed Document 0001674580-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-22 19:17:04 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maria's Place, LLC See All Filings	D/A	2016-08-22 18:49:50 UTC
Amount To Be Raised $3,675,559 Associated Brokers / Dealers N/A CIK Number 0001656512 Filed Document 0001656512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:49:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Volpoint Fund, LP See All Filings	D	2016-08-22 18:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671938 Filed Document 0001671938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group All Foreign Equity Fund See All Filings	D/A	2016-08-22 18:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001651700 Filed Document 0001651700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:04:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AXCIENT INC See All Filings	D	2016-08-22 18:00:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001446270 Filed Document 0001446270-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 18:00:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMARTEQUIP INC See All Filings	D	2016-08-22 17:51:09 UTC
Amount To Be Raised $1,003,726 Associated Brokers / Dealers N/A CIK Number 0001132477 Filed Document 0001062993-16-011273 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:51:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
SMARTEQUIP INC See All Filings	D	2016-08-22 17:48:46 UTC
Amount To Be Raised $2,013,516 Associated Brokers / Dealers N/A CIK Number 0001132477 Filed Document 0001062993-16-011272 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:48:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Trinity Capital Fund III, L.P. See All Filings	D	2016-08-22 17:47:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001682837 Filed Document 0001682837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:47:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMARTEQUIP INC See All Filings	D	2016-08-22 17:46:31 UTC
Amount To Be Raised $10,537,899 Associated Brokers / Dealers N/A CIK Number 0001132477 Filed Document 0001062993-16-011271 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:46:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PAULSON INVESTMENT COMPANY LLC See All Filings	D	2016-08-22 17:34:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Starla Goff CIK Number 0000356343 Filed Document 0000356343-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:34:20 UTC Type of Offering D Industry Investment Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eton Park Fund, L.P. See All Filings	D/A	2016-08-22 17:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308804 Filed Document 0000902664-16-008000 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eton Park Overseas Fund, Ltd. See All Filings	D/A	2016-08-22 17:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001308802 Filed Document 0000902664-16-007999 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K2 Commodities Fund, Ltd. See All Filings	D/A	2016-08-22 17:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473677 Filed Document 0001507943-16-000296 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:18:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYALE ENERGY INC See All Filings	D	2016-08-22 17:16:43 UTC
Amount To Be Raised $2,537,000 Associated Brokers / Dealers N/A CIK Number 0000864839 Filed Document 0001162677-16-000216 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:16:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Cypresswood, LTD See All Filings	D	2016-08-22 17:16:06 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001682252 Filed Document 0001140361-16-077457 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:16:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
K2 Overseas Long Short Fund Ltd See All Filings	D/A	2016-08-22 17:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, JPMorgan Securities Inc., and Merrill Lynch Pierce Fenner & Smith, Inc. CIK Number 0001319592 Filed Document 0001507943-16-000295 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:15:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JGB Partners L.P. See All Filings	D/A	2016-08-22 17:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001519220 Filed Document 0001013594-16-001201 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JGB CAPITAL OFFSHORE LTD. See All Filings	D/A	2016-08-22 17:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576512 Filed Document 0001013594-16-001200 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:14:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K2 Overseas Investors I Ltd See All Filings	D/A	2016-08-22 17:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., and GS Capital Management LLC CIK Number 0001319591 Filed Document 0001507943-16-000294 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:13:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JGB CAPITAL L.P. See All Filings	D/A	2016-08-22 17:13:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001337093 Filed Document 0001013594-16-001199 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:13:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VEIGHTEEN See All Filings	D/A	2016-08-22 17:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682392 Filed Document 0001682392-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:09:15 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IL Villaggio at San Luis Obispo, LLC See All Filings	D	2016-08-22 17:04:40 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:04:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Vista Software Select Access Fund (U.S.), L.P. See All Filings	D	2016-08-22 17:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001682688 Filed Document 0001682688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtru Corp See All Filings	D	2016-08-22 17:00:33 UTC
Amount To Be Raised $30,673,697 Associated Brokers / Dealers N/A CIK Number 0001578739 Filed Document 0001578739-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 17:00:33 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
3CLogic, Inc. See All Filings	D	2016-08-22 16:47:30 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001599949 Filed Document 0001599949-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:47:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Shattuck Labs, Inc. See All Filings	D/A	2016-08-22 16:40:07 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:40:07 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Moltin Holdings, Inc. See All Filings	D/A	2016-08-22 16:27:58 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653040 Filed Document 0001653040-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:27:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Asia Discovery Emerging Companies Fund Ltd See All Filings	D/A	2016-08-22 16:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617498 Filed Document 0001012975-16-001474 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Sample6, Inc. See All Filings	D	2016-08-22 16:24:07 UTC
Amount To Be Raised $13,469,791 Associated Brokers / Dealers N/A CIK Number 0001589194 Filed Document 0001589194-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:24:07 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Asia Discovery Emerging Companies (US) Fund Ltd. See All Filings	D/A	2016-08-22 16:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577580 Filed Document 0001012975-16-001473 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Asia Landmark Fund Ltd See All Filings	D/A	2016-08-22 16:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536855 Filed Document 0001012975-16-001472 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
WESTEND PARTNERS LP See All Filings	D/A	2016-08-22 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BYS Daily See All Filings	C/A	2016-08-22 16:13:14 UTC
Financial Interest None Filing Platform Venture.co Brokerage Services LLC Offering Amount $1,000,000 CIK Number 0001674816 Filed Document 0001625242-16-000169 Accepted Date 2016-08-22 16:13:14 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Common Stock State CALIFORNIA
Asia Landmark (US) Fund Ltd See All Filings	D/A	2016-08-22 16:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536856 Filed Document 0001012975-16-001471 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Weebly, Inc See All Filings	D	2016-08-22 16:06:01 UTC
Amount To Be Raised $4,156,763 Associated Brokers / Dealers N/A CIK Number 0001399711 Filed Document 0001681083-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:06:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LiquidAlts Tudor Tensor Feeder Fund See All Filings	D/A	2016-08-22 16:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001616530 Filed Document 0001616530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 16:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC 1520 Fulton Investor LLC See All Filings	D	2016-08-22 15:57:30 UTC
Amount To Be Raised $1,185,000 Associated Brokers / Dealers N/A CIK Number 0001682656 Filed Document 0001013594-16-001198 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:57:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG Acquisition Holdings, LLC See All Filings	D	2016-08-22 15:52:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682791 Filed Document 0001682791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:52:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts Tudor Tensor Fund See All Filings	D/A	2016-08-22 15:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001532338 Filed Document 0001532338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW VALENCE ROBOTICS Corp See All Filings	D	2016-08-22 15:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001676173 Filed Document 0001140361-16-077418 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:49:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WorldBrain, Inc. See All Filings	D	2016-08-22 15:48:27 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001633184 Filed Document 0001633184-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:48:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AbsoluteCARE, Inc. See All Filings	D/A	2016-08-22 15:48:19 UTC
Amount To Be Raised $12,020,029 Associated Brokers / Dealers N/A CIK Number 0001663277 Filed Document 0001663277-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-22 15:48:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity