Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Winding Creek Partners, LP See All Filings	D/A	2016-08-23 14:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567962 Filed Document 0001567962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:23:33 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cauldron Soups, LLC See All Filings	D	2016-08-23 14:21:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001682779 Filed Document 0001682779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:21:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Cobblestone Private Real Estate Fund, LP See All Filings	D	2016-08-23 14:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682423 Filed Document 0001682423-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-23 14:19:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Astral Capital RXTP, LLC See All Filings	D	2016-08-23 14:13:28 UTC
Amount To Be Raised $10,748,000 Associated Brokers / Dealers N/A CIK Number 0001682621 Filed Document 0001682621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:13:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mataranus Energy Partners, L.P. See All Filings	D	2016-08-23 14:10:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001682836 Filed Document 0001682836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:10:47 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wheelock Street Real Estate Fund V, L.P. See All Filings	D	2016-08-23 14:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681097 Filed Document 0001681097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:10:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TAPIMMUNE INC See All Filings	D	2016-08-23 14:10:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers KATALYST SECURITIES LLC and WEST PARK CAPITAL INC. CIK Number 0001094038 Filed Document 0001209191-16-138262 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:10:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clear Guide Medical, Inc. See All Filings	D/A	2016-08-23 14:04:55 UTC
Amount To Be Raised $1,321,000 Associated Brokers / Dealers N/A CIK Number 0001682212 Filed Document 0001682212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 14:04:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RIVER OAKS FINANCIAL FUND LP See All Filings	D/A	2016-08-23 13:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214701 Filed Document 0001214701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Pollfish, Inc. See All Filings	D	2016-08-23 13:24:11 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers None CIK Number 0001641983 Filed Document 0001641983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:24:11 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Webco Dental Supplies & Equipment, LLC See All Filings	D	2016-08-23 13:13:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001682487 Filed Document 0001682487-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-08-23 13:13:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Exception Capital Family Fund LP See All Filings	D/A	2016-08-23 13:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614203 Filed Document 0001614203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 13:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phlur, Inc. See All Filings	D	2016-08-23 12:52:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645613 Filed Document 0001645613-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:52:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AltX, Inc. See All Filings	D	2016-08-23 12:51:31 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001623322 Filed Document 0001623322-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:51:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCA-CP6, LP See All Filings	D/A	2016-08-23 12:48:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585086 Filed Document 0001585086-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:48:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briarfield Capital, LLC See All Filings	D/A	2016-08-23 12:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529373 Filed Document 0001529373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:43:37 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
IronPlanet Holdings, Inc. See All Filings	D/A	2016-08-23 12:41:47 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:41:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tradingfront, Inc. See All Filings	D	2016-08-23 12:39:44 UTC
Amount To Be Raised $199,992 Associated Brokers / Dealers N/A CIK Number 0001682783 Filed Document 0001682783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:39:44 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ThreatQuotient, Inc. See All Filings	D	2016-08-23 12:35:39 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001633381 Filed Document 0001633381-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMB Mezzanine Capital III, L.P. See All Filings	D/A	2016-08-23 12:31:33 UTC
Amount To Be Raised $137,775,000 Associated Brokers / Dealers N/A CIK Number 0001652408 Filed Document 0001652408-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inflection Point Investments CO LTD See All Filings	D	2016-08-23 12:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415385 Filed Document 0001415385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:23:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Tremson Select Value LP See All Filings	D	2016-08-23 12:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682613 Filed Document 0001682613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Seniors Housing & Medical Properties Fund II-A LP See All Filings	D	2016-08-23 12:01:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682799 Filed Document 0001477932-16-012217 Exclusions or Exemptions 506b Accepted Date 2016-08-23 12:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Seniors Housing & Medical Properties Fund II LP See All Filings	D	2016-08-23 11:59:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682776 Filed Document 0001477932-16-012216 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scottline Healthcare Solutions, Inc. See All Filings	1-A/A	2016-08-23 11:51:23 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001677899 Filed Document 0001079974-16-001550 Accepted Date 2016-08-23 11:51:23 UTC Type of Offering 1-A/A Industry SERVICES-HEALTH SERVICES Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Arka India Fund See All Filings	D/A	2016-08-23 11:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001677312 Filed Document 0001677312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:48:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZURE GRIFFIN FUND L P See All Filings	D/A	2016-08-23 11:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387440 Filed Document 0001387440-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Academia Alternative Macro Fund, LP See All Filings	D	2016-08-23 11:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682795 Filed Document 0001682795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:35:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electronifie Inc. See All Filings	D	2016-08-23 11:32:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608734 Filed Document 0001231919-16-000051 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:32:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TECKRO, INC. See All Filings	D	2016-08-23 11:28:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682721 Filed Document 0001140361-16-077563 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:28:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Ruyi Capital Partners, L.P. See All Filings	D/A	2016-08-23 11:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Martel Capital, LLC, and KJM Securities, Inc CIK Number 0001617129 Filed Document 0001617129-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semper Midas Fund, Ltd. See All Filings	D/A	2016-08-23 11:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001537810 Filed Document 0001537810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indoor Harvest Corp See All Filings	D	2016-08-23 11:15:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:15:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Semper MIDAS Fund, L.P. See All Filings	D/A	2016-08-23 11:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001500317 Filed Document 0001500317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teak Hill Fund LP See All Filings	D/A	2016-08-23 11:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385865 Filed Document 0001385865-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OpCapita F & F Feeder II, L.P. See All Filings	D	2016-08-23 11:10:26 UTC
Amount To Be Raised $2,230,000 Associated Brokers / Dealers N/A CIK Number 0001678474 Filed Document 0001678474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:10:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R65 Labs, Inc. See All Filings	D	2016-08-23 11:06:38 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001630536 Filed Document 0001630536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:06:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2016-08-23 11:05:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services CIK Number 0001682552 Filed Document 0001682552-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 11:05:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyprus Investment Fund LLC See All Filings	D/A	2016-08-23 10:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527952 Filed Document 0001527952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eGenesis, Inc. See All Filings	D	2016-08-23 10:54:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682809 Filed Document 0001192482-16-000704 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:54:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Cyprus Investment Fund Ltd. See All Filings	D/A	2016-08-23 10:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527953 Filed Document 0001527953-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:50:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tanbark Fund, LP See All Filings	D/A	2016-08-23 10:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645468 Filed Document 0001645468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BiscayneAmericas Fortaleza Fund, LTD See All Filings	D	2016-08-23 10:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680319 Filed Document 0001680319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Family Care Path, Inc. See All Filings	D	2016-08-23 10:26:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001682632 Filed Document 0001682632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:26:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cygnus Opportunity Fund, LLC See All Filings	D/A	2016-08-23 10:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640339 Filed Document 0001640339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-23 10:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIG SCOOP-STACK 5 WELL, G.P. See All Filings	D	2016-08-23 10:05:28 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001682764 Filed Document 0001354488-16-008211 Exclusions or Exemptions 506c Accepted Date 2016-08-23 10:05:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Tete-a-Tete, Inc. See All Filings	D	2016-08-23 09:56:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001682840 Filed Document 0001682840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:56:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Waxwing, Corp See All Filings	D	2016-08-23 09:49:26 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001682572 Filed Document 0001682572-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:49:26 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Recros Medica, Inc. See All Filings	D/A	2016-08-23 09:37:05 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001619033 Filed Document 0001140361-16-077550 Exclusions or Exemptions 506b Accepted Date 2016-08-23 09:37:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Sentry Bancshares, Inc. See All Filings	1-A/A	2016-08-22 21:58:47 UTC
Amount To Be Raised $4,069,527 Associated Brokers / Dealers N/A CIK Number 0001451432 Filed Document 0001144204-16-120639 Accepted Date 2016-08-22 21:58:47 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business WEST VIRGINIA Revenue or Assets -$1 State of Jurisdiction WEST VIRGINIA Type of Security Equity (common or preferred stock)