Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eos Energy Storage LLC See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Encore Southern Kentucky 10-Well See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,674,584 Associated Brokers / Dealers N/A CIK Number 0001624337 Filed Document 0001144204-14-065204 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Protechsure Scientific, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618053 Filed Document 0001618053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Claros Real Estate Securities Fund II, Ltd. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590570 Filed Document 0001590570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FWF Real Return Partners, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591675 Filed Document 0001591675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkeye Village Finance I, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001623693 Filed Document 0001623693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Dynepic, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KUROTO FUND INTERNATIONAL LTD See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439224 Filed Document 0001624109-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Media272, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $150,144 Associated Brokers / Dealers N/A CIK Number 0001623947 Filed Document 0001623947-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BLUE POINT CAPITAL PARTNERS III EXECUTIVE FUND, L.P. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers SIXPOINT PARTNERS, LLC CIK Number 0001560797 Filed Document 0001560796-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VivaReal Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $41,300,018 Associated Brokers / Dealers N/A CIK Number 0001518709 Filed Document 0001518709-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Growth Hackers, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001623779 Filed Document 0001623779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROYALE ENERGY INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Moloney Securities Co., Inc., Essex Securities, LLC, and Accelerated Capital Group CIK Number 0000864839 Filed Document 0001162677-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Resonate, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623059 Filed Document 0001623059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
ROOY, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624081 Filed Document 0001624081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Citizen Energy II, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001618633 Filed Document 0001618633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOOD DONE GREAT, INC. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623843 Filed Document 0001623843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CF Special Situation Fund II, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services CIK Number 0001510505 Filed Document 0001315863-14-000612 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX PARTNERS LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000933897 Filed Document 0001624109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claros Real Estate Securities Fund I, Ltd. See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590572 Filed Document 0001590572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpCapita F & F Feeder, L.P. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624216 Filed Document 0001624216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
930-DSIC 3, LLC See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $24,671,000 Associated Brokers / Dealers N/A CIK Number 0001584315 Filed Document 0000950172-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Twig, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624118 Filed Document 0001624118-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Chip VI Extension Fund LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623842 Filed Document 0001623842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Engine Airflow Capital, LP See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623771 Filed Document 0001623771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KPH FLETCHER SIDECAR, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001623217 Filed Document 0001623217-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised $16,373,576 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Atlantic Coast Mortgage, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620628 Filed Document 0001620628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Stch-Fund, a series of AngelList-AM-Funds, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $232,445 Associated Brokers / Dealers N/A CIK Number 0001624188 Filed Document 0001624188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS Card Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $1,326,000 Associated Brokers / Dealers N/A CIK Number 0001604637 Filed Document 0001507943-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt
Chord Partners Fund I, LP See All Filings	D/A	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-14-005999 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBworks Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $2,207,658 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Vrrt-Fund, a series of AngelList-DuCa-Funds, LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $106,500 Associated Brokers / Dealers N/A CIK Number 0001623544 Filed Document 0001623544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $838,725 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CHAROLAIS73 CAPITAL PARTNERS, L.P. See All Filings	D	2014-11-03 12:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623960 Filed Document 0001623960-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 12:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Tamarack Select Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624700 Filed Document 0001095449-15-000073 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caltius Partners V, LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001624438 Filed Document 0001625822-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PebblePost, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001623225 Filed Document 0001085760-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VII LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598544 Filed Document 0001598579-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
GAP VII Industrial Co-Invest Intermediary I LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $10,972,691 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623892 Filed Document 0000950172-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary VIII LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,692,220 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623899 Filed Document 0000950172-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MROWL.com, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,005,024 Associated Brokers / Dealers N/A CIK Number 0001623252 Filed Document 0000897069-14-000443 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
CHAROLAIS73 CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623960 Filed Document 0001623960-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Three Arch Opportunity Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Title Agency LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $9,060 Associated Brokers / Dealers N/A CIK Number 0001411627 Filed Document 0001411627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovational Funding, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mission Value Global Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001603744-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEI Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589395 Filed Document 0001589395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dermelle, LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,018,173 Associated Brokers / Dealers Trinity Distributors, LLC CIK Number 0001556301 Filed Document 0001556301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity