Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
400 Capital Credit Opportunities Fund Ltd. See All Filings	D/A	2016-08-31 13:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001520154 Filed Document 0001315863-16-001757 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@Prestonwood Investors, LLC See All Filings	D	2016-08-31 13:57:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001682912 Filed Document 0001682912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:57:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-08-31 13:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000282 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:49:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE MONUMENT FUND LLC See All Filings	D/A	2016-08-31 13:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494955 Filed Document 0001013594-16-001214 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHC Tall Pines HoldCo, LLC See All Filings	D	2016-08-31 13:40:32 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001682870 Filed Document 0001446933-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:40:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CNote Group, Inc. See All Filings	D	2016-08-31 13:34:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-31 13:34:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vana & Sons, LLC See All Filings	D	2016-08-31 13:27:40 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001683563 Filed Document 0001683563-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:27:40 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cernostics, Inc. See All Filings	D	2016-08-31 13:23:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474724 Filed Document 0001474724-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:23:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2016-08-31 13:12:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-16-001090 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity CLO Holdings, L.P. See All Filings	D/A	2016-08-31 13:10:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0000935836-16-001089 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2016-08-31 13:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0000935836-16-001088 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Senior Loan Fund, L.P. See All Filings	D/A	2016-08-31 13:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526333 Filed Document 0000935836-16-001087 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Event Driven Opportunities Fund, L.P. See All Filings	D/A	2016-08-31 13:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-16-001086 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Growth Partners, L.P. See All Filings	D/A	2016-08-31 13:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479266 Filed Document 0001479266-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Identity Automation Systems, LLC See All Filings	D	2016-08-31 12:42:12 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001683165 Filed Document 0000914760-16-000464 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:42:12 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AirFit, Inc. See All Filings	D	2016-08-31 12:38:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001650315 Filed Document 0001650315-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:38:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
COZY SERVICES LTD. See All Filings	D/A	2016-08-31 12:34:22 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001546362 Filed Document 0001546362-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:34:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Bancorp, Inc. See All Filings	D	2016-08-31 12:33:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Griffin Financial Group LLC CIK Number 0001683418 Filed Document 0001683418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:33:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO ALMERIA DST See All Filings	D	2016-08-31 12:33:09 UTC
Amount To Be Raised $42,875,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001683573 Filed Document 0001683573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:33:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smashburger Master LLC See All Filings	D/A	2016-08-31 12:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459982 Filed Document 0001459982-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:32:59 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Credit Opportunities Fund L.P. See All Filings	D/A	2016-08-31 12:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-16-001085 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2016-08-31 12:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0000935836-16-001084 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackGold Opportunity Fund II LP See All Filings	D/A	2016-08-31 12:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616586 Filed Document 0001616586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2016-08-31 12:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0000935836-16-001083 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COZY SERVICES LTD. See All Filings	D	2016-08-31 12:08:15 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001546362 Filed Document 0001546362-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:08:15 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2016-08-31 12:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0000935836-16-001082 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mt. Tam Partners, L.P. See All Filings	D/A	2016-08-31 12:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-16-001081 Exclusions or Exemptions 506b Accepted Date 2016-08-31 12:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KENMORE 62ND, LLC See All Filings	D	2016-08-31 11:58:48 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001683574 Filed Document 0001683574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:58:48 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Legion High Yield Mortgage Fund I, LLC See All Filings	D	2016-08-31 11:56:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001683528 Filed Document 0001683528-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-31 11:56:41 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone / GSO Credit Strategies IDF LP See All Filings	D	2016-08-31 11:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683478 Filed Document 0000902664-16-008044 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
195 SAINT JAMES INVESTORS, LLC See All Filings	D	2016-08-31 11:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680794 Filed Document 0000919574-16-015231 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:41:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
59 BOGART STREET INVESTORS, LLC See All Filings	D	2016-08-31 11:39:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682719 Filed Document 0000919574-16-015229 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:39:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bhakti Inc. See All Filings	D/A	2016-08-31 11:33:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001635894 Filed Document 0001635894-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:33:21 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DL RESOURCES, LLC See All Filings	D	2016-08-31 11:21:15 UTC
Amount To Be Raised $262,000 Associated Brokers / Dealers N/A CIK Number 0001577884 Filed Document 0001577884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:21:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SK2, LLC See All Filings	D	2016-08-31 11:20:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001680858 Filed Document 0001680858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:20:32 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
CNT Holdings I Corp See All Filings	D/A	2016-08-31 11:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663470 Filed Document 0000895345-16-000531 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:13:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WATERFORD SUGARCREEK INVESTORS, LLC See All Filings	D	2016-08-31 11:08:08 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001683322 Filed Document 0001683322-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 11:08:08 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LiNERGY, LLC See All Filings	D	2016-08-31 10:53:37 UTC
Amount To Be Raised $7,230,000 Associated Brokers / Dealers N/A CIK Number 0001683586 Filed Document 0001683586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:53:37 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ARDIAN LBO Fund VI A S.L.P. See All Filings	D	2016-08-31 10:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675802 Filed Document 0001675802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:53:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actis Energy 4 Co-Investment LP See All Filings	D	2016-08-31 10:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682990 Filed Document 0001682990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Sheep, Inc. See All Filings	D/A	2016-08-31 10:42:07 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001682952 Filed Document 0001682952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:42:07 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GT Real Assets II, LP See All Filings	D/A	2016-08-31 10:28:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001651724 Filed Document 0001651724-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:28:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tordesillas Latin America Fund (US), L.P. See All Filings	D	2016-08-31 10:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683321 Filed Document 0001315863-16-001756 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:24:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hiking Meditations, Inc See All Filings	D	2016-08-31 10:23:36 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001683421 Filed Document 0001683421-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-08-31 10:23:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southeastern Argive Investments, LLC See All Filings	D	2016-08-31 10:15:03 UTC
Amount To Be Raised $23,374,575 Associated Brokers / Dealers N/A CIK Number 0001683481 Filed Document 0001683481-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-31 10:15:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner 111th Street Storage, LLC See All Filings	D	2016-08-31 10:13:58 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001683527 Filed Document 0001683527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:13:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BEAR CREEK DEBT WAREHOUSE, LLC See All Filings	D	2016-08-31 10:08:45 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001683583 Filed Document 0001683583-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:08:45 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Antares Holdings LP See All Filings	D/A	2016-08-31 10:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652415 Filed Document 0001652415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:03:06 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BeneVir Biopharm, Inc. See All Filings	D/A	2016-08-31 10:01:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 10:01:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
EXCELSIOR AGGRESSIVE FUND LTD PARTNERSHIP See All Filings	D/A	2016-08-31 09:52:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Meacham, Chris CIK Number 0000946928 Filed Document 0000946928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 09:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund