Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fifth River Equity Partners, LP See All Filings	D	2016-08-31 17:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682188 Filed Document 0001315863-16-001759 Exclusions or Exemptions 506b Accepted Date 2016-08-31 17:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Twine Holdings Inc. See All Filings	D	2016-08-31 17:02:29 UTC
Amount To Be Raised $1,019,720 Associated Brokers / Dealers N/A CIK Number 0001683628 Filed Document 0001683628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 17:02:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund VI, L.P. See All Filings	D/A	2016-08-31 16:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580105 Filed Document 0001580105-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:50:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brand Access, LLC See All Filings	D	2016-08-31 16:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683392 Filed Document 0001683392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:45:41 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FREESTATE CORE FUND LP See All Filings	D/A	2016-08-31 16:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649830 Filed Document 0001140361-16-078387 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argent Mill, Inc See All Filings	D/A	2016-08-31 16:44:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:44:10 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CLAYTON WILLIAMS ENERGY INC /DE See All Filings	D	2016-08-31 16:39:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0000880115 Filed Document 0001104659-16-142301 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:39:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II OLD TOWN SERIES See All Filings	D/A	2016-08-31 16:34:19 UTC
Amount To Be Raised $5,619,850 Associated Brokers / Dealers N/A CIK Number 0001683615 Filed Document 0001683615-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:34:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
TCW Residential Capital Structure Arbitrage Fund L.P. See All Filings	D	2016-08-31 16:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683155 Filed Document 0001682760-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FD TIC Investors, LLC See All Filings	D	2016-08-31 16:20:17 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001683569 Filed Document 0001683569-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:20:17 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Topaz Maui Capital L.P. See All Filings	D	2016-08-31 16:19:39 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001683576 Filed Document 0001683576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:19:39 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clean Energy Technology Association, Inc. See All Filings	D	2016-08-31 16:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001611285 Filed Document 0001611285-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-08-31 16:18:08 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP II COBB HILL SERIES See All Filings	D	2016-08-31 16:17:31 UTC
Amount To Be Raised $16,457,500 Associated Brokers / Dealers N/A CIK Number 0001683616 Filed Document 0001683616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:17:31 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Bookoo Grande, LLC See All Filings	D	2016-08-31 16:07:17 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001683064 Filed Document 0001683064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 16:07:17 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
CapX Ventures Fund I, LLC See All Filings	D	2016-08-31 15:51:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001683581 Filed Document 0001683581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:51:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Patriot Finance, LLC See All Filings	D	2016-08-31 15:47:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680782 Filed Document 0001680782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:47:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gardenu Partners LP See All Filings	D	2016-08-31 15:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683469 Filed Document 0001683469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:41:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INGRAIN INC See All Filings	D	2016-08-31 15:41:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001440785 Filed Document 0001440785-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:41:11 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LumiShield Technologies Inc. See All Filings	D	2016-08-31 15:41:03 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001683295 Filed Document 0001683295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:41:03 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Ventures Fund I, L.P. See All Filings	D	2016-08-31 15:32:43 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682349 Filed Document 0000897069-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:32:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Friday Total Return Fund, L.P. See All Filings	D/A	2016-08-31 15:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-08-31 15:31:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kazzit, Inc. See All Filings	D	2016-08-31 15:27:45 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001656934 Filed Document 0001656934-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:27:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PODYUM, LLC See All Filings	D	2016-08-31 15:27:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001683373 Filed Document 0001683373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:27:19 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
MLM Micro Cap Fund LP See All Filings	D	2016-08-31 15:26:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001649489 Filed Document 0001649489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:26:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Brandforce LLC See All Filings	D	2016-08-31 15:25:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658488 Filed Document 0001658488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:25:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AURORA CANNABIS INC See All Filings	D	2016-08-31 15:21:12 UTC
Amount To Be Raised $51,101 Associated Brokers / Dealers N/A CIK Number 0001683541 Filed Document 0001183740-16-000411 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:21:12 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT SAO MANOEL, LLC See All Filings	D/A	2016-08-31 15:20:44 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001681301 Filed Document 0001681301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:20:44 UTC Type of Offering D/A Industry Agriculture Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
PCIP II OLD TOWN SERIES See All Filings	D	2016-08-31 15:19:46 UTC
Amount To Be Raised $16,457,500 Associated Brokers / Dealers N/A CIK Number 0001683615 Filed Document 0001683615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:19:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Westwood Property Fund LLC See All Filings	D	2016-08-31 15:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683069 Filed Document 0001140361-16-078343 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:18:55 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WaveShift LLC See All Filings	D	2016-08-31 15:14:57 UTC
Amount To Be Raised $1,249,994 Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-16-015903 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:14:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FemtoMetrix, Inc. See All Filings	D	2016-08-31 15:11:11 UTC
Amount To Be Raised $7,329,737 Associated Brokers / Dealers N/A CIK Number 0001682877 Filed Document 0001682877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:11:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTELICARE HEALTH SERVICES, LLC See All Filings	D/A	2016-08-31 15:00:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001591726 Filed Document 0001591726-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-31 15:00:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Dentistry Onsite, LLC See All Filings	D/A	2016-08-31 14:39:35 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001640896 Filed Document 0001640896-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LMCG Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2016-08-31 14:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@The Med Center Investors, LLC See All Filings	D	2016-08-31 14:39:26 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers N/A CIK Number 0001682918 Filed Document 0001682918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:39:26 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CS1031 Crossroads Apartments, DST See All Filings	D	2016-08-31 14:37:48 UTC
Amount To Be Raised $12,110,000 Associated Brokers / Dealers N/A CIK Number 0001683622 Filed Document 0001683622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:37:48 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
LAKE STREET FUND LP See All Filings	D/A	2016-08-31 14:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Wilshire Securities, Inc. CIK Number 0001212793 Filed Document 0001212793-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Small Cap Growth Fund, LP See All Filings	D/A	2016-08-31 14:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001165579 Filed Document 0001140361-16-078331 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Wilson Global Fund, L.P. See All Filings	D/A	2016-08-31 14:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Wilshire Securities, Inc. CIK Number 0001497147 Filed Document 0001497147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Identity Automation Systems, LLC See All Filings	D/A	2016-08-31 14:31:41 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001683165 Filed Document 0000914760-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:31:41 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Identity Automation Investment Partners, LLC See All Filings	D	2016-08-31 14:31:09 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001618513 Filed Document 0000914760-16-000465 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Delaware All Cap Growth Fund, LP See All Filings	D/A	2016-08-31 14:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001024717 Filed Document 0001140361-16-078328 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Tieman Vehicle Technologies LLC See All Filings	D	2016-08-31 14:23:54 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001682839 Filed Document 0001140361-16-078324 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:23:54 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
HILLCREST 142 LLC See All Filings	D	2016-08-31 14:13:47 UTC
Amount To Be Raised $7,327,000 Associated Brokers / Dealers DOV LEWANONI, DREAM ADVISORS, LCB LLC, and JOSEPH PERLMAN CIK Number 0001682700 Filed Document 0001078782-16-003378 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:13:47 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WE 163 LLC See All Filings	D	2016-08-31 14:12:57 UTC
Amount To Be Raised $8,895,000 Associated Brokers / Dealers LCB LLC CIK Number 0001682715 Filed Document 0001078782-16-003377 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:12:57 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2016-08-31 14:12:26 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-16-000129 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:12:26 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WE MIDORA LLC See All Filings	D	2016-08-31 14:10:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers JOSEPH PERLMAN, DREAM ADVISORS, and LCB LLC CIK Number 0001682713 Filed Document 0001078782-16-003376 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:10:20 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Catholic School Properties, LLC See All Filings	D	2016-08-31 14:02:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001682929 Filed Document 0001625988-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:02:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Theragen, Inc. See All Filings	D	2016-08-31 14:00:46 UTC
Amount To Be Raised $9,892,652 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001683222 Filed Document 0001683222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-31 14:00:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital Credit Opportunities Fund LP See All Filings	D/A	2016-08-31 13:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDGELINE CAPITAL, LLC., YOUNG AMERICA CAPITAL, LLC, MISCHLER FINANCIAL GROUP, INC., and MERCURY CAPITAL ADVISORS, LLC CIK Number 0001467029 Filed Document 0001315863-16-001758 Exclusions or Exemptions 506b Accepted Date 2016-08-31 13:58:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund