Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CEP IV Dollar Feeder, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001609380 Filed Document 0001181431-14-026162 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livesure, L.C. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612847 Filed Document 0001612847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Qualegen, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599294 Filed Document 0001599294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY COAL CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $25,902 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GOLD RESERVE INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $37,308,000 Associated Brokers / Dealers N/A CIK Number 0001072725 Filed Document 0001144204-14-041519 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
STADIUM CAPITAL PARTNERS L P See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001076204 Filed Document 0000935836-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VergePointe Capital Fund XVIII, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608676 Filed Document 0000896595-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SAMBAZON INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001375175 Filed Document 0001375175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Magnum Energy Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $23,230 Associated Brokers / Dealers N/A CIK Number 0001612715 Filed Document 0001612715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Loomis Sayles Long Duration Corporate Bond Trust See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475711 Filed Document 0001475711-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Fluorofinder, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609535 Filed Document 0001609535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Multi-Asset Real Return Trust See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525974 Filed Document 0001525974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CARDIAC INSIGHT, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $9,075,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Charter Oak, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612472 Filed Document 0001612472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Data Holdings Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001611166 Filed Document 0001611166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
ScoreStream, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612173 Filed Document 0001019687-14-002658 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Serenitas Credit Gamma Offshore Fund, Ltd. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580742 Filed Document 0001580742-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TeleSign Holdings, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $49,400,004 Associated Brokers / Dealers N/A CIK Number 0001553193 Filed Document 0001553193-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE FUND QP LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277892 Filed Document 0001277892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Charter Oak, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612472 Filed Document 0001612472-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMF 2, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum York International, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526372 Filed Document 0001526372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmacy Sale Leaseback II DST See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $10,332,609 Associated Brokers / Dealers Inland Securities Corporation and Norman G. Price CIK Number 0001612609 Filed Document 0001612609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ALTAROCK FUND LP See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001172921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestview Holdings III (DE Offshore), L.P. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers PAS Advisory Services pty Ltd, Emerald Point Capital, LLC, and Magenta Capital Services Ltd. CIK Number 0001612519 Filed Document 0000950103-14-004700 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Windandsea Fund, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612471 Filed Document 0001612471-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Spectrum Master Fund, Ltd. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612438 Filed Document 0001612438-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Eminence, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532025 Filed Document 0001532025-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Princeton OPportunity Partners, LP See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525252 Filed Document 0001525252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welcoming Committee, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611872 Filed Document 0001611872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cypherworx, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $880,006 Associated Brokers / Dealers N/A CIK Number 0001576450 Filed Document 0001466398-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIF Coupang, L.P. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612602 Filed Document 0001612448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Net Lease Portfolio V DST See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, Joseph A. Nugent, Mark O. Coombe, Peter D. Fisher, Richard S. Schwartz, Greg Bachman, Robin T. Hirsch, Jean-Louis Guinchard, Jose A. Feliciano, Jr., Stephen R. Foster, David B. Clark, Marinos Ballas, Robert J. Binkele, Conrad R. Pensavalle, Jr., Jonathan R. Creighton, John T. Christy, Scott S. Brown, Norman G. Price, and Jason B. Vanclef CIK Number 0001606661 Filed Document 0001606661-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SPIRITCUBE INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612573 Filed Document 0001078782-14-001270 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adarza BioSystems, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001570716 Filed Document 0001570716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Human Potential Management, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612651 Filed Document 0001612651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,303,629 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Fcle-Fund, a series of AngelList-AP-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612693 Filed Document 0001612693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power of 32 Site Development Fund Partners, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001612175 Filed Document 0001612175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vennli, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612540 Filed Document 0001140361-14-027698 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PULASKI FINANCIAL CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $7,388,357 Associated Brokers / Dealers N/A CIK Number 0001062438 Filed Document 0000909654-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Inform Genomics, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,624,000 Associated Brokers / Dealers N/A CIK Number 0001537988 Filed Document 0001537988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alethea Global Equity Fund LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612601 Filed Document 0001171520-14-000484 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
TEXSTAR-SHANKLIN TITANIUM DEVELOPMENT LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001612678 Filed Document 0001612678-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aperia Technologies, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Calera XVII, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612474 Filed Document 0001612474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Investment Partners QP, LP See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580794 Filed Document 0001140361-14-028474 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delcom Telecommunications, LLC See All Filings	D/A	2014-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001610222 Filed Document 0001610222-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOLICORE INC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001170554 Filed Document 0001170554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
East Lancaster Fund I, LLC See All Filings	D	2014-07-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001520112 Filed Document 0001520112-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity