|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603024
- Filed Document
- 0001603024-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $1,523,058
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624172
- Filed Document
- 0001624172-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $63,506
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548769
- Filed Document
- 0001176256-14-000430
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591299
- Filed Document
- 0001591299-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001572157
- Filed Document
- 0001622021-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624331
- Filed Document
- 0001624331-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588040
- Filed Document
- 0001588040-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588915
- Filed Document
- 0001588915-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586095
- Filed Document
- 0001586095-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001591247
- Filed Document
- 0001591247-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591252
- Filed Document
- 0001591252-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $8,085,123
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500576
- Filed Document
- 0001500576-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591536
- Filed Document
- 0001591536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624356
- Filed Document
- 0001624356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624354
- Filed Document
- 0001624090-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Coal Mining
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624000
- Filed Document
- 0001624000-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557936
- Filed Document
- 0001557936-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A.
- CIK Number
- 0001404013
- Filed Document
- 0000940394-14-001476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624145
- Filed Document
- 0001624145-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607041
- Filed Document
- 0001607041-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562773
- Filed Document
- 0001562773-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603380
- Filed Document
- 0001603380-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $26,293,749
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594472
- Filed Document
- 0001624918-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624197
- Filed Document
- 0001624197-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618810
- Filed Document
- 0001618810-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Debt
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622836
- Filed Document
- 0001622836-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623887
- Filed Document
- 0001623887-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623974
- Filed Document
- 0001623974-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623219
- Filed Document
- 0001623219-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591298
- Filed Document
- 0001591298-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591297
- Filed Document
- 0001591297-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567975
- Filed Document
- 0001567975-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-11-05 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624057
- Filed Document
- 0001624057-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616506
- Filed Document
- 0001616506-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621315
- Filed Document
- 0001621315-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623779
- Filed Document
- 0001623779-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620383
- Filed Document
- 0001620383-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $230,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622529
- Filed Document
- 0001622529-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620920
- Filed Document
- 0001620920-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498826
- Filed Document
- 0001624109-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- SKB Securities, LLC, Robert R. Walker, Jr., and Paul Prevor Rabinovitch
- CIK Number
- 0001623934
- Filed Document
- 0001623934-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $64,172,931
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524566
- Filed Document
- 0001524566-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624016
- Filed Document
- 0001624016-14-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
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GCM Grosvenor Co-Investment Opportunities Feeder Fund, L.P.
See All Filings
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623246
- Filed Document
- 0001623246-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467267
- Filed Document
- 0001095449-14-000145
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001395035
- Filed Document
- 0001624109-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Safeguard Securities Inc., and Raymond James Financial Services
- CIK Number
- 0001380480
- Filed Document
- 0001315863-14-000611
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624178
- Filed Document
- 0001624178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $75,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624194
- Filed Document
- 0001624194-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-04 00:00:00 UTC |
- Amount To Be Raised
- $237,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624186
- Filed Document
- 0001624186-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|