|
|
D |
2016-09-02 14:43:17 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658031
- Filed Document
- 0001658031-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:43:17 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-09-02 14:41:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001069070
- Filed Document
- 0001529520-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:41:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 14:31:20 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676973
- Filed Document
- 0001676973-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:31:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 14:29:59 UTC |
- Amount To Be Raised
- $8,408,635
- Associated Brokers / Dealers
- James K. Johnston, Douglas A. Henrickson, Christina Nielson, Robert L. Boggess, Charles B. Runnels, Adam J. Bryan, Mike Bendix, David B. Levinson, Blayne A. Andersen, Tomas J. Velken, Robert J. Binkele, Robert A. Horning, William S. Sheeham, Joshua C. Koehnen, and Barry W. Lemay
- CIK Number
- 0001679005
- Filed Document
- 0001679005-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:29:59 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
1-A/A |
2016-09-02 14:28:38 UTC |
- Amount To Be Raised
- $10
- Associated Brokers / Dealers
- Moloney Securities Co., Inc. and The Benchmark Company, LLC
- CIK Number
- 0001670087
- Filed Document
- 0001193125-16-700718
- Accepted Date
- 2016-09-02 14:28:38 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MANAGEMENT CONSULTING SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $4,377,176
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-09-02 14:25:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438810
- Filed Document
- 0001438810-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:25:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 14:25:46 UTC |
- Amount To Be Raised
- $4,013,397
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679272
- Filed Document
- 0001679272-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:25:46 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 14:23:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679721
- Filed Document
- 0001679721-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:23:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 14:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529520
- Filed Document
- 0001529520-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:19:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 14:18:22 UTC |
- Amount To Be Raised
- $5,637,082
- Associated Brokers / Dealers
- GMP Securities L.P., BMO Nesbitt Burns Inc., Canaccord Genuity Corp., Clarus Securities Inc., RBC Dominion Securities Inc., M Partners Inc., Mackie Research Capital Corporation, Dundee Securities Ltd., HSBC Securities (Canada) Inc., National Bank Financial Inc., Paradigm Capital Inc., PI Financial Corp., Rodman & Renshaw, a unit of H.C. Wainwright & Co, LLC, and Haywood Securities Inc.
- CIK Number
- 0001311605
- Filed Document
- 0001140361-16-078650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:18:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 14:09:56 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678461
- Filed Document
- 0001678461-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:09:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 14:06:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622730
- Filed Document
- 0000945621-16-000703
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 14:06:08 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:53:28 UTC |
- Amount To Be Raised
- $890,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643485
- Filed Document
- 0001078782-16-003401
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:53:28 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:52:15 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676973
- Filed Document
- 0001676973-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:52:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:51:12 UTC |
- Amount To Be Raised
- $1,999,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631094
- Filed Document
- 0001231919-16-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:51:12 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:49:22 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651261
- Filed Document
- 0001651261-16-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-09-02 13:49:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:48:23 UTC |
- Amount To Be Raised
- $17,000,000
- Associated Brokers / Dealers
- Daniel Markel
- CIK Number
- 0001683691
- Filed Document
- 0001683691-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-09-02 13:48:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:46:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678462
- Filed Document
- 0001678462-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:46:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:45:55 UTC |
- Amount To Be Raised
- $1,843,380
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681170
- Filed Document
- 0001681170-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:45:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:44:22 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683537
- Filed Document
- 0001683537-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:44:22 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:41:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001628193
- Filed Document
- 0001628207-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:41:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 13:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569534
- Filed Document
- 0001315863-16-001764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:24:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001169982
- Filed Document
- 0001315863-16-001763
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:24:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRITISH INDIAN OCEAN TERRITORY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:23:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001628207
- Filed Document
- 0001628207-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:23:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 13:22:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407819
- Filed Document
- 0001315863-16-001762
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:22:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 13:21:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515778
- Filed Document
- 0001315863-16-001761
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:21:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:12:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654131
- Filed Document
- 0001654131-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:12:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:09:47 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639970
- Filed Document
- 0001639970-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:09:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 13:07:07 UTC |
- Amount To Be Raised
- $3,040,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683610
- Filed Document
- 0001683610-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:07:07 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
1-A |
2016-09-02 13:05:55 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594139
- Filed Document
- 0001477932-16-012367
- Accepted Date
- 2016-09-02 13:05:55 UTC
- Type of Offering
- 1-A
- Industry
- REAL ESTATE
- Offering Tier
- Tier1
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $0
- State of Jurisdiction
- COLORADO
- Type of Security
- Debt
|
|
|
D/A |
2016-09-02 13:04:35 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Ric Felker and Apple Lane Group, LLC
- CIK Number
- 0001650953
- Filed Document
- 0001650953-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 13:04:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2016-09-02 13:03:27 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672461
- Filed Document
- 0001477932-16-012365
- Accepted Date
- 2016-09-02 13:03:27 UTC
- Type of Offering
- 1-A/A
- Industry
- CONSTRUCTION - SPECIAL TRADE CONTRACTORS
- Offering Tier
- Tier2
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $0
- State of Jurisdiction
- COLORADO
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-09-02 12:58:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557069
- Filed Document
- 0001557070-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:58:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 12:57:31 UTC |
- Amount To Be Raised
- $1,826,424
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618860
- Filed Document
- 0001618860-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:57:31 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2016-09-02 12:52:44 UTC |
- Amount To Be Raised
- $10,469,540
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675983
- Filed Document
- 0001675983-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:52:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 12:47:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557070
- Filed Document
- 0001557070-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:47:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 12:43:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569213
- Filed Document
- 0001546927-16-000519
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:43:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 12:36:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683175
- Filed Document
- 0001683175-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:36:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-09-02 12:11:19 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672220
- Filed Document
- 0001672220-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:11:19 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-09-02 12:05:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555043
- Filed Document
- 0000919574-16-015270
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:05:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P
See All Filings
|
D/A |
2016-09-02 12:05:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC and UBS Financial Services Inc.
- CIK Number
- 0001376082
- Filed Document
- 0000899140-16-001582
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:05:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 12:00:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555042
- Filed Document
- 0000919574-16-015268
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 12:00:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 11:54:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651740
- Filed Document
- 0001651740-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:54:24 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 11:39:06 UTC |
- Amount To Be Raised
- $33,334
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000946644
- Filed Document
- 0001609410-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:39:06 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-09-02 11:33:20 UTC |
- Amount To Be Raised
- $13,533,445
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401750
- Filed Document
- 0001192482-16-000705
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:33:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-09-02 11:28:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Driehaus Securities LLC
- CIK Number
- 0001683178
- Filed Document
- 0001683178-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:28:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 11:24:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683467
- Filed Document
- 0001683467-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:24:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 11:13:31 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681646
- Filed Document
- 0001681646-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 11:13:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-09-02 10:51:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652093
- Filed Document
- 0001652093-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-09-02 10:51:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-09-02 10:47:49 UTC |
- Amount To Be Raised
- $6,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683401
- Filed Document
- 0001683401-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-09-02 10:47:49 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|