Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Schlep & Fetch, Inc. See All Filings	D	2017-02-14 15:59:09 UTC
Amount To Be Raised $235,986 Associated Brokers / Dealers N/A CIK Number 0001610225 Filed Document 0001610225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:59:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2017-02-14 15:55:34 UTC
Amount To Be Raised $25,431,894 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-17-007213 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:55:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Strategy Credit Fund LP See All Filings	D/A	2017-02-14 15:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649448 Filed Document 0001649448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLELANE OFFSHORE FUND, LTD. See All Filings	D/A	2017-02-14 15:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667062 Filed Document 0000919574-17-001988 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fischer Block, Inc. See All Filings	D/A	2017-02-14 15:42:47 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers N/A CIK Number 0001666331 Filed Document 0001192482-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:42:47 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beach Point Global Offshore Fund Ltd. See All Filings	D/A	2017-02-14 15:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615510 Filed Document 0001615510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:39:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trillium Fundamental Value Fund, LP See All Filings	D/A	2017-02-14 15:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611937 Filed Document 0001611937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiteIdeas LLC See All Filings	D	2017-02-14 15:35:38 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:35:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2340 Telegraph LP See All Filings	D	2017-02-14 15:30:14 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001695866 Filed Document 0001695866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:30:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hapten Sciences, Inc. See All Filings	D	2017-02-14 15:29:58 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:29:58 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
XEVO INC See All Filings	D	2017-02-14 15:20:30 UTC
Amount To Be Raised $4,096,279 Associated Brokers / Dealers N/A CIK Number 0001263634 Filed Document 0001263634-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DIAMOND A PARTNERS, L.P. See All Filings	D/A	2017-02-14 15:15:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000899279 Filed Document 0000935836-17-000123 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ManeGain, Inc. See All Filings	1-A/A	2017-02-14 15:15:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603860 Filed Document 0001193125-17-043131 Accepted Date 2017-02-14 15:15:14 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
CROWN JEWEL CAPITAL FUND, L.P. See All Filings	D/A	2017-02-14 15:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654511 Filed Document 0001654511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:13:17 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIAMOND A INVESTORS L P See All Filings	D/A	2017-02-14 15:12:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000899280 Filed Document 0000935836-17-000122 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-14 15:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR Stony Point Investors LLC See All Filings	D	2017-02-14 15:03:02 UTC
Amount To Be Raised $16,445,000 Associated Brokers / Dealers N/A CIK Number 0001697819 Filed Document 0001697819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:03:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
K2016470219 (SOUTH AFRICA) Ltd See All Filings	D	2017-02-14 14:54:28 UTC
Amount To Be Raised $856,017,955 Associated Brokers / Dealers N/A CIK Number 0001697784 Filed Document 0001697784-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:54:28 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Debt
Arkansas M.I.S.S. LP See All Filings	D	2017-02-14 14:53:17 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001697876 Filed Document 0001697876-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 14:53:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K2016470260 (SOUTH AFRICA) Ltd See All Filings	D	2017-02-14 14:51:54 UTC
Amount To Be Raised $223,208,419 Associated Brokers / Dealers N/A CIK Number 0001697785 Filed Document 0001697784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:51:54 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Debt
Suburban Portfolio Holdings, LLC See All Filings	D	2017-02-14 14:43:32 UTC
Amount To Be Raised $35,034,019 Associated Brokers / Dealers Pioneer International Services Limited, Triple 5 Wealth Management, Yacha Sutton, BIN, LLC, and David Turner CIK Number 0001696997 Filed Document 0001696997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:43:32 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Beach Point Global Fund LP See All Filings	D/A	2017-02-14 14:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615511 Filed Document 0001615511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2017-02-14 14:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winged Keel Securities, LLC CIK Number 0001666726 Filed Document 0001666726-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grace & Co., Inc. See All Filings	D	2017-02-14 14:33:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668521 Filed Document 0001668521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:33:01 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
House Brewing See All Filings	D	2017-02-14 14:30:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697124 Filed Document 0001697124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:30:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Multi-Asset Credit Fund Ltd. See All Filings	D/A	2017-02-14 14:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601778 Filed Document 0001601778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2017-02-14 14:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2017-02-14 14:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001324636-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2017-02-14 14:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:22:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HemoSonics, LLC See All Filings	D	2017-02-14 14:20:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Ferghana Securities Inc. CIK Number 0001495388 Filed Document 0001495388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:20:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Dynamic Income Fund LP See All Filings	D/A	2017-02-14 14:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3 Onshore Fund LLC See All Filings	D/A	2017-02-14 14:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001336837-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:15:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StressPal, Inc. See All Filings	C-W	2017-02-14 14:15:10 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001690794 Filed Document 0001690794-17-000001 Accepted Date 2017-02-14 14:15:10 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
PIMCO Absolute Return Strategy 3E Onshore Fund LLC See All Filings	D/A	2017-02-14 14:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Fund II LP See All Filings	D/A	2017-02-14 14:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484600 Filed Document 0001484600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaHarvest Inc. See All Filings	D	2017-02-14 14:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667360 Filed Document 0001667360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:06:53 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Beach Point Dynamic Income Offshore Fund Ltd. See All Filings	D/A	2017-02-14 14:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565897 Filed Document 0001565897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 14:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Temptations Development Ltd Liabillity Co See All Filings	D	2017-02-14 13:57:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698081 Filed Document 0001698081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Beach Point Strategic Fund LP See All Filings	D/A	2017-02-14 13:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2017-02-14 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emperor Tree Capital Management, LP See All Filings	D	2017-02-14 13:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697603 Filed Document 0001562555-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAM Partners, LP See All Filings	D	2017-02-14 13:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501284 Filed Document 0001501284-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:52:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Palm Coffeemaker LLC See All Filings	D/A	2017-02-14 13:48:20 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650194 Filed Document 0001650194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Select Fund LP See All Filings	D/A	2017-02-14 13:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QouYou PBC See All Filings	D	2017-02-14 13:47:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001697922 Filed Document 0001697922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:47:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Beach Point Loan Fund (Cayman), Ltd. See All Filings	D/A	2017-02-14 13:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484452 Filed Document 0001484452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2017-02-14 13:42:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:42:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Customized Strategies II, LP See All Filings	D/A	2017-02-14 13:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund