Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Canopy South Financial, LLC See All Filings	D	2016-10-12 13:49:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001684085 Filed Document 0001684085-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-12 13:49:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
PFB-JP Holdings, Inc. See All Filings	D	2016-10-12 13:40:01 UTC
Amount To Be Raised $56,837,500 Associated Brokers / Dealers N/A CIK Number 0001687250 Filed Document 0001687250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:40:01 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinscriptive, Inc. See All Filings	D	2016-10-12 13:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686508 Filed Document 0001686508-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:37:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RREAF PARKSIDE INVESTORS, LLC See All Filings	D	2016-10-12 13:32:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001684277 Filed Document 0001684277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:32:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Veritas Trophy IV, LLC See All Filings	D	2016-10-12 13:32:23 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001687135 Filed Document 0001687135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:32:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Short Strategies Ltd. See All Filings	D/A	2016-10-12 13:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559707 Filed Document 0001559707-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Mountain Real Estate Investment Corp. See All Filings	D/A	2016-10-12 13:28:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001648846 Filed Document 0001648846-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-12 13:28:20 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-10-12 13:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0001214659-16-014081 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorsal Capital Partners, Ltd. See All Filings	D/A	2016-10-12 13:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553609 Filed Document 0001214659-16-014079 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Mountain Investments B-Company Corp. See All Filings	D/A	2016-10-12 13:20:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001648845 Filed Document 0001648845-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:20:02 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEVELOPMENT CAPITAL AFRICA OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-12 13:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581519 Filed Document 0001581519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Short Strategies (US), LP See All Filings	D/A	2016-10-12 13:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502581 Filed Document 0001502581-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Development Capital Africa Fund, L.P. See All Filings	D/A	2016-10-12 13:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559727 Filed Document 0001559727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3615 Evanston LLC See All Filings	D	2016-10-12 13:03:39 UTC
Amount To Be Raised $1,235,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001687212 Filed Document 0001687212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:03:39 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ACE Redpoint Ventures China I, L.P. See All Filings	D	2016-10-12 12:56:54 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001686120 Filed Document 0001686120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:56:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gotham Neutral Strategies (US), LP See All Filings	D/A	2016-10-12 12:51:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001502582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:51:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NV Gold Corp See All Filings	D	2016-10-12 12:50:29 UTC
Amount To Be Raised $216,777 Associated Brokers / Dealers N/A CIK Number 0001607807 Filed Document 0001607807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:50:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RayMed, LLC See All Filings	D	2016-10-12 12:48:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687021 Filed Document 0001687021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:48:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
MCCARTHY INVESTMENT COMPANY, LLC See All Filings	D/A	2016-10-12 12:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586327 Filed Document 0001140361-16-082559 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keidan Path I, LP See All Filings	D	2016-10-12 12:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687205 Filed Document 0001687205-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:42:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRI 11 Howard Street LLC See All Filings	D	2016-10-12 12:35:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687234 Filed Document 0001687234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:35:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sigora International Inc. See All Filings	D	2016-10-12 12:25:37 UTC
Amount To Be Raised $649,706 Associated Brokers / Dealers N/A CIK Number 0001654445 Filed Document 0001654445-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:25:37 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Calistoga Ventures, Inc. See All Filings	D	2016-10-12 12:21:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001687027 Filed Document 0001687027-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:21:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cruzar Medsystems, Inc. See All Filings	D	2016-10-12 12:13:31 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001587614 Filed Document 0001587614-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:13:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Goodhart Partners Longitude Fund SICAV-SIF See All Filings	D	2016-10-12 12:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001685339 Filed Document 0001685339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:10:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octopus LP See All Filings	D/A	2016-10-12 11:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-12 11:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Marketfield Dublin, p.l.c. See All Filings	D/A	2016-10-12 11:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556074 Filed Document 0001566114-16-000150 Exclusions or Exemptions 506c Accepted Date 2016-10-12 11:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardy Diagnostics, Inc. See All Filings	D	2016-10-12 11:49:09 UTC
Amount To Be Raised $27,613,967 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:49:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SC PAL Holdings, LLC See All Filings	D	2016-10-12 11:46:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001687225 Filed Document 0001687225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:46:34 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SIERRA INNOVATIONS ENTREPRENEUR FUND, LLC See All Filings	D	2016-10-12 11:36:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687209 Filed Document 0001687209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:36:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Highwater Global Fund LLC See All Filings	D	2016-10-12 11:34:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001338814 Filed Document 0001596022-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:34:45 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ALUGUEST, INC. See All Filings	C	2016-10-12 11:31:49 UTC
Financial Interest Filing Platform FlashFunders Funding Portal, LLC Offering Amount $100,000 CIK Number 0001683856 Filed Document 0001683856-16-000001 Accepted Date 2016-10-12 11:31:49 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State ARGENTINA
Ankota LLC See All Filings	D	2016-10-12 11:23:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685470 Filed Document 0001685470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:23:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-10-12 11:16:44 UTC
Amount To Be Raised $1,545,805 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:16:44 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Liquidity River, Inc See All Filings	D	2016-10-12 11:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682752 Filed Document 0001682752-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-12 11:14:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-10-12 11:13:39 UTC
Amount To Be Raised $1,699,520 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000235 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:13:39 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
SpiderOak, Inc. See All Filings	D	2016-10-12 11:07:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001582588 Filed Document 0001582588-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
EOSII AT 555 WASHINGTON, LLC See All Filings	D	2016-10-12 11:07:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687190 Filed Document 0001687186-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:07:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS AT 625 MOUNT AUBURN, LLC See All Filings	D	2016-10-12 11:01:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687191 Filed Document 0001687186-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:01:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCOME & IMPACT FUND, LLC See All Filings	D	2016-10-12 10:59:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:59:04 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tower Resources Ltd. See All Filings	D	2016-10-12 10:57:19 UTC
Amount To Be Raised $1,706,804 Associated Brokers / Dealers N/A CIK Number 0001686161 Filed Document 0001686161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:57:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Plastc Inc. See All Filings	D	2016-10-12 10:52:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685861 Filed Document 0001685861-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-12 10:52:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS AT SAN ALESO, LLC See All Filings	D	2016-10-12 10:52:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687192 Filed Document 0001687186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:52:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2016-10-12 10:41:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:41:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Merchandise Mart Equity LLC See All Filings	D	2016-10-12 10:22:37 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001683459 Filed Document 0000897069-16-001065 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:22:37 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
LUXOR INDUSTRIAL CORP /FI See All Filings	D	2016-10-12 10:17:10 UTC
Amount To Be Raised $173,632 Associated Brokers / Dealers Bill McCarty and Ken Fitzpatrick CIK Number 0000800333 Filed Document 0001085037-16-000349 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:17:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EOS PROPERTIES AT PROVIDENCE TOWERS, LLC See All Filings	D	2016-10-12 10:12:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687186 Filed Document 0001687186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:12:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Primo Connect, Inc. See All Filings	C-W	2016-10-12 09:59:22 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001668076 Filed Document 0001644600-16-000201 Accepted Date 2016-10-12 09:59:22 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Storage at Anthem, LLC See All Filings	D	2016-10-12 09:57:43 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001686216 Filed Document 0001686216-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-12 09:57:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BARFRESH FOOD GROUP INC. See All Filings	D	2016-10-12 09:43:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers GVC CAPITAL LLC and MAXIM GROUP LLC CIK Number 0001487197 Filed Document 0001487197-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-12 09:43:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity