Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MI-12 VENTURE FUND, LLC - SERIES AAT-1 See All Filings	D	2016-10-14 16:00:47 UTC
Amount To Be Raised $157,500 Associated Brokers / Dealers N/A CIK Number 0001685245 Filed Document 0001685245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:00:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2016-10-14 15:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
IGC BIO INC. See All Filings	D	2016-10-14 15:57:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001668051 Filed Document 0001668051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:57:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Uploaded Fishing, LLC See All Filings	D	2016-10-14 15:54:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001687330 Filed Document 0001687330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:54:32 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2016-10-14 15:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:53:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2016-10-14 15:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2016-10-14 15:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 15:44:35 UTC
Amount To Be Raised $745,947 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000440 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:44:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SONAVATION INC See All Filings	D/A	2016-10-14 15:43:35 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers GrowthPoint Technology Partners, LLC CIK Number 0001370924 Filed Document 0001370924-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:43:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series See All Filings	D/A	2016-10-14 15:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wizdom Land Solutions, Inc. See All Filings	D	2016-10-14 15:38:36 UTC
Amount To Be Raised $299,999 Associated Brokers / Dealers N/A CIK Number 0001687476 Filed Document 0001687516-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:38:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Investment Partners, L.P. See All Filings	D/A	2016-10-14 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000950103-16-017093 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series See All Filings	D/A	2016-10-14 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559519 Filed Document 0001559519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Chilton Dividend Shares, L.P. See All Filings	D/A	2016-10-14 15:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532402 Filed Document 0000950103-16-017092 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTC Alternatives Access Fund, L.P. See All Filings	D/A	2016-10-14 15:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589231 Filed Document 0000950103-16-017091 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCP Direct Lending Fund VIII-A, LLC See All Filings	D	2016-10-14 15:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687478 Filed Document 0000950172-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divisar Partners QP (Cayman), Ltd. See All Filings	D/A	2016-10-14 15:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656182 Filed Document 0001656182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2016-10-14 15:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:30:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
fitDEGREE, LLC See All Filings	D	2016-10-14 15:27:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001656084 Filed Document 0001656084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:27:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-10-14 15:26:50 UTC
Amount To Be Raised $499,800 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-128152 Accepted Date 2016-10-14 15:26:50 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Divisar Partners QP, L.P. See All Filings	D/A	2016-10-14 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639243 Filed Document 0001639243-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Multnomah LLC See All Filings	D	2016-10-14 15:24:30 UTC
Amount To Be Raised $3,345,000 Associated Brokers / Dealers N/A CIK Number 0001687456 Filed Document 0001687456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:24:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ZOOMAWAY TRAVEL INC. See All Filings	D	2016-10-14 15:24:13 UTC
Amount To Be Raised $815,768 Associated Brokers / Dealers N/A CIK Number 0001541054 Filed Document 0001183740-16-000439 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:24:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:48 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:47 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:46 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE PRESIDENTS, LLC See All Filings	D	2016-10-14 15:22:44 UTC
Amount To Be Raised $4,137,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001687494 Filed Document 0001687494-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-14 15:22:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corsica Innovations, Inc. See All Filings	D	2016-10-14 15:21:25 UTC
Amount To Be Raised $1,949,986 Associated Brokers / Dealers N/A CIK Number 0001687516 Filed Document 0001687516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:21:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARSENAL 201 - PHASE I - INVESTOR, LLC See All Filings	D	2016-10-14 15:20:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001687387 Filed Document 0001687387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:20:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Divisar Partners, L.P. See All Filings	D/A	2016-10-14 15:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001453525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anonos Inc. See All Filings	D	2016-10-14 15:18:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687367 Filed Document 0001687367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:18:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
APP Holdco, LLC See All Filings	D	2016-10-14 15:16:46 UTC
Amount To Be Raised $3,381,309 Associated Brokers / Dealers N/A CIK Number 0001641432 Filed Document 0001641432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:16:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 15:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0000733076 Filed Document 0000937834-16-000133 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:16:25 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Artizan Biosciences, Inc. See All Filings	D	2016-10-14 15:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687466 Filed Document 0001687466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:14:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Allen Creek Investors, LLC See All Filings	D	2016-10-14 15:11:55 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers None CIK Number 0001687511 Filed Document 0001684991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:11:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
BSP East 21 LLC See All Filings	D	2016-10-14 15:04:05 UTC
Amount To Be Raised $13,925,601 Associated Brokers / Dealers N/A CIK Number 0001680170 Filed Document 0001680170-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:04:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Novaria, LLC See All Filings	D/A	2016-10-14 15:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622234 Filed Document 0001622234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 15:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Lynch III, Various, and Various CIK Number 0000733076 Filed Document 0000937834-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-10-14 15:00:15 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Equity Production Fund I, LP See All Filings	D	2016-10-14 14:59:04 UTC
Amount To Be Raised $1,984,500 Associated Brokers / Dealers N/A CIK Number 0001687460 Filed Document 0001654954-16-002848 Exclusions or Exemptions 506c Accepted Date 2016-10-14 14:59:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Camellia Station Holdings, LLC See All Filings	D	2016-10-14 14:55:52 UTC
Amount To Be Raised $12,309,570 Associated Brokers / Dealers N/A CIK Number 0001687110 Filed Document 0001687110-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:55:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Madewell 28th, LLC See All Filings	D	2016-10-14 14:48:39 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687124 Filed Document 0001687124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:48:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2016-10-14 14:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Van Epps, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:47:59 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Fulmer Instruments, LLC See All Filings	D	2016-10-14 14:46:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687526 Filed Document 0001687526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:46:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Zen Enterprises, LLC See All Filings	D	2016-10-14 14:43:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610972 Filed Document 0001493152-16-014043 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:43:02 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Gatewood Capital Opportunity Fund (Cayman), L.P. See All Filings	D/A	2016-10-14 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652969 Filed Document 0001625257-16-000217 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Labs Technologies, LLC See All Filings	D	2016-10-14 14:41:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685058 Filed Document 0001685058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:41:50 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Gatewood Capital Opportunity Fund, L.P. See All Filings	D/A	2016-10-14 14:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652968 Filed Document 0001625257-16-000216 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcadian Quay Holdings, LLC See All Filings	D	2016-10-14 14:40:00 UTC
Amount To Be Raised $14,209,965 Associated Brokers / Dealers N/A CIK Number 0001687115 Filed Document 0001687115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:40:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund LLC See All Filings	D	2016-10-14 14:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687479 Filed Document 0001687479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corporate Center Building D, LLC See All Filings	D/A	2016-10-14 14:35:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001681727 Filed Document 0001681727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 14:35:42 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt