Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ViewRay, Inc. See All Filings	D	2016-09-09 15:15:57 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers N/A CIK Number 0001597313 Filed Document 0001140361-16-079337 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:15:57 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Campaign Monitor Holdings (UK) Ltd See All Filings	D/A	2016-09-09 15:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0000899140-16-001594 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:13:09 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Red Bay Coffee Company See All Filings	C/A	2016-09-09 15:07:04 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001678622 Filed Document 0001670254-16-000121 Accepted Date 2016-09-09 15:07:04 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Constellation Fund, SPC, for & on behalf of its Equities IV Segregated Portfolio See All Filings	D/A	2016-09-09 15:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655326 Filed Document 0001655326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEG Holdings, LLC See All Filings	D	2016-09-09 15:05:33 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001684135 Filed Document 0001684135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 15:05:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Strategic Investors Fund VIII, L.P. See All Filings	D/A	2016-09-09 14:58:26 UTC
Amount To Be Raised $495,000,000 Associated Brokers / Dealers N/A CIK Number 0001667868 Filed Document 0001667868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Mobile, Inc. See All Filings	D	2016-09-09 14:54:59 UTC
Amount To Be Raised $332,500 Associated Brokers / Dealers N/A CIK Number 0001649556 Filed Document 0001649556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:54:59 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beacon Hill Investors 1, LLC See All Filings	D	2016-09-09 14:54:15 UTC
Amount To Be Raised $3,640,000 Associated Brokers / Dealers N/A CIK Number 0001684278 Filed Document 0001684281-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:54:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2016-09-09 14:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, MSC-BD, LLC, and Henry Druker CIK Number 0001107149 Filed Document 0001107149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reno Investors 1, LLC See All Filings	D	2016-09-09 14:40:09 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001684281 Filed Document 0001684281-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:40:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills Strategic Small Mid Cap L.P. See All Filings	D/A	2016-09-09 14:38:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdom Exploration BC Fund, LP See All Filings	D	2016-09-09 14:35:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684302 Filed Document 0001684302-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-09 14:35:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Circle Pharma, Inc. See All Filings	D	2016-09-09 14:31:43 UTC
Amount To Be Raised $6,047,554 Associated Brokers / Dealers N/A CIK Number 0001684286 Filed Document 0001684286-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:31:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL INTERNATIONAL INC See All Filings	D	2016-09-09 14:26:19 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001452836 Filed Document 0001452836-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:26:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OCA PERSHING SQUARE FEEDER FUND LLC See All Filings	D/A	2016-09-09 14:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450536 Filed Document 0001450536-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFFERUP INC. See All Filings	D	2016-09-09 14:13:09 UTC
Amount To Be Raised $130,000,005 Associated Brokers / Dealers N/A CIK Number 0001543061 Filed Document 0001543061-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:13:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2016-09-09 14:12:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-09 14:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMAGEWARE SYSTEMS INC See All Filings	D	2016-09-09 13:54:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000941685 Filed Document 0001415889-16-007102 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:54:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MVP LS Fund II LLC See All Filings	D	2016-09-09 13:52:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001684261-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-09-09 13:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FLINT HILLS SELECT MANAGERS FUND LP See All Filings	D/A	2016-09-09 13:50:11 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001144738 Filed Document 0001144738-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icebreaker Health, Inc. See All Filings	D/A	2016-09-09 13:43:23 UTC
Amount To Be Raised $3,111,494 Associated Brokers / Dealers N/A CIK Number 0001650731 Filed Document 0001650731-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:43:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MQS Capital Partners, LP See All Filings	D/A	2016-09-09 13:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Martin, Scott Martin, and Park Hill Group, LLC CIK Number 0001439710 Filed Document 0001439710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
TAPIMMUNE INC See All Filings	D/A	2016-09-09 13:25:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers KATALYST SECURITIES LLC and WEST PARK CAPITAL INC. CIK Number 0001094038 Filed Document 0001094038-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:25:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Prometheus Fund LLC See All Filings	D/A	2016-09-09 13:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652129 Filed Document 0001652129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:21:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CHRONO THERAPEUTICS INC. See All Filings	D	2016-09-09 13:14:56 UTC
Amount To Be Raised $47,607,004 Associated Brokers / Dealers N/A CIK Number 0001601983 Filed Document 0001601983-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:14:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VI LLC See All Filings	D	2016-09-09 13:12:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001684261 Filed Document 0001684261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FLINT HILLS MANAGED EQUITY FUND I L P See All Filings	D/A	2016-09-09 13:12:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001043091 Filed Document 0001043091-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Waste Solutions, Inc. See All Filings	D	2016-09-09 13:03:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0000949721 Filed Document 0001654954-16-002109 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:03:42 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Slingshot-NW, Inc See All Filings	D	2016-09-09 13:01:40 UTC
Amount To Be Raised $40 Associated Brokers / Dealers N/A CIK Number 0001682813 Filed Document 0001682813-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 13:01:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Investment Partners, LLC - Alternative Yield Fund See All Filings	D	2016-09-09 12:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:59:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Advantage II, Ltd. See All Filings	D/A	2016-09-09 12:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585780 Filed Document 0001682281-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dasoma Partners LP See All Filings	D	2016-09-09 12:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682282 Filed Document 0000919574-16-015320 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2016-09-09 12:39:53 UTC
Amount To Be Raised $131,700 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001645817 Filed Document 0001645817-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:39:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Campaign Monitor Holdings (UK) Ltd See All Filings	D/A	2016-09-09 12:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639657 Filed Document 0001684256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:39:23 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SILVER PREDATOR CORP. See All Filings	D	2016-09-09 12:38:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001560904 Filed Document 0001140361-16-079320 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:38:45 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Rokos Global Macro Fund Ltd See All Filings	D/A	2016-09-09 12:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654584 Filed Document 0001315863-16-001772 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rokos Global Macro Fund LP See All Filings	D/A	2016-09-09 12:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654305 Filed Document 0001315863-16-001771 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:36:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLOWS OF MARSHALLTOWN LLC See All Filings	D	2016-09-09 12:32:56 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001683793 Filed Document 0001683793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:32:56 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
FLINT HILLS LONG/SHORT EQUITY L P See All Filings	D/A	2016-09-09 12:32:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001314084 Filed Document 0001314084-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexHealth, Inc. See All Filings	D	2016-09-09 12:31:47 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001682508 Filed Document 0001231919-16-000055 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:31:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Waste Solutions, Inc. See All Filings	D	2016-09-09 12:28:08 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0000949721 Filed Document 0001654954-16-002106 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:28:08 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills Diversified Strategies LP See All Filings	D/A	2016-09-09 12:26:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001415392 Filed Document 0001415392-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard - ProBrass, LLC See All Filings	D	2016-09-09 12:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657990 Filed Document 0001657990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:20:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eli Nutrition, Inc. See All Filings	D	2016-09-09 12:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652086 Filed Document 0001652086-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:17:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
New Engen, Inc. See All Filings	D	2016-09-09 12:11:51 UTC
Amount To Be Raised $2,533,373 Associated Brokers / Dealers N/A CIK Number 0001683368 Filed Document 0001683368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:11:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cruiser Capital LLC See All Filings	D/A	2016-09-09 12:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524655 Filed Document 0001524655-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLINT HILLS CONCENTRATED GLOBAL L/S EQUITY L.P. See All Filings	D/A	2016-09-09 12:01:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001387084 Filed Document 0001387084-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-09 12:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DECKED, L.L.C. See All Filings	D	2016-09-09 11:42:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001683575 Filed Document 0001683575-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 11:42:34 UTC Type of Offering D Industry Retailing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD U.S. REAL ESTATE ONSHORE FUND II, L.P. See All Filings	D	2016-09-09 11:40:47 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001683841 Filed Document 0001140361-16-079305 Exclusions or Exemptions 506b Accepted Date 2016-09-09 11:40:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2016-09-09 11:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Advisors LLC, CAIS Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley CIK Number 0001292004 Filed Document 0001292004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-09 11:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund