Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
U.S. Cities Fund LP See All Filings	D/A	2016-10-19 14:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TEACHERS PERSONAL INVESTORS SERVICES INC CIK Number 0001378575 Filed Document 0001378575-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-19 14:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowery Capital II Friends, L.P. See All Filings	D	2016-10-19 14:31:35 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001687269 Filed Document 0001687267-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emso Ltd. See All Filings	D/A	2016-10-19 14:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597653 Filed Document 0001597653-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INCOME FUND LP See All Filings	D/A	2016-10-19 14:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowery Capital II, L.P. See All Filings	D	2016-10-19 14:28:53 UTC
Amount To Be Raised $59,100,000 Associated Brokers / Dealers N/A CIK Number 0001687267 Filed Document 0001687267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:28:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emso Rose Ltd. See All Filings	D/A	2016-10-19 14:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603256 Filed Document 0001597653-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSCM Fund II, L.P. See All Filings	D/A	2016-10-19 14:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625574 Filed Document 0000935836-16-001171 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Grove Resort Holdings, LLC See All Filings	D/A	2016-10-19 14:06:08 UTC
Amount To Be Raised $18,482,297 Associated Brokers / Dealers Center Street Securities, Inc., Concorde Investment Services, LLC, DFPG Investments, Inc., Dyche Wealth Management, Inc., Nancy A. Socha & Associates, Niagara International Capital Limited, The Strategic Financial Alliance, Inc., Transam Securities, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001673579 Filed Document 0001673579-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:06:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloverpop, Inc. See All Filings	D	2016-10-19 14:05:00 UTC
Amount To Be Raised $6,235,165 Associated Brokers / Dealers N/A CIK Number 0001636374 Filed Document 0001636374-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:05:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emso Saguaro US Ltd. See All Filings	D/A	2016-10-19 14:03:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001625621 Filed Document 0001597653-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-19 14:03:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC AZ Co-Invest LP See All Filings	D	2016-10-19 13:56:24 UTC
Amount To Be Raised $261,000 Associated Brokers / Dealers N/A CIK Number 0001675007 Filed Document 0001015325-16-000077 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Palermo TT Holdings, Inc. See All Filings	D/A	2016-10-19 13:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640518 Filed Document 0001640518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:56:13 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KAAZING Corp See All Filings	D	2016-10-19 13:52:07 UTC
Amount To Be Raised $5,628,381 Associated Brokers / Dealers N/A CIK Number 0001433689 Filed Document 0001433689-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:52:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADG Impact PE Fund, LLC See All Filings	D	2016-10-19 13:40:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001686848 Filed Document 0001686848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:40:34 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sunfinity Solar, LLC See All Filings	D	2016-10-19 13:39:22 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001687821 Filed Document 0001687821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:39:22 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BHC PL II Co-Invest LP See All Filings	D	2016-10-19 13:30:18 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001683480 Filed Document 0001015325-16-000076 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Daplie, Inc. See All Filings	C/A	2016-10-19 13:25:58 UTC
Financial Interest Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001674374 Filed Document 0001445866-16-002763 Accepted Date 2016-10-19 13:25:58 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State UTAH
OFPP LLC See All Filings	D/A	2016-10-19 13:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589995 Filed Document 0001589995-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lubert-Adler Real Estate Fund VII-B, L.P. See All Filings	D	2016-10-19 13:14:08 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001687447 Filed Document 0001687447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:14:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elllwand Shooting Sports Academy, LLC See All Filings	D	2016-10-19 13:05:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001687615 Filed Document 0001687615-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 13:05:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Pennybacker IV, LP See All Filings	D	2016-10-19 12:56:05 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001687755 Filed Document 0001687755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:56:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coursestorm, Inc. See All Filings	D	2016-10-19 12:44:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687889 Filed Document 0001687889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:44:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WRB SERRA PARTNERS FUND I, L.P. See All Filings	D/A	2016-10-19 12:44:27 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001627850 Filed Document 0001627850-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emso US Ltd. See All Filings	D/A	2016-10-19 12:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597647 Filed Document 0001597653-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novellus LLC See All Filings	D	2016-10-19 12:27:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001687472 Filed Document 0001687472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:27:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vicarious Surgical Inc. See All Filings	D	2016-10-19 12:25:19 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001666810 Filed Document 0001666810-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:25:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LB Merchant AA-2, LLC See All Filings	D/A	2016-10-19 12:20:56 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001673182 Filed Document 0001673182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:20:56 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SecureKey Technologies Inc. See All Filings	D/A	2016-10-19 12:18:59 UTC
Amount To Be Raised $776,001 Associated Brokers / Dealers N/A CIK Number 0001489641 Filed Document 0001489641-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:18:59 UTC Type of Offering D/A Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RSG2, LLC See All Filings	D	2016-10-19 12:14:08 UTC
Amount To Be Raised $657,225 Associated Brokers / Dealers N/A CIK Number 0001686080 Filed Document 0001686080-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:14:08 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Emso Saguaro Ltd. See All Filings	D/A	2016-10-19 12:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603269 Filed Document 0001597653-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energtek Inc See All Filings	D	2016-10-19 12:04:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001260037 Filed Document 0001477932-16-013016 Exclusions or Exemptions 506b Accepted Date 2016-10-19 12:04:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Venetus Partners Fund Ltd. See All Filings	D	2016-10-19 11:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679658 Filed Document 0000902664-16-008441 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DERMODY PROPERTIES INDUSTRIAL MIDWAY CO-INVEST FUND L.P. See All Filings	D	2016-10-19 11:55:03 UTC
Amount To Be Raised $9,784,691 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001687921 Filed Document 0001687921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Venetus Partners Fund LP See All Filings	D	2016-10-19 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679648 Filed Document 0000902664-16-008440 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Lake Multifamily Income Partners, LLC See All Filings	D	2016-10-19 11:51:15 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001685998 Filed Document 0001140361-16-083042 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:51:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Austin Apartment Portfolio DST See All Filings	D	2016-10-19 11:50:15 UTC
Amount To Be Raised $21,030,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001687928 Filed Document 0001687928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:50:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ABS Opportunities Ltd. See All Filings	D/A	2016-10-19 11:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553276 Filed Document 0001013594-16-001281 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS OFFSHORE SPC See All Filings	D/A	2016-10-19 11:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc. CIK Number 0001289278 Filed Document 0001013594-16-001280 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Energy Partners 2017 Fund See All Filings	D	2016-10-19 11:34:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001687848 Filed Document 0001687848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:34:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
ABS EQUITY FLEX LP See All Filings	D/A	2016-10-19 11:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461003 Filed Document 0001013594-16-001279 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Emerging Markets LP See All Filings	D/A	2016-10-19 11:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564646 Filed Document 0001013594-16-001278 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:27:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Media, Inc. See All Filings	C/A	2016-10-19 11:26:58 UTC
Financial Interest None Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001685501 Filed Document 0001685501-16-000005 Accepted Date 2016-10-19 11:26:58 UTC Type of Offering C/A Security Offered Amount 2,000,000 Security Offered Type Common Stock State GEORGIA
Serrado Healthcare Fund LP See All Filings	D/A	2016-10-19 11:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501325 Filed Document 0000919574-16-015910 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABS ALPHA LTD See All Filings	D/A	2016-10-19 11:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Potomac Capital Markets, Douglas Steger, and Dearborn Partners CIK Number 0001359353 Filed Document 0001013594-16-001277 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Limited Partnership See All Filings	D/A	2016-10-19 11:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc. CIK Number 0001252071 Filed Document 0001013594-16-001276 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zumper, Inc. See All Filings	D	2016-10-19 11:12:32 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001600984 Filed Document 0001600984-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:12:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YGEIA Group, Inc. See All Filings	D	2016-10-19 11:03:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615713 Filed Document 0001380389-16-000088 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:03:05 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Frame Technology, Inc. See All Filings	D	2016-10-19 11:00:06 UTC
Amount To Be Raised $1,535,112 Associated Brokers / Dealers N/A CIK Number 0001687630 Filed Document 0001231919-16-000062 Exclusions or Exemptions 506b Accepted Date 2016-10-19 11:00:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlphaFlow Diversification Fund 3, LP See All Filings	D/A	2016-10-19 10:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686866 Filed Document 0001686866-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-19 10:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Road, LLC See All Filings	D	2016-10-19 10:58:45 UTC
Amount To Be Raised $49,275,000 Associated Brokers / Dealers N/A CIK Number 0001687773 Filed Document 0001687773-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-19 10:58:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity