Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GTP AW Fund II, LLC See All Filings	D	2016-09-21 14:38:57 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001683845 Filed Document 0001683845-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:38:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanook Energy Fund, LP See All Filings	D/A	2016-09-21 14:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618445 Filed Document 0001315863-16-001786 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:37:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nanook Energy Fund Ltd See All Filings	D/A	2016-09-21 14:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618439 Filed Document 0001315863-16-001785 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Underground Enterprises, Inc. See All Filings	D/A	2016-09-21 14:27:27 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001576432 Filed Document 0001576432-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:27:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lions Mane Financial, L.L.C. See All Filings	D	2016-09-21 14:22:28 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001685334 Filed Document 0001685334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:22:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
PFM HEALTHCARE FUND L P See All Filings	D/A	2016-09-21 14:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345347 Filed Document 0000935836-16-001122 Exclusions or Exemptions 506b Accepted Date 2016-09-21 14:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immune-Onc Therapeutics, Inc. See All Filings	D	2016-09-21 13:57:32 UTC
Amount To Be Raised $7,003,890 Associated Brokers / Dealers N/A CIK Number 0001685307 Filed Document 0001685307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:57:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GetTrained, Inc. See All Filings	D	2016-09-21 13:54:57 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001684968 Filed Document 0001684968-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-09-21 13:54:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CONFLUENCE RESOURCES HOLDINGS LP See All Filings	D	2016-09-21 13:53:46 UTC
Amount To Be Raised $287,150,000 Associated Brokers / Dealers N/A CIK Number 0001685214 Filed Document 0001685214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:53:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wildebeest Topco, LLC See All Filings	D	2016-09-21 13:50:48 UTC
Amount To Be Raised $80,200,000 Associated Brokers / Dealers N/A CIK Number 0001685318 Filed Document 0001685318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:50:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio See All Filings	D/A	2016-09-21 13:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, GS Capital Management LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001530984 Filed Document 0001507943-16-000300 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:33:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Crafted Malt House, LLC See All Filings	D	2016-09-21 13:27:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685147 Filed Document 0001685147-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:27:17 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NEO Dental Centers, Inc. See All Filings	D	2016-09-21 13:19:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682923 Filed Document 0001682923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:19:33 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Opal Holdings Limited Partnership See All Filings	D	2016-09-21 13:18:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001685222 Filed Document 0001685222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:18:10 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BIOXINESS PHARMACEUTICALS, INC. See All Filings	D	2016-09-21 13:12:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001470930 Filed Document 0001470930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:12:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meridan Capital Partners, L.P. See All Filings	D/A	2016-09-21 13:10:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001359618 Filed Document 0001095449-16-000288 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rimrock Series of Copperstone Multi-Series IDF, LP See All Filings	D/A	2016-09-21 13:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586621 Filed Document 0001586621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:10:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Unison High Pointe, LLC See All Filings	D	2016-09-21 13:08:51 UTC
Amount To Be Raised $5,220,338 Associated Brokers / Dealers N/A CIK Number 0001685205 Filed Document 0001685205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 13:08:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIOTECHNOLOGY VALUE FUND L P See All Filings	D/A	2016-09-21 12:46:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918923 Filed Document 0001566114-16-000146 Exclusions or Exemptions 506b Accepted Date 2016-09-21 12:46:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECHNOLOGY VALUE FUND II LP See All Filings	D/A	2016-09-21 12:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102444 Filed Document 0001566114-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-09-21 12:43:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverton Prospect Partners See All Filings	D/A	2016-09-21 12:41:40 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001669755 Filed Document 0001669755-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-09-21 12:41:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
CloudTalk, Inc. See All Filings	D	2016-09-21 12:33:18 UTC
Amount To Be Raised $6,263,448 Associated Brokers / Dealers N/A CIK Number 0001636769 Filed Document 0001231919-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-09-21 12:33:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gupta Wealth Series of Copperstone Multi-Series IDF, LP See All Filings	D/A	2016-09-21 12:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gupta Wealth Management, LLC CIK Number 0001618124 Filed Document 0001618124-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 12:32:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Links Associates LLC See All Filings	D	2016-09-21 12:10:11 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001685250 Filed Document 0001685250-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-09-21 12:10:11 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ClimaCell Inc. See All Filings	D	2016-09-21 12:04:59 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001684983 Filed Document 0001684983-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 12:04:59 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TEN MINUTE TITLE LOANS, LLC See All Filings	D	2016-09-21 11:57:23 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001620243 Filed Document 0001065949-16-000495 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:57:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AFG PECA, LLC See All Filings	D	2016-09-21 11:56:59 UTC
Amount To Be Raised $662,635 Associated Brokers / Dealers N/A CIK Number 0001639586 Filed Document 0001639586-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:56:59 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
St. Hugh's Capital Partners, LP See All Filings	D/A	2016-09-21 11:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614327 Filed Document 0001614327-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Point Beer Co See All Filings	D	2016-09-21 11:43:55 UTC
Amount To Be Raised $3,519,000 Associated Brokers / Dealers N/A CIK Number 0001679045 Filed Document 0001679045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:43:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Entrepreneur First Next Stage LP See All Filings	D	2016-09-21 11:39:17 UTC
Amount To Be Raised $5,056,308 Associated Brokers / Dealers N/A CIK Number 0001684994 Filed Document 0001684994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kultevat, Inc. See All Filings	D	2016-09-21 11:38:55 UTC
Amount To Be Raised $880,551 Associated Brokers / Dealers N/A CIK Number 0001599925 Filed Document 0001599925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:38:55 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
ForgeX Malt Investment, LLC See All Filings	D	2016-09-21 11:18:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685142 Filed Document 0001685142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:18:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-09-21 11:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Outward, Inc. See All Filings	D	2016-09-21 11:06:59 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001644580 Filed Document 0001644580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:06:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InfluxData Inc. See All Filings	D	2016-09-21 11:06:08 UTC
Amount To Be Raised $16,517,588 Associated Brokers / Dealers N/A CIK Number 0001627256 Filed Document 0001627256-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:06:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIC VALUE FUND L P See All Filings	D	2016-09-21 11:02:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830296 Filed Document 0000830296-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 11:02:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
15 LEMON DROP KID/DOE, LLC See All Filings	D	2016-09-21 10:56:40 UTC
Amount To Be Raised $307,000 Associated Brokers / Dealers N/A CIK Number 0001685269 Filed Document 0001685269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:56:40 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Indus Markor Fund, Ltd. See All Filings	D/A	2016-09-21 10:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589066 Filed Document 0000919574-16-015477 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:54:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LQFX Technology Holdings, Inc. See All Filings	D	2016-09-21 10:51:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001487579 Filed Document 0001487579-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:51:27 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2016-09-21 10:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LPL Financial LLC CIK Number 0001501156 Filed Document 0000919574-16-015475 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Solar, LLC See All Filings	D	2016-09-21 10:49:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001685287 Filed Document 0001685287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:49:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Sysorex Global See All Filings	D	2016-09-21 10:44:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001213900-16-016916 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:44:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRio Coinvest Partners I, LLC See All Filings	D	2016-09-21 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685187 Filed Document 0001685187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:37:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDC Capital Partners Fund LP See All Filings	D/A	2016-09-21 10:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hooman Robert Bolandian CIK Number 0001653539 Filed Document 0001653539-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL SPV, L.P. See All Filings	D	2016-09-21 10:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681821 Filed Document 0001140361-16-080372 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HORSEMAN EUROPEAN SELECT FUND, L.P. See All Filings	D/A	2016-09-21 10:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452994 Filed Document 0000919574-16-015473 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gametime United Inc. See All Filings	D	2016-09-21 10:18:34 UTC
Amount To Be Raised $20,000,006 Associated Brokers / Dealers N/A CIK Number 0001641569 Filed Document 0001641569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:18:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Naturi, Inc. See All Filings	D	2016-09-21 10:17:04 UTC
Amount To Be Raised $499,990 Associated Brokers / Dealers N/A CIK Number 0001662198 Filed Document 0001662198-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:17:04 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D	2016-09-21 10:09:10 UTC
Amount To Be Raised $16,232,105 Associated Brokers / Dealers ELGIN M. THOMPSON, JR. CIK Number 0001594293 Filed Document 0001594293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:09:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSA Trend Fund Ltd. See All Filings	D	2016-09-21 10:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685056 Filed Document 0000943663-16-000473 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:09:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund