Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ReNew, LLC See All Filings	D	2016-10-07 16:27:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657277 Filed Document 0001657277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:27:14 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tettra, Inc. See All Filings	D	2016-10-07 16:22:29 UTC
Amount To Be Raised $906,000 Associated Brokers / Dealers N/A CIK Number 0001671050 Filed Document 0001671050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:22:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Raymond James Tax Credit Fund 42 L.L.C. See All Filings	D	2016-10-07 16:19:39 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., Aline Rose Lavelle, Sean M. Hannan, David Andrew Thompson, Robert C. McEwan, III, and William C. Glidden CIK Number 0001685965 Filed Document 0001685965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:19:39 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Emso Agave Fund SPC See All Filings	D	2016-10-07 16:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686533 Filed Document 0001686533-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:14:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Upfront IV Ancillary, L.P. See All Filings	D	2016-10-07 16:04:50 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001686789 Filed Document 0001686789-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:04:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Core Plus / Opportunities Fund LP See All Filings	D/A	2016-10-07 16:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001502131 Filed Document 0001502131-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Access Fund 2015, LLC See All Filings	D/A	2016-10-07 16:03:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654977 Filed Document 0000945621-16-000738 Exclusions or Exemptions 506b Accepted Date 2016-10-07 16:03:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields High Yield Active Core Fund LP See All Filings	D/A	2016-10-07 15:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001502130 Filed Document 0001502130-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY SHIELDS STATUTORY TRUST See All Filings	D/A	2016-10-07 15:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001161014 Filed Document 0001161014-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prescription Advisory Systems & Technology, Inc. See All Filings	D/A	2016-10-07 15:51:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Thomas J. Lyons CIK Number 0001634504 Filed Document 0001209191-16-145373 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:51:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCS EDVENTURES COM INC See All Filings	D	2016-10-07 15:51:44 UTC
Amount To Be Raised $329,999 Associated Brokers / Dealers None CIK Number 0001122020 Filed Document 0001493152-16-013902 Exclusions or Exemptions 506c Accepted Date 2016-10-07 15:51:44 UTC Type of Offering D Industry Retailing Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MacKay Shields Defensive Bond Arbitrage Fund Ltd. See All Filings	D/A	2016-10-07 15:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001502133 Filed Document 0001502133-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SixThirty Cyber Fund, LLC See All Filings	D	2016-10-07 15:46:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001684765 Filed Document 0001684765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
Deep Blue Alpha LP See All Filings	D	2016-10-07 15:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686417 Filed Document 0001546927-16-000530 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:46:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Halydean Corp See All Filings	D	2016-10-07 15:44:44 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001686512 Filed Document 0001477932-16-012869 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2016-10-07 15:44:44 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GENERAL GRAPHENE Corp See All Filings	D	2016-10-07 15:41:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662912 Filed Document 0001662912-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:41:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kelly Klee, Inc. See All Filings	D	2016-10-07 15:40:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001686392 Filed Document 0001686392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:40:50 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
THRIFT INVESTORS LP See All Filings	D/A	2016-10-07 15:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006696 Filed Document 0001006696-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:40:22 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Provision Healthcare, LLC See All Filings	D	2016-10-07 15:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001686754 Filed Document 0001686754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:35:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NDFPR, LP See All Filings	D/A	2016-10-07 15:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654255 Filed Document 0001654255-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Portfolio Funding II, LLC See All Filings	D	2016-10-07 15:30:05 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001687004 Filed Document 0001687004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:30:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Patriot Investment Group, LLC See All Filings	D	2016-10-07 15:14:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687005 Filed Document 0001687005-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-07 15:14:48 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund II 3(c)(1), L.P. See All Filings	D/A	2016-10-07 15:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470222 Filed Document 0001470222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Babel Bark, Inc. See All Filings	D	2016-10-07 15:07:16 UTC
Amount To Be Raised $1,851,592 Associated Brokers / Dealers N/A CIK Number 0001686358 Filed Document 0001686358-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:07:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2016-10-07 15:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001560003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:04:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Alvarium Capital Strategies Fund LLC See All Filings	D/A	2016-10-07 15:03:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678815 Filed Document 0001678815-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:03:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE DENN MANOR LLC See All Filings	D	2016-10-07 15:02:39 UTC
Amount To Be Raised $3,292,002 Associated Brokers / Dealers N/A CIK Number 0001683804 Filed Document 0001683804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:02:39 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Heart of Florida Surgery Center, LLC See All Filings	D	2016-10-07 15:01:15 UTC
Amount To Be Raised $734,400 Associated Brokers / Dealers N/A CIK Number 0001687013 Filed Document 0001687013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 15:01:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund III, L.P. See All Filings	D/A	2016-10-07 14:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532434 Filed Document 0001532434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Athenex, Inc. See All Filings	D	2016-10-07 14:56:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001300699-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:56:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Margate Capital Partners Fund LP See All Filings	D	2016-10-07 14:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686841 Filed Document 0001686841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:54:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TB Springdale, LLC See All Filings	D	2016-10-07 14:53:46 UTC
Amount To Be Raised $4,015,000 Associated Brokers / Dealers N/A CIK Number 0001685906 Filed Document 0001685906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:53:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Margate Capital Partners Fund Ltd See All Filings	D	2016-10-07 14:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686845 Filed Document 0001686845-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Jack Reports, Inc. See All Filings	D	2016-10-07 14:53:07 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001670807 Filed Document 0001670807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:53:07 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund, L.P. See All Filings	D/A	2016-10-07 14:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Innovation Partners, Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OV3, L.P. See All Filings	D	2016-10-07 14:42:56 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001686175 Filed Document 0001686175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AudubonSC Holdings, LLC See All Filings	D	2016-10-07 14:42:32 UTC
Amount To Be Raised $9,458,620 Associated Brokers / Dealers N/A CIK Number 0001686553 Filed Document 0001686553-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-07 14:42:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR TAX-AWARE U.S. DEFENSIVE EQUITY FUND, L.P. See All Filings	D	2016-10-07 14:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685436 Filed Document 0001685436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:34:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-10-07 14:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465298 Filed Document 0001507943-16-000317 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM OPPORTUNITY MASTER FUND, L.P. See All Filings	D/A	2016-10-07 14:23:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461658 Filed Document 0001507943-16-000316 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:23:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Opportunity Fund, L.P. See All Filings	D/A	2016-10-07 14:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461654 Filed Document 0001507943-16-000315 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Offshore Fund, Ltd See All Filings	D/A	2016-10-07 14:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465297 Filed Document 0001507943-16-000314 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Master Fund, L.P. See All Filings	D/A	2016-10-07 14:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461656 Filed Document 0001507943-16-000313 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Fund, L.P. See All Filings	D/A	2016-10-07 14:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461659 Filed Document 0001507943-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:20:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2016-10-07 14:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001476511-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:19:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Railroad Ranch Capital Partners, LP See All Filings	D	2016-10-07 14:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684643 Filed Document 0001684643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
simPRO Holdings, Inc. See All Filings	D	2016-10-07 14:13:48 UTC
Amount To Be Raised $30,544,024 Associated Brokers / Dealers N/A CIK Number 0001687020 Filed Document 0001687020-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:13:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BDR MEDINA V LLC See All Filings	D	2016-10-07 14:10:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686357 Filed Document 0001686357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:10:30 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Spark Thermionics, Inc. See All Filings	D	2016-10-07 14:10:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001686928 Filed Document 0001686928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:10:18 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AshmoreSC Holdings, LLC See All Filings	D	2016-10-07 14:09:47 UTC
Amount To Be Raised $9,582,465 Associated Brokers / Dealers N/A CIK Number 0001686550 Filed Document 0001686550-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-07 14:09:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity