Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PWP Global Macro Fund LP See All Filings	D/A	2016-10-11 11:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588759 Filed Document 0000902664-16-008335 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mays Alternative Fund, LLC See All Filings	D	2016-10-11 11:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685258 Filed Document 0001685258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:18:22 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
PWP Global Macro Offshore Fund Ltd. See All Filings	D/A	2016-10-11 11:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588928 Filed Document 0000902664-16-008334 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Park Management LLC See All Filings	D	2016-10-11 11:17:12 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001686978 Filed Document 0001686978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:17:12 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC See All Filings	D/A	2016-10-11 11:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., NFP Securities Inc., RBC Capital Markets Corporation, Triad Advisors, Inc., LPL Financial LLC, and Raymond James and Associates, Inc. CIK Number 0001449393 Filed Document 0001140361-16-082402 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ViaHero, LLC See All Filings	D	2016-10-11 11:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686004 Filed Document 0001686004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
COOK VALUE PARTNERSHIP, L.P. See All Filings	D/A	2016-10-11 11:16:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345141 Filed Document 0000902664-16-008333 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:16:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRYSTALPLEX CORP See All Filings	D/A	2016-10-11 11:16:08 UTC
Amount To Be Raised $2,648,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:16:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Quest Fund See All Filings	D/A	2016-10-11 11:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613388 Filed Document 0001613388-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:15:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
RH Fund XII LLC See All Filings	D	2016-10-11 11:11:28 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers N/A CIK Number 0001686865 Filed Document 0001686865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:11:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Prosperity Russia Domestic Fund Ltd See All Filings	D/A	2016-10-11 11:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613389 Filed Document 0001613389-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Prana Interactive Inc. See All Filings	D	2016-10-11 11:10:15 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001637282 Filed Document 0001637282-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:10:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wink Parent, Inc. See All Filings	D	2016-10-11 11:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670997 Filed Document 0001670997-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:09:45 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vie Active, LLC See All Filings	D	2016-10-11 11:08:05 UTC
Amount To Be Raised $2,142,329 Associated Brokers / Dealers N/A CIK Number 0001687011 Filed Document 0001687011-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-11 11:08:05 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2016-10-11 11:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001590289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 11:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-10-11 11:01:15 UTC
Amount To Be Raised $499,800 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-127547 Accepted Date 2016-10-11 11:01:15 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
DLV DD LLC See All Filings	D	2016-10-11 10:58:49 UTC
Amount To Be Raised $141,750,000 Associated Brokers / Dealers N/A CIK Number 0001681436 Filed Document 0001657492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:58:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
Russian Prosperity Fund See All Filings	D/A	2016-10-11 10:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613390 Filed Document 0001613390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Dealer Financial Holdings LLC See All Filings	D	2016-10-11 10:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683317 Filed Document 0001683317-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:57:53 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marshall Wace Funds LP - MW Eureka (US) Fund VI See All Filings	D	2016-10-11 10:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687001 Filed Document 0000902664-16-008330 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:57:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accel Investor II, LLC See All Filings	D	2016-10-11 10:53:29 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001686786 Filed Document 0001686786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:53:29 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Seniorlink Inc See All Filings	D	2016-10-11 10:52:09 UTC
Amount To Be Raised $10,000,022 Associated Brokers / Dealers N/A CIK Number 0001649213 Filed Document 0001649213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:52:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
10 TALENT CAPITAL, LP See All Filings	D	2016-10-11 10:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684824 Filed Document 0000897069-16-001062 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Toxicology LLC See All Filings	D	2016-10-11 10:48:06 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:48:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SOF XI Private Investors Offshore 2, L.P. See All Filings	D	2016-10-11 10:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686838 Filed Document 0001012975-16-001525 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SOF XI Private Investors Offshore 1, L.P. See All Filings	D	2016-10-11 10:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686690 Filed Document 0001012975-16-001524 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EAST ROCK FOCUS FUND, L.P. See All Filings	D/A	2016-10-11 10:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448330 Filed Document 0001448330-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOF XI Private Investors, LLC See All Filings	D	2016-10-11 10:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686837 Filed Document 0001012975-16-001523 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Preserve Holdings, LLC See All Filings	D	2016-10-11 10:31:53 UTC
Amount To Be Raised $2,110,262 Associated Brokers / Dealers N/A CIK Number 0001686969 Filed Document 0001686969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:31:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BEAR CREEK CONFLUENCE PARTNERS, LLLP See All Filings	D	2016-10-11 10:26:35 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001687098 Filed Document 0001687098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:26:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Mining Finance Fund LLC See All Filings	D/A	2016-10-11 10:18:57 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers M.D. Sass Securities LLC CIK Number 0001620418 Filed Document 0001012975-16-001522 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gooseneck Prospect See All Filings	D	2016-10-11 10:17:47 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001686964 Filed Document 0001686964-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-11 10:17:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Southside Multifamily LLC See All Filings	D/A	2016-10-11 10:14:55 UTC
Amount To Be Raised $17,421,813 Associated Brokers / Dealers Hines Securities, Inc., Ausdal Financial Partners Inc, Commonwealth Financial Network, Investment Architects Inc, Somerset Securities, inc., Triad Advisors, Inc., Cambridge Investment Research, Inc., J.W. Cole Financial, Inc., First Allied Securities, Inc., and Summit Brokerage Services CIK Number 0001686074 Filed Document 0001686074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:14:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Imperial Capital Acquisition Fund VI (International), LP See All Filings	D/A	2016-10-11 10:14:30 UTC
Amount To Be Raised $2,542,750 Associated Brokers / Dealers N/A CIK Number 0001680009 Filed Document 0001680009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:14:30 UTC Type of Offering D/A Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Mining Finance Fund Ltd See All Filings	D/A	2016-10-11 10:13:14 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001620417 Filed Document 0001012975-16-001521 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENCORE KENTUCKY 2016-E See All Filings	D/A	2016-10-11 10:08:54 UTC
Amount To Be Raised $3,450,960 Associated Brokers / Dealers N/A CIK Number 0001661923 Filed Document 0001144204-16-127533 Exclusions or Exemptions 506c Accepted Date 2016-10-11 10:08:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
GEMS Fund 4, L.P. See All Filings	D/A	2016-10-11 10:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642402 Filed Document 0001642402-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:08:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Diversifying Hedge Strategies Co See All Filings	D/A	2016-10-11 10:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001588839 Filed Document 0001588839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 10:02:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diagnotes, Inc. See All Filings	D	2016-10-11 09:53:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570973 Filed Document 0001570973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:53:51 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
MOSAIC REAL ESTATE CREDIT TE, LLC See All Filings	D	2016-10-11 09:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001686215 Filed Document 0001144204-16-127527 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Investor Fund, LP See All Filings	D/A	2016-10-11 09:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maine Grains, Inc. See All Filings	D	2016-10-11 09:49:11 UTC
Amount To Be Raised $782,550 Associated Brokers / Dealers N/A CIK Number 0001550107 Filed Document 0001550107-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:49:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Bayview Liquid Credit Strategies Domestic, L.P. See All Filings	D/A	2016-10-11 09:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001634247 Filed Document 0000902664-16-008323 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bractlet, Inc. See All Filings	D/A	2016-10-11 09:41:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-16-145514 Exclusions or Exemptions 506c Accepted Date 2016-10-11 09:41:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sententia Capital Management, LLC See All Filings	D	2016-10-11 09:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687054 Filed Document 0001687054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:36:56 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
37P - HENDERSON PASS LLC See All Filings	D	2016-10-11 09:33:22 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001687063 Filed Document 0001687063-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:33:22 UTC Type of Offering D Industry Residential Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Grit Investment Fund, LP See All Filings	D	2016-10-11 09:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687057 Filed Document 0001687057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:27:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas Avenue Apartments LLC See All Filings	D	2016-10-11 09:23:31 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001687087 Filed Document 0001687087-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:23:31 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Everwaters, Inc. See All Filings	D	2016-10-11 09:15:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001686847 Filed Document 0001686847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:15:23 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BOLAY 5 INVESTORS, LLC See All Filings	D	2016-10-11 09:12:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001686579 Filed Document 0001686579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:12:59 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity