Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LilyDrive, Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625507 Filed Document 0001625507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
APF 28 West 44 Investors LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001521240 Filed Document 0001521240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EVERSPIN TECHNOLOGIES INC See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $12,015,729 Associated Brokers / Dealers N/A CIK Number 0001438423 Filed Document 0001243233-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DWM FUNDS S.C.A.-SICAV SIF See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers DWM Finance LLC, Jeffrey Tolk, and Rafal Kwiatkowski CIK Number 0001440884 Filed Document 0001440884-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Regal 30A, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627943 Filed Document 0001627943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OnTheGo Platforms, Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001582719 Filed Document 0001582719-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
EcoSense Lighting Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001490135 Filed Document 0001490135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Executive Partners IV, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594563 Filed Document 0001181431-14-039116 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Peak U.S. Value Fund, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562077 Filed Document 0001562076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CORRUM CAPITAL REAL ASSETS FUND, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RSP Investments, LLC CIK Number 0001604878 Filed Document 0001604878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CORRUM CAPITAL PRIVATE EQUITY FUND, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RSP INVESTMENTS, LLC CIK Number 0001604876 Filed Document 0001604876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CRYPTO CURRENCY PARTNERS II, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626813 Filed Document 0001626813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP 505 Columbia, LLC See All Filings	D	2014-12-15 19:01:54 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001628072 Filed Document 0001628072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 19:01:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galena Commodity Trade Finance Fund Ltd See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001557864 Filed Document 0001557864-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR European Fund IV SBS L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627968 Filed Document 0001627968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tough Mudder Inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627888 Filed Document 0001627888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV ESC L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627963 Filed Document 0001627963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Freight Farms, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,683,220 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537577 Filed Document 0000919574-14-007021 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vengo, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001568136 Filed Document 0001568136-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MacStadium, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,000,162 Associated Brokers / Dealers N/A CIK Number 0001628125 Filed Document 0001628125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iguazu Investors (Cayman), SPC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536914 Filed Document 0000919574-14-007019 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Medical, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,292,183 Associated Brokers / Dealers N/A CIK Number 0001576429 Filed Document 0001576429-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lake Victoria Mining Company, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001402062 Filed Document 0001085037-14-000175 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIGMD INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $499,985 Associated Brokers / Dealers N/A CIK Number 0001524766 Filed Document 0001524766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
American Well Corp See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gonzalo Rubio Paris and Amos Aharoni CIK Number 0001393584 Filed Document 0001140361-14-045327 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TMG Energy Corp. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001520920 Filed Document 0001520920-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BJC Henry West, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,222,222 Associated Brokers / Dealers N/A CIK Number 0001628103 Filed Document 0001628103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ITEL COMPANIES, INC. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $335,419 Associated Brokers / Dealers N/A CIK Number 0001588692 Filed Document 0001588692-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GENEVA CAPITAL LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001314281 Filed Document 0001615594-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
AETHLON MEDICAL INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0000882291 Filed Document 0001019687-14-004719 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CafeX Communications Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-14-075255 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShipEdge LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628045 Filed Document 0001628045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hampton Oaks Acquisition, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,690,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001628099 Filed Document 0001628099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gogobot, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001494618 Filed Document 0001494618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV Private Investors L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627965 Filed Document 0001627965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592011 Filed Document 0001592011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bam Ventures Partners, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised $4,035,000 Associated Brokers / Dealers N/A CIK Number 0001606604 Filed Document 0001606604-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Unmanned Systems Center, LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001610091 Filed Document 0001610091-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EB5 Capital - Jobs Fund 12 LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001628128 Filed Document 0001628128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fairview Investment Fund II, LP See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628010 Filed Document 0001628010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Edusim LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CANVAS SOLUTIONS INC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $9,011,576 Associated Brokers / Dealers N/A CIK Number 0001459444 Filed Document 0001459444-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Loyola Capital Management, LLC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Weiss and Anthony House CIK Number 0001488323 Filed Document 0001488323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
GW&K International Small Cap Fund, L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum Directus Onshore Fund LP See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-14-000689 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits (Cayman) Fund, Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001503656 Filed Document 0001503656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund