Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mill Green Opportunity Fund IV, LLC See All Filings	D	2017-04-07 08:42:23 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC CIK Number 0001702797 Filed Document 0000897069-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neutron Holdings, Inc. See All Filings	D	2017-04-07 08:32:08 UTC
Amount To Be Raised $12,510,113 Associated Brokers / Dealers N/A CIK Number 0001699963 Filed Document 0001699963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Well Ventures, L.L.C. See All Filings	D	2017-04-06 21:31:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688196 Filed Document 0001688196-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 21:31:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Amitree, Inc. See All Filings	D/A	2017-04-06 19:57:32 UTC
Amount To Be Raised $7,128,000 Associated Brokers / Dealers N/A CIK Number 0001650288 Filed Document 0001650288-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:57:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nullable, Inc. See All Filings	D	2017-04-06 19:29:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702264 Filed Document 0001702264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:29:13 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PetroShare Corp. See All Filings	D	2017-04-06 19:20:32 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001568079 Filed Document 0001568079-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:20:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USCIM Fund XXII Provia Labs, LLC See All Filings	D	2017-04-06 19:16:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702342 Filed Document 0001702342-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:16:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowside Capital Fund IV, L.P. See All Filings	D	2017-04-06 19:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701804 Filed Document 0001701804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:15:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM Fund XXI Maven,LLC See All Filings	D	2017-04-06 19:14:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001702336 Filed Document 0001702336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM Fund XXV Ironyun,LLC See All Filings	D	2017-04-06 19:10:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702344 Filed Document 0001702344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2017-04-06 18:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA INTERNATIONAL LTD See All Filings	D/A	2017-04-06 18:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Raymond James Associates, Inc. CIK Number 0001313716 Filed Document 0001315863-17-000328 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:56:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kelvin Thermal Technologies, Inc. See All Filings	D	2017-04-06 18:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698360 Filed Document 0001698360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:52:55 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fossil Records, LLC See All Filings	D	2017-04-06 18:41:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Stephanie Bluher, Amy M. Herold, Robert E. & Linda J. Dressen, Hayes Drumwright, Ebzery Family Partnership LLC, William B. Ebzery Revocable Trust, Joseph & Kendall Hartman, William Jarvis, JPNAPA1, LLC, Robert Klotz, Adriel G. Lares Trust DTD 3-26-2008, Randle Moore, and Raymond Scott Heritage Trust UAD 11-30-2012 CIK Number 0001703206 Filed Document 0001703206-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 18:41:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ariel International DM/EM LLC See All Filings	D	2017-04-06 18:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703033 Filed Document 0001703033-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 18:32:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MicroVest Short Duration Offshore Fund, Ltd. See All Filings	D/A	2017-04-06 18:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506024 Filed Document 0000919574-17-003221 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf Santa Fe, LLC See All Filings	D	2017-04-06 18:22:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703018 Filed Document 0001703018-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-06 18:22:23 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2017-04-06 18:16:26 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-17-003219 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Short Duration Fund, LP See All Filings	D/A	2017-04-06 18:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001506025 Filed Document 0000919574-17-003217 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RCP SBIC OPPORTUNITIES FUND, LP See All Filings	D/A	2017-04-06 18:05:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Roam Capital, Inc. CIK Number 0001676889 Filed Document 0001676889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Arch Investments, LLC See All Filings	D	2017-04-06 17:59:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001703127 Filed Document 0001703127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:59:33 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2017-04-06 17:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-17-003213 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments IV, LLC See All Filings	D	2017-04-06 17:42:33 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001703003 Filed Document 0001703003-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Donut Media Inc. See All Filings	D	2017-04-06 17:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696379 Filed Document 0001140361-17-015155 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:38:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CASA Partners VII Operating Partnership, LP See All Filings	D	2017-04-06 17:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702141 Filed Document 0001702141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT CONVEXITY OFFSHORE FUND, LTD. See All Filings	D	2017-04-06 17:26:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001699288 Filed Document 0001699288-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riata Acuity, LP See All Filings	D	2017-04-06 17:21:40 UTC
Amount To Be Raised $7,052,474 Associated Brokers / Dealers N/A CIK Number 0001702476 Filed Document 0001702476-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:21:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALIENT CONVEXITY FUND, L.P. See All Filings	D	2017-04-06 17:20:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001698180 Filed Document 0001698180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bayou City Energy II, L.P. See All Filings	D/A	2017-04-06 17:16:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691825 Filed Document 0001140361-17-015145 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stringbean Technologies LLC See All Filings	D	2017-04-06 17:15:16 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:15:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHRGR Inc. See All Filings	C/A	2017-04-06 17:13:56 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount CIK Number 0001702784 Filed Document 0001644600-17-000055 Accepted Date 2017-04-06 17:13:56 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Sosnowski Fund, LP See All Filings	D/A	2017-04-06 17:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001462729 Filed Document 0001315863-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novita Pharmaceuticals, Inc. See All Filings	D/A	2017-04-06 17:07:23 UTC
Amount To Be Raised $6,464,669 Associated Brokers / Dealers N/A CIK Number 0001509360 Filed Document 0000897069-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:07:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALTRAVUE FUND I, LP See All Filings	D/A	2017-04-06 17:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671955 Filed Document 0001405086-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nine Point Energy Holdings, Inc. See All Filings	D	2017-04-06 17:00:20 UTC
Amount To Be Raised $178,573,000 Associated Brokers / Dealers N/A CIK Number 0001702042 Filed Document 0001167978-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:00:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KITSBOW LLC See All Filings	D	2017-04-06 16:58:04 UTC
Amount To Be Raised $1,200,667 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:58:04 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KYMETA Corp See All Filings	D	2017-04-06 16:57:42 UTC
Amount To Be Raised $73,576,847 Associated Brokers / Dealers N/A CIK Number 0001580860 Filed Document 0001580860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:57:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KPQ Holdings LP See All Filings	D	2017-04-06 16:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652904 Filed Document 0001652904-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QSpex Technologies Inc See All Filings	D/A	2017-04-06 16:54:45 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:54:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
GSN Games, Inc. See All Filings	D	2017-04-06 16:53:26 UTC
Amount To Be Raised $25,061,850 Associated Brokers / Dealers N/A CIK Number 0001702339 Filed Document 0001104659-17-021994 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:53:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Black Hydra Fund LP See All Filings	D/A	2017-04-06 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600477 Filed Document 0001600477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
MCM - Resi, LLC See All Filings	D	2017-04-06 16:47:37 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers None CIK Number 0001702841 Filed Document 0001493152-17-003603 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:47:37 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2017-04-06 16:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001595271-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:46:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuity EyeCare Rollover, LLC See All Filings	D	2017-04-06 16:45:57 UTC
Amount To Be Raised $5,698,943 Associated Brokers / Dealers N/A CIK Number 0001702759 Filed Document 0001702759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:45:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2017-04-06 16:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521634 Filed Document 0001625257-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperitent Group, LP See All Filings	D/A	2017-04-06 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579262 Filed Document 0001579262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphero, Inc. See All Filings	D	2017-04-06 16:36:12 UTC
Amount To Be Raised $43,000,004 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:36:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESJ HIGHER GROUND LLLP See All Filings	D	2017-04-06 16:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flexam LP CIK Number 0001700997 Filed Document 0001700997-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund