Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brevan Howard Securitized Products Fund Ltd See All Filings	D	2016-11-29 12:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690721 Filed Document 0001690721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timeset, Inc. See All Filings	D	2016-11-29 12:08:43 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001653754 Filed Document 0001653754-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:08:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Securitized Products Fund, L.P. See All Filings	D	2016-11-29 11:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690720 Filed Document 0001690720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:46:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellis Road Investors, LLC See All Filings	D	2016-11-29 11:42:51 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001690823 Filed Document 0001690823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:42:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-11-29 11:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities Inc. CIK Number 0001661817 Filed Document 0001661817-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
FSX Holdings, LLC See All Filings	D	2016-11-29 11:34:54 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001690830 Filed Document 0001690830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:34:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harman Road Investors, LLC See All Filings	D	2016-11-29 11:30:14 UTC
Amount To Be Raised $3,940,000 Associated Brokers / Dealers N/A CIK Number 0001690815 Filed Document 0001690815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Private Markets Fund IV (TI) - Client LLC See All Filings	D	2016-11-29 11:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669384 Filed Document 0001669380-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:27:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Private Markets Fund IV (TE) - Client LLC See All Filings	D	2016-11-29 11:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669380 Filed Document 0001669380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellular Logistics, Inc. See All Filings	D	2016-11-29 10:50:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688621 Filed Document 0001688621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:50:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Honeyfi, Inc. See All Filings	D	2016-11-29 10:38:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001690952 Filed Document 0001690952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:38:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
PW Real Estate Fund III LP See All Filings	D/A	2016-11-29 10:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660454 Filed Document 0001660454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:28:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShareIQ, Inc. See All Filings	D	2016-11-29 10:26:19 UTC
Amount To Be Raised $3,041,376 Associated Brokers / Dealers N/A CIK Number 0001690997 Filed Document 0001690997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:26:19 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Emerging Markets Equities Fund LLC See All Filings	D/A	2016-11-29 10:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539272 Filed Document 0000919574-16-016922 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Best Credit Management, Inc. See All Filings	D	2016-11-29 10:01:41 UTC
Amount To Be Raised $886,340 Associated Brokers / Dealers N/A CIK Number 0001621485 Filed Document 0001621485-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 10:01:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Growth Partners Fund I, LP See All Filings	D/A	2016-11-29 09:51:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678279 Filed Document 0000914760-16-000493 Exclusions or Exemptions 506c Accepted Date 2016-11-29 09:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
McIntosh Custodial Account, LLC See All Filings	D	2016-11-29 09:48:23 UTC
Amount To Be Raised $14,435,785 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001690614 Filed Document 0001690614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:48:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DSF Multi-Family Real Estate Fund III, LP See All Filings	D/A	2016-11-29 09:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659491 Filed Document 0001659491-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Invincea, Inc. See All Filings	D	2016-11-29 09:30:00 UTC
Amount To Be Raised $4,862,995 Associated Brokers / Dealers N/A CIK Number 0001459375 Filed Document 0001459375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:30:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Opportunities Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings	D/A	2016-11-29 09:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659378 Filed Document 0001659378-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG SKY INVESTMENT HOLDINGS LLC See All Filings	D/A	2016-11-29 09:23:02 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634578 Filed Document 0001634578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:23:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
uRefer, Inc. d/b/a Amplifinity, Inc. See All Filings	D	2016-11-29 09:21:12 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001497303 Filed Document 0001497303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:21:12 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Intralink Spine, Inc. See All Filings	D	2016-11-29 09:14:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626172 Filed Document 0001626172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:14:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Sterilis, LLC See All Filings	D	2016-11-29 09:07:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690825 Filed Document 0001690825-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 09:07:26 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIGITAL POWER CORP See All Filings	D	2016-11-29 08:30:58 UTC
Amount To Be Raised $541,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-16-042696 Exclusions or Exemptions 506b Accepted Date 2016-11-29 08:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
MogulREIT I, LLC See All Filings	1-A POS	2016-11-28 21:56:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. and Mogul Securities, LLC CIK Number 0001669664 Filed Document 0001104659-16-159384 Accepted Date 2016-11-28 21:56:19 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Proof of Concept, LLC See All Filings	C/A	2016-11-28 20:06:50 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001677340 Filed Document 0001670254-16-000207 Accepted Date 2016-11-28 20:06:50 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK
Joy Life, Inc. See All Filings	D	2016-11-28 19:49:30 UTC
Amount To Be Raised $5,486,000 Associated Brokers / Dealers N/A CIK Number 0001687988 Filed Document 0001687988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:49:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
VP Parent Holdings, Inc. See All Filings	D/A	2016-11-28 19:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0000899140-16-001704 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:43:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KINGSWAY FINANCIAL SERVICES INC See All Filings	D	2016-11-28 19:31:34 UTC
Amount To Be Raised $10,499,996 Associated Brokers / Dealers N/A CIK Number 0001072627 Filed Document 0000914760-16-000492 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:31:34 UTC Type of Offering D Industry Insurance Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Lincoln & Grant, Inc. See All Filings	C	2016-11-28 19:20:12 UTC
Financial Interest N/A Filing Platform Lincoln & Grant, Inc. Offering Amount $1,000,000 CIK Number 0001690179 Filed Document 0001665160-16-000165 Accepted Date 2016-11-28 19:20:12 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State COLORADO
Retrotope, Inc. See All Filings	D	2016-11-28 19:16:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:16:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Traveling Spoon See All Filings	C/A	2016-11-28 19:15:33 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $300,000 CIK Number 0001597895 Filed Document 0001597895-16-000003 Accepted Date 2016-11-28 19:15:33 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Job Post LLC See All Filings	D	2016-11-28 19:10:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690975 Filed Document 0001690975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 19:10:22 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Protocol Enterprises, LLC See All Filings	D	2016-11-28 18:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689970 Filed Document 0001689970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:41:44 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Waypoint Waterlynn Investors, LP See All Filings	D	2016-11-28 18:34:21 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001612007 Filed Document 0001382963-16-000261 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:34:21 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LG River Walk, LLC See All Filings	D	2016-11-28 18:32:58 UTC
Amount To Be Raised $15,298,751 Associated Brokers / Dealers N/A CIK Number 0001690446 Filed Document 0001690446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:32:58 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Conquest I L P See All Filings	D/A	2016-11-28 18:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001011421 Filed Document 0001011421-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanier Securities Holding LLC See All Filings	D	2016-11-28 18:04:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690220 Filed Document 0001690220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:04:10 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Series Q- Carlyle Energy Mezzanine Opportunities Fund II, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2016-11-28 18:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655402 Filed Document 0001655402-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 18:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Hospitality Opportunity Fund II, LP See All Filings	D	2016-11-28 18:03:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001689688 Filed Document 0001689688-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-28 18:03:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
PopBookings, LLC See All Filings	D	2016-11-28 17:53:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652598 Filed Document 0001652598-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:53:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Codepops, Inc. See All Filings	D/A	2016-11-28 17:49:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001650877 Filed Document 0001650877-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:49:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
RAYTON SOLAR, INC. See All Filings	1-A	2016-11-28 17:47:27 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001654124 Filed Document 0001144204-16-136763 Accepted Date 2016-11-28 17:47:27 UTC Type of Offering 1-A Industry SEMICONDUCTORS & RELATED DEVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Origin Bancorp, Inc. See All Filings	D	2016-11-28 17:46:51 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Stephens, Inc. CIK Number 0001516912 Filed Document 0001516912-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:46:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-11-28 17:30:33 UTC
Amount To Be Raised $2,654,860 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-136762 Accepted Date 2016-11-28 17:30:33 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Seedling Holdings, Inc. See All Filings	D	2016-11-28 17:28:12 UTC
Amount To Be Raised $7,999,996 Associated Brokers / Dealers N/A CIK Number 0001624362 Filed Document 0001624362-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:28:12 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SemiosBio Technologies Inc. See All Filings	D	2016-11-28 17:26:47 UTC
Amount To Be Raised $54,384 Associated Brokers / Dealers N/A CIK Number 0001665916 Filed Document 0001140361-16-087974 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:26:47 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2016-11-28 17:19:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:19:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-B, L.P. See All Filings	D/A	2016-11-28 17:18:30 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001670143 Filed Document 0001670143-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-28 17:18:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity