Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gaston Capital Healthcare Fund, LLC See All Filings	D/A	2017-04-17 12:30:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700594 Filed Document 0001700594-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCG Telshor, LLC See All Filings	D	2017-04-17 12:19:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001703943 Filed Document 0001703941-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:19:37 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VitaHEAT Medical Holdings, LLC See All Filings	D	2017-04-17 12:08:35 UTC
Amount To Be Raised $3,694,287 Associated Brokers / Dealers BMO Capital Markets Corp. CIK Number 0001653305 Filed Document 0001653305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:08:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CM1 Technologies, Inc. See All Filings	D	2017-04-17 12:06:02 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001702873 Filed Document 0001702873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:06:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf, Inc. See All Filings	D	2017-04-17 12:03:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694455 Filed Document 0001694455-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:03:15 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Abilene Village Investors, LLC See All Filings	D	2017-04-17 11:50:47 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers N/A CIK Number 0001703941 Filed Document 0001703941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:50:47 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2017-04-17 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD POINT PARTNERS L P See All Filings	D/A	2017-04-17 11:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946756 Filed Document 0000946756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2016 M25 Group Fund 2, LLC See All Filings	D/A	2017-04-17 11:44:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001669038 Filed Document 0001669038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AimMax Therapeutics, Inc. See All Filings	D	2017-04-17 11:40:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701803 Filed Document 0001701803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:40:42 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Atlantic Point Capital, LLC See All Filings	D	2017-04-17 11:32:35 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001702146 Filed Document 0001702146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:32:35 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Dunwoody Holdings, LLC See All Filings	D	2017-04-17 11:28:06 UTC
Amount To Be Raised $9,934,500 Associated Brokers / Dealers BIN, LLC and David Turner CIK Number 0001702360 Filed Document 0001702360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:28:06 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blackstone Maps Offshore Fund L.P. See All Filings	D	2017-04-17 11:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703416 Filed Document 0000902664-17-001989 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookhaven Progress Fund, LLC See All Filings	D/A	2017-04-17 11:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664991 Filed Document 0001664991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corriente Offshore Partners II, Ltd See All Filings	D	2017-04-17 11:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703818 Filed Document 0001703818-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NanoFlex Power Corp See All Filings	D	2017-04-17 11:16:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corriente Partners II, LP See All Filings	D	2017-04-17 11:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703395 Filed Document 0001703395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3Bar Biologics, Inc. See All Filings	D/A	2017-04-17 11:07:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693990 Filed Document 0001693990-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:07:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ENTOMO, INC. See All Filings	D	2017-04-17 10:59:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001100104 Filed Document 0001100104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:59:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK STORAGE FUND LLC See All Filings	D/A	2017-04-17 10:56:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001672663 Filed Document 0001672663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:56:23 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK SF FUND LLC See All Filings	D/A	2017-04-17 10:50:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671729 Filed Document 0001671729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:50:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2017-04-17 10:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunistic Custom Alternative Strategies Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D	2017-04-17 10:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001701530 Filed Document 0001701530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADERA CAPITAL, LP See All Filings	D/A	2017-04-17 10:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timaeus Ventures LLC See All Filings	D	2017-04-17 10:12:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703314 Filed Document 0001703314-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 10:12:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Pessego Long Short Fund, LP See All Filings	D/A	2017-04-17 10:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672859 Filed Document 0001672859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OAK HC/FT PARTNERS II, L.P. See All Filings	D	2017-04-17 10:04:44 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001703441 Filed Document 0001405086-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:04:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KB Dialysis Northeast, DST See All Filings	D	2017-04-17 09:59:48 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001703770 Filed Document 0001703770-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 09:59:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Accudo Asian Value Arbitrage Fund See All Filings	D	2017-04-17 09:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640817 Filed Document 0000945621-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:32:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hubstar, Inc. See All Filings	D	2017-04-17 09:31:58 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001703993 Filed Document 0001703992-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:31:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Daily Number, Inc. See All Filings	D	2017-04-17 09:25:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001703992 Filed Document 0001703992-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:25:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:22:15 UTC
Amount To Be Raised $9,048,415 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, Barnett Chepenik, Gregory Cahill, and Kristine Kopsiaftis CIK Number 0001135856 Filed Document 0001135856-17-000133 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:22:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:12:49 UTC
Amount To Be Raised $10,903,917 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:12:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:08:59 UTC
Amount To Be Raised $2,180,820 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:08:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:03:04 UTC
Amount To Be Raised $9,599,893 Associated Brokers / Dealers James S. Bosley CIK Number 0001135856 Filed Document 0001135856-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:03:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-04-17 06:08:24 UTC
Amount To Be Raised $773,510 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-020580 Accepted Date 2017-04-17 06:08:24 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $443,188 State of Jurisdiction GEORGIA Type of Security Other(describe)
Parallel Testing Inc. See All Filings	D	2017-04-14 21:56:28 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001702820 Filed Document 0001702820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:56:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ONYXPOINT PERMIAN PREFERRED LP See All Filings	D	2017-04-14 21:35:24 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001703855 Filed Document 0001703855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:35:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN PREFERRED FEEDER LLC See All Filings	D	2017-04-14 21:34:16 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001703859 Filed Document 0001703859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:34:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN EQUITY LP See All Filings	D	2017-04-14 21:33:20 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001703863 Filed Document 0001703863-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN EQUITY FF LP See All Filings	D	2017-04-14 21:32:20 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001703866 Filed Document 0001703866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN EQUITY FEEDER LLC See All Filings	D	2017-04-14 21:31:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001703869 Filed Document 0001703869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GETBUILD, INC. See All Filings	D	2017-04-14 20:47:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001682673 Filed Document 0001682673-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-14 20:47:42 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Equity
Automox Inc. See All Filings	D/A	2017-04-14 19:54:04 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 19:54:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MGPA Properties I, LLC See All Filings	D	2017-04-14 19:11:36 UTC
Amount To Be Raised $6,840,000 Associated Brokers / Dealers N/A CIK Number 0001703940 Filed Document 0001703940-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-14 19:11:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
GOTHAM GREEN FUND 1, L.P. See All Filings	D	2017-04-14 19:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703370 Filed Document 0001703370-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-14 19:05:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Partners Participation, L.P. See All Filings	D/A	2017-04-14 19:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598855 Filed Document 0001598855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 19:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Trader Offshore Fund, Ltd See All Filings	D/A	2017-04-14 18:53:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681594 Filed Document 0001681594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 18:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Trader Fund LP See All Filings	D/A	2017-04-14 18:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653903 Filed Document 0001653903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 18:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Access (ERISA), L.P. See All Filings	D	2017-04-14 18:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001699082 Filed Document 0001699082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 18:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund