Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
C2 Therapeutics Inc See All Filings	D/A	2016-12-06 18:51:59 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001399463 Filed Document 0001399463-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:51:59 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kleo, Inc. See All Filings	D	2016-12-06 18:48:33 UTC
Amount To Be Raised $1,100,600 Associated Brokers / Dealers N/A CIK Number 0001669699 Filed Document 0001669699-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:48:33 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Debt Strategies Fund II International LP See All Filings	D/A	2016-12-06 18:23:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001680650 Filed Document 0001477932-16-013951 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellison Eyewear, Inc See All Filings	C/A	2016-12-06 18:06:12 UTC
Financial Interest 2.0% of the securities being issued in this Offering Filing Platform OpenDeal Inc., dba Republic Offering Amount $750,000 CIK Number 0001690909 Filed Document 0001690909-16-000003 Accepted Date 2016-12-06 18:06:12 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
Riverfront Triangle Partners, LLC See All Filings	D	2016-12-06 18:04:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers James O'Day - as a Finder Only CIK Number 0001691714 Filed Document 0001691714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:04:09 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Debt
Arlington Private Equity Fund IV, LLC See All Filings	D	2016-12-06 18:01:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001687645 Filed Document 0001687645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 18:01:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Desert Holdings II, LP See All Filings	D	2016-12-06 17:59:45 UTC
Amount To Be Raised $25,252,525 Associated Brokers / Dealers N/A CIK Number 0001689596 Filed Document 0001689596-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:59:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry-Aquion Energy Investment I LLC, Series 2-A See All Filings	D	2016-12-06 17:58:54 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001691564 Filed Document 0001691564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:58:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inbenta Holdings, Inc. See All Filings	D	2016-12-06 17:45:40 UTC
Amount To Be Raised $12,568,959 Associated Brokers / Dealers N/A CIK Number 0001691700 Filed Document 0001691700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
E11 Holdings, LLC See All Filings	D	2016-12-06 17:38:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691179 Filed Document 0001691179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:38:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2016-12-06 17:37:42 UTC
Amount To Be Raised $3,364,875 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:37:42 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS QP LP See All Filings	D/A	2016-12-06 17:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161269 Filed Document 0001315863-16-001959 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2016-12-06 17:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-16-001958 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ellison Eyewear, Inc. See All Filings	C	2016-12-06 17:30:46 UTC
Financial Interest 2.0% of the securities being issued in this Offering Filing Platform OpenDeal Inc., dba Republic Offering Amount $750,000 CIK Number 0001690909 Filed Document 0001690909-16-000001 Accepted Date 2016-12-06 17:30:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State ILLINOIS
Duck River Investments, LLC See All Filings	D	2016-12-06 17:15:27 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001691560 Filed Document 0001691488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:15:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Elira, Inc. See All Filings	D	2016-12-06 17:11:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652804 Filed Document 0000950138-16-001495 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:11:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
POST.BID.SHIP., INC. See All Filings	D	2016-12-06 17:08:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001501655 Filed Document 0001501655-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:08:16 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Immusoft), LLC See All Filings	D	2016-12-06 17:06:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691488 Filed Document 0001691488-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HK3 LLC See All Filings	D	2016-12-06 17:05:53 UTC
Amount To Be Raised $100,531 Associated Brokers / Dealers N/A CIK Number 0001690854 Filed Document 0001690854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:05:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swaggle Inc. See All Filings	C/A	2016-12-06 17:03:44 UTC
Financial Interest Filing Platform FLASHFUNDERS SECURITIES, LLC Offering Amount $100,000 CIK Number 0001680454 Filed Document 0001680454-16-000006 Accepted Date 2016-12-06 17:03:44 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State DISTRICT OF COLUMBIA
PIMCO RAE Fundamental Emerging Markets Fund LLC See All Filings	D/A	2016-12-06 17:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644758 Filed Document 0001644758-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TakeOff Technologies, Inc. See All Filings	D	2016-12-06 17:00:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691309 Filed Document 0001691309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 17:00:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental International Fund LLC See All Filings	D/A	2016-12-06 16:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644757 Filed Document 0001644757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental Global ex-US Fund LLC See All Filings	D/A	2016-12-06 16:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644759 Filed Document 0001644759-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
590 Partners, L.P. See All Filings	D/A	2016-12-06 16:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0000899140-16-001721 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental Global Fund LLC See All Filings	D/A	2016-12-06 16:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644762 Filed Document 0001644762-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:56:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2016-12-06 16:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001580555 Filed Document 0000899140-16-001720 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Fund, L.P. See All Filings	D/A	2016-12-06 16:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001594155 Filed Document 0000899140-16-001719 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental US Fund LLC See All Filings	D/A	2016-12-06 16:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644801 Filed Document 0001644801-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mississippi Sand Investors, LLC See All Filings	D	2016-12-06 16:53:35 UTC
Amount To Be Raised $22,512,600 Associated Brokers / Dealers N/A CIK Number 0001690314 Filed Document 0001690314-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:53:35 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Native Optiks, Inc. See All Filings	D	2016-12-06 16:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691665 Filed Document 0001691665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:52:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund See All Filings	D/A	2016-12-06 16:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001460669-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Total Return Real Estate Fund 1, LLC See All Filings	D	2016-12-06 16:48:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001689735 Filed Document 0001689735-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:48:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Emerging Markets StocksPLUS AR Fund LLC See All Filings	D/A	2016-12-06 16:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001637307 Filed Document 0001637307-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Core Equity Partners - F L.P. See All Filings	D	2016-12-06 16:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691650 Filed Document 0001691650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UVision 360, Inc. See All Filings	D	2016-12-06 16:44:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676815 Filed Document 0001676815-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:44:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Merchant Capital F&F LP See All Filings	D	2016-12-06 16:36:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691062 Filed Document 0000950142-16-004882 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:36:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Residential 1136 S. Wabash, LLC See All Filings	D	2016-12-06 16:34:03 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001691696 Filed Document 0001691696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:34:03 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AITV IoT II, LP See All Filings	D	2016-12-06 16:31:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691308 Filed Document 0001691308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stripe, Inc. See All Filings	D	2016-12-06 16:31:14 UTC
Amount To Be Raised $141,000,010 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:31:14 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Innovation, Inc. See All Filings	D	2016-12-06 16:30:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001388486 Filed Document 0001477932-16-013950 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:30:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Other
DPIP Fund I, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D	2016-12-06 16:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001691622 Filed Document 0001691622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartis Mid-Cities Investors, LP See All Filings	D	2016-12-06 16:27:13 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001691551 Filed Document 0001691551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:27:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WORLDSENSE HOLDINGS, LTD. See All Filings	D	2016-12-06 16:17:12 UTC
Amount To Be Raised $56,500 Associated Brokers / Dealers N/A CIK Number 0001691598 Filed Document 0001691598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:17:12 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
CARDIAC INSIGHT, INC. See All Filings	D	2016-12-06 16:02:22 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001663923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:02:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Edgewood Capital Partners V LLC See All Filings	D/A	2016-12-06 16:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FCG Advisors, LLC CIK Number 0001551922 Filed Document 0001551922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORIX Capital Fund I, L.P. See All Filings	D/A	2016-12-06 15:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001667228 Filed Document 0001667228-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:57:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRP Minerals Corp See All Filings	D	2016-12-06 15:55:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676304 Filed Document 0001209191-16-153638 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:55:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Touchdown Mortgage Fund L.P. See All Filings	D/A	2016-12-06 15:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. and Touchdown Inc. CIK Number 0001460029 Filed Document 0001460029-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Mawson Resources Ltd See All Filings	D/A	2016-12-06 15:39:27 UTC
Amount To Be Raised $5,180,580 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:39:27 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity