Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PASSPORT SPECIAL OPPORTUNITIES FUND LP See All Filings	D/A	2016-12-07 12:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435879 Filed Document 0001435879-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 12:48:35 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers Steven Russell, Michael Leonard, William MacDonald, Tim Barna, Bryant Kirk, Douglas Coughlin, and Douglas Braft CIK Number 0001135856 Filed Document 0001135856-16-000733 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:48:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bioverge Funds, LLC, ECHO I See All Filings	D	2016-12-07 12:46:37 UTC
Amount To Be Raised $66,000 Associated Brokers / Dealers N/A CIK Number 0001691592 Filed Document 0001691592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:46:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT II LP See All Filings	D/A	2016-12-07 12:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267784 Filed Document 0001267784-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:46:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IGL Holdings I Corp See All Filings	D	2016-12-07 12:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687264 Filed Document 0000895345-16-000612 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:46:07 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manhattan Real Estate Fund, LP See All Filings	D	2016-12-07 12:45:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Multivista Securities LLC CIK Number 0001691708 Filed Document 0001691708-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:45:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings North American Private Loan Fund, L.P. See All Filings	D	2016-12-07 12:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687482 Filed Document 0001687482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:44:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT I LP See All Filings	D/A	2016-12-07 12:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Gumins CIK Number 0001124123 Filed Document 0001124123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 12:40:27 UTC
Amount To Be Raised $45,280,066 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-16-000732 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:40:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CueCal, Inc. See All Filings	D	2016-12-07 12:39:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001691617 Filed Document 0001691617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:39:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSP WALLACE LLC See All Filings	D/A	2016-12-07 12:37:58 UTC
Amount To Be Raised $5,555,000 Associated Brokers / Dealers N/A CIK Number 0001688050 Filed Document 0001688050-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-Pass Patient Safety Institute, Inc. See All Filings	D	2016-12-07 12:37:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691252 Filed Document 0001691252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:37:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 12:36:31 UTC
Amount To Be Raised $21,962,244 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-16-000731 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:36:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 12:32:59 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers Stan Eckert, Michael Kozemchak, and Paul Stephens CIK Number 0001135856 Filed Document 0001135856-16-000730 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:32:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-07 12:26:26 UTC
Amount To Be Raised $7,778,538 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-16-000729 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:26:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Commonfund Institutional Core Equity Fund LLC See All Filings	D/A	2016-12-07 12:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001301591 Filed Document 0001301591-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scanadu Inc See All Filings	D	2016-12-07 12:22:17 UTC
Amount To Be Raised $6,499,992 Associated Brokers / Dealers N/A CIK Number 0001612399 Filed Document 0001612399-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:22:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civil Co. See All Filings	D	2016-12-07 12:10:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001647015 Filed Document 0001647015-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:10:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Woodmere Partnership, LP See All Filings	D	2016-12-07 12:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691785 Filed Document 0001691785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBATOM INC. See All Filings	D	2016-12-07 12:03:40 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001681431 Filed Document 0001681431-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-07 12:03:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Opportunity Fund LP See All Filings	D/A	2016-12-07 11:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael G. Epstein CIK Number 0001595412 Filed Document 0001095449-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:59:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domain Partners IX, L.P. See All Filings	D/A	2016-12-07 11:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628864 Filed Document 0001628864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PXP Vietnam Emerging Equity Fund Ltd See All Filings	D	2016-12-07 11:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691616 Filed Document 0001691615-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIET NAM Revenue or Assets $Over $100,000,000 Type of Security Equity
Lips Labs Inc. See All Filings	D	2016-12-07 11:32:47 UTC
Amount To Be Raised $2,399,999 Associated Brokers / Dealers N/A CIK Number 0001691770 Filed Document 0001691770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:32:47 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RoosterBio, Inc. See All Filings	D	2016-12-07 11:26:26 UTC
Amount To Be Raised $4,972,559 Associated Brokers / Dealers N/A CIK Number 0001596044 Filed Document 0001596044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:26:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-12-07 11:20:35 UTC
Amount To Be Raised $659,974 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PXP Vietnam Smaller Companies Fund Ltd See All Filings	D	2016-12-07 11:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691615 Filed Document 0001691615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIET NAM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Capital Growth I, LLC See All Filings	D	2016-12-07 11:09:41 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001691750 Filed Document 0001691750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 11:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Hunter Resources, Inc. See All Filings	1-A/A	2016-12-07 10:55:12 UTC
Amount To Be Raised $43,250,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-16-003328 Accepted Date 2016-12-07 10:55:12 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Elementum Directus Onshore Fund LP See All Filings	D/A	2016-12-07 10:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-16-001961 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum NatCat Onshore Fund LP See All Filings	D/A	2016-12-07 10:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-16-001960 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Global Macro Fund Ltd See All Filings	D/A	2016-12-07 10:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510262 Filed Document 0001510262-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:48:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D/A	2016-12-07 10:43:35 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:43:35 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Checkpoint Surgical, Inc. See All Filings	D	2016-12-07 10:39:16 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001657913 Filed Document 0001657913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:39:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EMK HydroGarden, LLC See All Filings	D	2016-12-07 10:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690840 Filed Document 0001690840-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-07 10:37:27 UTC Type of Offering D Industry Agriculture Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Autonomy Global Macro Fund L.P. See All Filings	D/A	2016-12-07 10:29:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510263 Filed Document 0001510263-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:29:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palm Beach Capital Fund IV, L.P. See All Filings	D/A	2016-12-07 10:27:43 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001660491 Filed Document 0001660491-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sonder Brewing Company, LLC See All Filings	D	2016-12-07 10:15:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691347 Filed Document 0001691347-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-07 10:15:56 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SPINNAKER GLOBAL EMERGING MARKETS FUND LTD See All Filings	D	2016-12-07 09:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178561 Filed Document 0001178561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-07 09:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
SPINNAKER GLOBAL OPPORTUNITY FUND LTD See All Filings	D	2016-12-07 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178560 Filed Document 0001178560-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-07 09:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2016-12-06 20:36:44 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001687017 Filed Document 0001687017-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eve Fund 1, LLC. See All Filings	C-W	2016-12-06 20:20:28 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001688437 Filed Document 0001688437-16-000007 Accepted Date 2016-12-06 20:20:28 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Satori Alpha II, LP See All Filings	D/A	2016-12-06 20:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634574 Filed Document 0001634574-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearVue Affiliated Partners II, L.P. See All Filings	D	2016-12-06 20:07:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691703 Filed Document 0001691703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TAGOVE Ltd See All Filings	D	2016-12-06 20:06:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001691562 Filed Document 0001691562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 20:06:57 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Cooltech Holding Corp. See All Filings	D	2016-12-06 19:48:59 UTC
Amount To Be Raised $98 Associated Brokers / Dealers N/A CIK Number 0001691319 Filed Document 0001493152-16-015692 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:48:59 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Meson Capital, LP See All Filings	D/A	2016-12-06 19:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475486 Filed Document 0001475486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadband Discovery Systems, Inc. See All Filings	D	2016-12-06 19:33:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001514006 Filed Document 0001446933-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:33:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRAFFIC SAFETY SPECIALISTS INC See All Filings	D	2016-12-06 19:32:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TRAFFIC SAFETY SPECIALISTS CIK Number 0001657918 Filed Document 0001657918-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-06 19:32:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2016-12-06 19:02:00 UTC
Amount To Be Raised $19,150,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 19:02:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity