Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Reali, Inc. See All Filings	D/A	2017-01-09 13:56:49 UTC
Amount To Be Raised $1,049,997 Associated Brokers / Dealers N/A CIK Number 0001655741 Filed Document 0001655741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:56:49 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cane Creek Gap Fund LLC See All Filings	D	2017-01-09 13:55:45 UTC
Amount To Be Raised $2,640,000 Associated Brokers / Dealers N/A CIK Number 0001693029 Filed Document 0001693029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:55:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Hand, Inc. See All Filings	D	2017-01-09 13:55:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678029 Filed Document 0001140361-17-001179 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:55:17 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Carters Lake Fund LLC See All Filings	D	2017-01-09 13:54:09 UTC
Amount To Be Raised $3,594,000 Associated Brokers / Dealers N/A CIK Number 0001693040 Filed Document 0001693040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:54:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ReThink Medical, Inc. See All Filings	D	2017-01-09 13:52:58 UTC
Amount To Be Raised $3,672,000 Associated Brokers / Dealers N/A CIK Number 0001694029 Filed Document 0001694029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:52:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Organic Farm Fund LLC See All Filings	D	2017-01-09 13:51:40 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001693038 Filed Document 0001693038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:51:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
West Point Lake Fund LLC See All Filings	D	2017-01-09 13:47:21 UTC
Amount To Be Raised $2,130,000 Associated Brokers / Dealers N/A CIK Number 0001693034 Filed Document 0001693034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:47:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Kendall, LP See All Filings	D	2017-01-09 13:46:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688635 Filed Document 0001688635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Creek Solar Fund LLC See All Filings	D	2017-01-09 13:46:12 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001693014 Filed Document 0001693014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:46:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Falls Fund LLC See All Filings	D	2017-01-09 13:44:39 UTC
Amount To Be Raised $2,195,000 Associated Brokers / Dealers N/A CIK Number 0001693069 Filed Document 0001693069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:44:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Turnipseed Solar Fund LLC See All Filings	D	2017-01-09 13:42:49 UTC
Amount To Be Raised $4,324,000 Associated Brokers / Dealers N/A CIK Number 0001693062 Filed Document 0001693062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:42:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tano Octane Global Macro Fund, LP See All Filings	D	2017-01-09 13:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693063 Filed Document 0001693063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:41:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Knight Capital Partners, LP See All Filings	D	2017-01-09 13:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694039 Filed Document 0001694041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Coast Group, LLC See All Filings	D/A	2017-01-09 13:39:16 UTC
Amount To Be Raised $54,022,650 Associated Brokers / Dealers N/A CIK Number 0001689905 Filed Document 0001689905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:39:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XL LLC See All Filings	D	2017-01-09 13:37:34 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001693939 Filed Document 0001693939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:37:34 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Chicken Coup, LLC See All Filings	D	2017-01-09 13:36:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624258 Filed Document 0001656346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:36:05 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCP Interval Fund LP See All Filings	D	2017-01-09 13:33:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001694016 Filed Document 0001694016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:33:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Increase Beverage Intl. Inc. See All Filings	D	2017-01-09 13:28:44 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers none CIK Number 0001678915 Filed Document 0001678915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:28:44 UTC Type of Offering D Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HOMEWOOD MANOR SENIOR LIVING FUND, LP. See All Filings	D/A	2017-01-09 13:26:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001600623 Filed Document 0001493152-17-000272 Exclusions or Exemptions 506c Accepted Date 2017-01-09 13:26:07 UTC Type of Offering D/A Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Other
STONEPINE CAPITAL, L.P. See All Filings	D/A	2017-01-09 13:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments and Trump Securities, LLC CIK Number 0001370042 Filed Document 0000935836-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2017-01-09 13:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001566602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:19:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
City Center Senior Living, LP See All Filings	D	2017-01-09 13:08:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers NONE CIK Number 0001693891 Filed Document 0001493152-17-000270 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:08:56 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Other
Rivertop Partners, LLC See All Filings	D	2017-01-09 13:04:55 UTC
Amount To Be Raised $7,507,054 Associated Brokers / Dealers N/A CIK Number 0001694019 Filed Document 0001694019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:04:55 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
METHODOLOGY VOLT FUND LTD See All Filings	D/A	2017-01-09 13:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679416 Filed Document 0001338246-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2017-01-09 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001455021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Tamina Homes, Inc. See All Filings	D	2017-01-09 13:02:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694008 Filed Document 0001693994-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 13:02:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Methodology Fund Ltd See All Filings	D/A	2017-01-09 12:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338246 Filed Document 0001338246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fall Line Endurance Trust See All Filings	D	2017-01-09 12:54:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693985 Filed Document 0001693994-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:54:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2017-01-09 12:54:22 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haptik Inc. See All Filings	D/A	2017-01-09 12:53:16 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001668600 Filed Document 0001668600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:53:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eastpoint Distribution, LLC See All Filings	D	2017-01-09 12:45:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693994 Filed Document 0001693994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:45:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIGHWATER GLOBAL FUND II LLC See All Filings	D	2017-01-09 12:42:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001406594 Filed Document 0001608384-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:42:13 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Infocyte, Inc. See All Filings	D	2017-01-09 12:40:43 UTC
Amount To Be Raised $3,422,521 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:40:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP See All Filings	D/A	2017-01-09 12:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455870 Filed Document 0001172960-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Continuum Holdings Corp See All Filings	D	2017-01-09 12:36:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582655 Filed Document 0001213900-17-000170 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:36:06 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Intuity Medical, Inc. See All Filings	D/A	2017-01-09 12:34:56 UTC
Amount To Be Raised $55,000,004 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:34:56 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP See All Filings	D/A	2017-01-09 12:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324391 Filed Document 0001172960-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-01-09 12:29:11 UTC
Amount To Be Raised $1,549,063 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:29:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CentrePort Industrial Bldg 1, LLC See All Filings	D	2017-01-09 12:28:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693997 Filed Document 0001693976-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:28:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zippia, Inc. See All Filings	D	2017-01-09 12:24:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001666519 Filed Document 0001666519-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:24:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2017-01-09 12:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001565053-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advisory Research All Cap Value Fund LP See All Filings	D/A	2017-01-09 12:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327843 Filed Document 0001172960-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:17:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USIFII Airport Business Park, LLC See All Filings	D	2017-01-09 12:15:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693991 Filed Document 0001693976-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:15:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 164 See All Filings	D	2017-01-09 12:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001693834 Filed Document 0001693834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zippia, Inc. See All Filings	D	2017-01-09 12:12:05 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001666519 Filed Document 0001666519-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:12:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP See All Filings	D/A	2017-01-09 12:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456140 Filed Document 0001172960-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas KW 2323 Ross REIT, LLC See All Filings	D	2017-01-09 12:09:49 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001692075 Filed Document 0001315863-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:09:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stratford Bancshares, Inc. See All Filings	1-A	2017-01-09 12:09:08 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001693941 Filed Document 0000916480-17-000002 Accepted Date 2017-01-09 12:09:08 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business WISCONSIN Revenue or Assets -$1 State of Jurisdiction WISCONSIN Type of Security Equity (common or preferred stock)
ABK Capital, LP See All Filings	D/A	2017-01-09 12:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611167 Filed Document 0001611167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Fund LP See All Filings	D/A	2017-01-09 12:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627321 Filed Document 0001627321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 12:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund