Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 08:57:33 UTC
Amount To Be Raised $10,270,498 Associated Brokers / Dealers Neal Slafsky CIK Number 0001135856 Filed Document 0001135856-16-000757 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:57:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 08:53:44 UTC
Amount To Be Raised $2,477,238 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-16-000756 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:53:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D/A	2016-12-12 08:43:28 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-12 08:43:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Capital Holdings, Inc See All Filings	1-A/A	2016-12-12 08:29:59 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001077319 Filed Document 0001437749-16-043199 Accepted Date 2016-12-12 08:29:59 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-12 07:12:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000755 Exclusions or Exemptions 506b Accepted Date 2016-12-12 07:12:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2016-12-12 06:04:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-16-138835 Exclusions or Exemptions 506b Accepted Date 2016-12-12 06:04:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Good Foodie Co See All Filings	D	2016-12-09 21:29:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691384 Filed Document 0001691384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 21:29:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eureka Therapeutics Inc See All Filings	D	2016-12-09 20:33:42 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001386560-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 20:33:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Pi Partners I, LLC See All Filings	D	2016-12-09 19:29:52 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001691431 Filed Document 0001691431-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-09 19:29:52 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CopsForHire, Inc See All Filings	D	2016-12-09 19:20:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001583820 Filed Document 0001583820-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-09 19:20:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Scandy, LLC See All Filings	D	2016-12-09 18:07:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656878 Filed Document 0001656878-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 18:07:17 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Holding Co See All Filings	D	2016-12-09 18:06:29 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001636963 Filed Document 0001636963-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 18:06:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
innoBright Technologies Inc. See All Filings	D	2016-12-09 17:34:36 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001634265 Filed Document 0001634265-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:34:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TurboPatent Corp. See All Filings	D	2016-12-09 17:31:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650177 Filed Document 0001650177-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Information Services Group Inc. See All Filings	D	2016-12-09 17:28:07 UTC
Amount To Be Raised $10,944,000 Associated Brokers / Dealers N/A CIK Number 0001371489 Filed Document 0001104659-16-161551 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:28:07 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
REDBRIDGE DTA UK Ltd See All Filings	D	2016-12-09 17:14:15 UTC
Amount To Be Raised $142,120 Associated Brokers / Dealers NONE CIK Number 0001691938 Filed Document 0001691938-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:14:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Principal Real Estate Debt Fund Employees II, LLC See All Filings	D	2016-12-09 17:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691934 Filed Document 0001691934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Canterbury Capital, LLC See All Filings	D	2016-12-09 17:02:07 UTC
Amount To Be Raised $1,518,500 Associated Brokers / Dealers N/A CIK Number 0001691833 Filed Document 0001691833-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Automox Inc. See All Filings	D/A	2016-12-09 17:01:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:01:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BIOS OMI SPV I, LP See All Filings	D	2016-12-09 17:01:44 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001640167 Filed Document 0001640167-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 17:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EXPANDED HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-09 16:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087222 Filed Document 0001087222-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Vertex Mining Corp. See All Filings	D	2016-12-09 16:48:54 UTC
Amount To Be Raised $126,335 Associated Brokers / Dealers N/A CIK Number 0001518353 Filed Document 0001140361-16-089274 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:48:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Trend TCYP Fund Ltd See All Filings	D	2016-12-09 16:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EUROPEAN HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-09 16:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087221 Filed Document 0001087221-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:41:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCM HIGH YIELD TRUST See All Filings	D/A	2016-12-09 16:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460557 Filed Document 0001460557-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EternoGen Aesthetics, LLC See All Filings	D	2016-12-09 16:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623666 Filed Document 0001623666-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:35:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
CCP INTERLINE SIDECAR, LLC See All Filings	D	2016-12-09 16:33:41 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001689412 Filed Document 0001689412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:33:41 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ADEN & ANAIS, INC. See All Filings	D	2016-12-09 16:33:09 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001692013 Filed Document 0001692013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:33:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OAKTREE HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-09 16:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945816 Filed Document 0001460557-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:31:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Market Select Fund II LP See All Filings	D/A	2016-12-09 16:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523159 Filed Document 0001523159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Select Offshore Fund, Ltd. See All Filings	D/A	2016-12-09 16:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523293 Filed Document 0001523293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP Lynx Fund Ltd See All Filings	D	2016-12-09 16:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691885 Filed Document 0001691885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Select Fund LP See All Filings	D/A	2016-12-09 16:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377682 Filed Document 0001377682-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Opportunities Master Fund, L.P. See All Filings	D/A	2016-12-09 16:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523294 Filed Document 0001523294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:18:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, Ltd. See All Filings	D/A	2016-12-09 16:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523291 Filed Document 0001523291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP ISAM Fund Ltd See All Filings	D	2016-12-09 16:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691886 Filed Document 0001691886-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:14:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2016-12-09 16:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highlanders, LLC See All Filings	D	2016-12-09 16:11:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691758 Filed Document 0001691758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:11:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Monster Digital, Inc. See All Filings	D	2016-12-09 16:08:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Westpark Capital, Inc. and Axiom Capital Management, Inc. CIK Number 0001551986 Filed Document 0001140361-16-089264 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:08:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monster Digital, Inc. See All Filings	D	2016-12-09 16:05:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Axiom Capital Management, Inc. and Westpark Capital, Inc. CIK Number 0001551986 Filed Document 0001140361-16-089262 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:05:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMAP FORT Fund Ltd See All Filings	D	2016-12-09 16:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691895 Filed Document 0001691895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 16:03:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROLACTA BIOSCIENCE INC See All Filings	D	2016-12-09 15:58:20 UTC
Amount To Be Raised $34,999,997 Associated Brokers / Dealers n/a CIK Number 0001294955 Filed Document 0001294955-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:58:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Squeakly, Inc. See All Filings	D	2016-12-09 15:56:03 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001678309 Filed Document 0001678309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:56:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Espresso Bookstore & Cafe Holdings LLC See All Filings	D	2016-12-09 15:50:07 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001688570 Filed Document 0000892251-16-000322 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:50:07 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri PE Fund, LP See All Filings	D/A	2016-12-09 15:42:27 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C., Citibank, N.A., and Eaton Partners, LLC CIK Number 0001687499 Filed Document 0001687499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:42:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eversept Global Healthcare Offshore Fund, Ltd. See All Filings	D	2016-12-09 15:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001692010 Filed Document 0001692010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:41:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AssetMark Holdings LLC See All Filings	D	2016-12-09 15:38:56 UTC
Amount To Be Raised $2,815,000 Associated Brokers / Dealers N/A CIK Number 0001691721 Filed Document 0000950103-16-018615 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:38:56 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDS Investors LLC See All Filings	D	2016-12-09 15:24:31 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers N/A CIK Number 0001654025 Filed Document 0001654025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri Offshore Fund III, L.P. See All Filings	D/A	2016-12-09 15:24:03 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C., Citibank, N.A., and Eaton Partners, LLC CIK Number 0001684065 Filed Document 0001684065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 15:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Lion Holding Corp See All Filings	1-A/A	2016-12-09 15:19:25 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001681524 Filed Document 0001681524-16-000009 Accepted Date 2016-12-09 15:19:25 UTC Type of Offering 1-A/A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business DELAWARE Revenue or Assets $9,733 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)