|
|
D/A |
2016-12-12 13:23:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523620
- Filed Document
- 0001523620-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 13:23:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 13:21:51 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace
- CIK Number
- 0001687621
- Filed Document
- 0001687621-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 13:21:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 13:14:37 UTC |
- Amount To Be Raised
- $1,333,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690817
- Filed Document
- 0001690817-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-12 13:14:37 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 13:11:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691902
- Filed Document
- 0000935836-16-001212
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 13:11:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 13:09:01 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675301
- Filed Document
- 0001675301-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 13:09:01 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:53:24 UTC |
- Amount To Be Raised
- $3,000,330
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684904
- Filed Document
- 0001684904-16-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-12-12 12:53:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:53:21 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690956
- Filed Document
- 0001690956-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-12 12:53:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:51:58 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691707
- Filed Document
- 0001691707-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:51:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2016-12-12 12:41:41 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692126
- Filed Document
- 0001692126-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:41:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-12 12:34:57 UTC |
- Amount To Be Raised
- $4,084,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688914
- Filed Document
- 0001688914-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:34:57 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 12:31:03 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569039
- Filed Document
- 0001569039-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:31:03 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-12 12:26:59 UTC |
- Amount To Be Raised
- $3,994,650
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692091
- Filed Document
- 0001692091-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:26:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:25:56 UTC |
- Amount To Be Raised
- $3,013,217
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630536
- Filed Document
- 0001630536-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:25:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 12:22:51 UTC |
- Amount To Be Raised
- $1,412,798
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539014
- Filed Document
- 0001539014-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:22:51 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-12 12:19:34 UTC |
- Amount To Be Raised
- $22,000,006
- Associated Brokers / Dealers
- Keefe Bruyette & Woods Inc
- CIK Number
- 0001277902
- Filed Document
- 0001277902-16-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:19:34 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:17:47 UTC |
- Amount To Be Raised
- $9,025,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692061
- Filed Document
- 0001692061-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:17:47 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:03:16 UTC |
- Amount To Be Raised
- $5,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692055
- Filed Document
- 0001692056-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 12:03:16 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-12 12:02:51 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692108
- Filed Document
- 0001692108-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-12-12 12:02:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Portsea U.S. Fund, a series of Portsea U.S. Feeder Fund LLC
See All Filings
|
D/A |
2016-12-12 11:57:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661997
- Filed Document
- 0000943663-16-000514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:57:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 11:51:15 UTC |
- Amount To Be Raised
- $4,084,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690601
- Filed Document
- 0001690601-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:51:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 11:49:04 UTC |
- Amount To Be Raised
- $5,070,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692056
- Filed Document
- 0001692056-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:49:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 11:43:31 UTC |
- Amount To Be Raised
- $11,084,116
- Associated Brokers / Dealers
- Joseph Ondris, Zachary Carey, Michael Ihrie, Bennett K Ely, Russ Huffington, Bobby Kyle Cowand, Curtis J Jones, Stephen J Sumner, Azam Jaber, Maria Escobar, Aaron Knoll, Kenny Harter, Ted Burkhart, and Torry Scott
- CIK Number
- 0001688540
- Filed Document
- 0001688540-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:43:31 UTC
- Type of Offering
- D/A
- Industry
- Lodging and Conventions
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 11:35:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001036183
- Filed Document
- 0001036183-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:35:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 11:32:34 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692057
- Filed Document
- 0001692057-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:32:34 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-12 11:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691996
- Filed Document
- 0001691996-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:27:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 11:18:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660386
- Filed Document
- 0001660386-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:18:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 11:13:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691690
- Filed Document
- 0000902664-16-009057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:13:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 11:12:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001536472
- Filed Document
- 0000902664-16-009056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:12:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 11:09:33 UTC |
- Amount To Be Raised
- $1,795,200
- Associated Brokers / Dealers
- Brett Ellen, Armand Fidler, and Blair Van Buren
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000761
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 11:09:33 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 10:59:23 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504765
- Filed Document
- 0001504765-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:59:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-12 10:56:36 UTC |
- Amount To Be Raised
- $3,544,737
- Associated Brokers / Dealers
- Brent Kinetz
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000760
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:56:36 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 10:55:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627859
- Filed Document
- 0001405086-16-000720
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:55:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 10:44:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660401
- Filed Document
- 0001660401-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:44:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 10:44:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593128
- Filed Document
- 0001593128-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:44:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 10:32:30 UTC |
- Amount To Be Raised
- $1,520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001408012
- Filed Document
- 0001408012-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:32:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 10:26:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692035
- Filed Document
- 0001140361-16-089316
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:26:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 10:09:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692032
- Filed Document
- 0001140361-16-089313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 10:09:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 09:56:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459715
- Filed Document
- 0000902664-16-009054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:56:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:55:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459638
- Filed Document
- 0000902664-16-009053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:55:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:54:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001460112
- Filed Document
- 0000902664-16-009052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:54:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-12 09:53:46 UTC |
- Amount To Be Raised
- $50,616,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692085
- Filed Document
- 0001692085-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:53:46 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:53:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156346
- Filed Document
- 0000902664-16-009051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:53:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:52:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001460014
- Filed Document
- 0000902664-16-009050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:52:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:50:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659509
- Filed Document
- 0000902664-16-009049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:50:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-12 09:49:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627581
- Filed Document
- 0001627581-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:49:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2016-12-12 09:34:41 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680579
- Filed Document
- 0001680579-16-000009
- Accepted Date
- 2016-12-12 09:34:41 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MANAGEMENT CONSULTING SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- OREGON
- Revenue or Assets
- $0
- State of Jurisdiction
- OREGON
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2016-12-12 09:29:02 UTC |
- Amount To Be Raised
- $4,814,622
- Associated Brokers / Dealers
- Brent Kinetz
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000759
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:29:02 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-12 09:24:16 UTC |
- Amount To Be Raised
- $521,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001125374
- Filed Document
- 0001125374-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:24:16 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:19:08 UTC |
- Amount To Be Raised
- $14,497,217
- Associated Brokers / Dealers
- Axiom Capital Management, Inc., Center Street Securities, Inc., Dyche Wealth Management, Inc., Kalos Capital, Inc., Lion Street Financial, LLC, Lucia Securities, LLC, The Strategic Financial Alliance, Inc., and Triloma Securities, LLC
- CIK Number
- 0001689376
- Filed Document
- 0001689376-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:19:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-12 09:16:32 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- Blair Van Buren
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000758
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-12 09:16:32 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|