Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bell Core Investor, LLC See All Filings	D	2016-12-13 14:47:57 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001691693 Filed Document 0001691693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:47:57 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Self-Storage Portfolio II DST See All Filings	D/A	2016-12-13 14:45:58 UTC
Amount To Be Raised $21,384,982 Associated Brokers / Dealers Lois A. Leynse, David B. Levinson, Eric S. Scaff, Robert S. Smith, David A. Schlein, Nathaniel M. Kuhn, and Scott P. Inabnet CIK Number 0001691225 Filed Document 0001691225-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:45:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Northstar Enterprise Opportunity Fund I, LP See All Filings	D	2016-12-13 14:43:58 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001692155 Filed Document 0001692155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:43:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hurricanes Holdings, L.L.C. See All Filings	D	2016-12-13 14:38:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001537373 Filed Document 0001537373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:38:25 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2016-12-13 14:37:56 UTC
Amount To Be Raised $80,001 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:37:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Casoro Capital Real Estate Fund I, LP See All Filings	D/A	2016-12-13 14:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640605 Filed Document 0001640605-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-13 14:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REI Bakken Acquisition & Development Fund, L.P. See All Filings	D	2016-12-13 14:31:34 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001691754 Filed Document 0001691754-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 14:31:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Falcon Nano, Inc. See All Filings	D	2016-12-13 14:23:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:23:39 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Cloverlay APM I L.P. See All Filings	D	2016-12-13 14:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692076 Filed Document 0001692076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:23:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-12-13 14:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:18:48 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HearGlass, Inc. See All Filings	D	2016-12-13 14:10:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690264 Filed Document 0001690264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:10:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATHENA LABS INC. See All Filings	D	2016-12-13 14:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692183 Filed Document 0001692183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:08:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
RIVI Opportunity Fund, L.P. See All Filings	D	2016-12-13 14:06:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692012 Filed Document 0001692012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:06:45 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pathway Private Equity Fund V-E, LP See All Filings	D	2016-12-13 14:04:25 UTC
Amount To Be Raised $853,500,000 Associated Brokers / Dealers N/A CIK Number 0001691976 Filed Document 0001691976-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Frozen Nutrition, Inc. See All Filings	D	2016-12-13 13:56:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562856 Filed Document 0001562856-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:56:31 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Assets - III, LLC See All Filings	D	2016-12-13 13:50:18 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001691970 Filed Document 0001691970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:50:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colchis P2P Income Fund, L.P. See All Filings	D/A	2016-12-13 13:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd. CIK Number 0001546033 Filed Document 0000935836-16-001219 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Private Investment Fund - Series I, LP See All Filings	D	2016-12-13 13:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690063 Filed Document 0001013594-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:40:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Microbot Medical Inc. See All Filings	D	2016-12-13 13:38:46 UTC
Amount To Be Raised $397,000,000 Associated Brokers / Dealers N/A CIK Number 0000883975 Filed Document 0001140361-16-089489 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:38:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wilkes Investments North, LLC See All Filings	D	2016-12-13 13:34:21 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001691972 Filed Document 0001691972-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Real Assets Fund IV, LP See All Filings	D	2016-12-13 13:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690028 Filed Document 0001013594-16-001344 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rizio, Inc. See All Filings	D	2016-12-13 13:31:39 UTC
Amount To Be Raised $4,517,000 Associated Brokers / Dealers N/A CIK Number 0001691914 Filed Document 0001691914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:31:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-12-13 13:12:59 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:12:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TyIsa, LLC See All Filings	D	2016-12-13 13:07:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001683677 Filed Document 0001683677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:07:37 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aden & Anais Holdings, Inc. See All Filings	D	2016-12-13 13:06:44 UTC
Amount To Be Raised $41,254,035 Associated Brokers / Dealers N/A CIK Number 0001596033 Filed Document 0001596033-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 13:06:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio I DST See All Filings	D/A	2016-12-13 12:51:46 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, Jeffery S. Powell, Corbin S. Thomas, Michael C. Eldredge, Cara M. Miller, Roger W. Vanpelt, Gary E. Conley, Spencer L. Weston, Scott P. Inabnet, Davin J. Carey, William S. Sheehan, Joseph E. Budd, Jeffrey W. Gustafson, and Duncan Eng CIK Number 0001685331 Filed Document 0001685331-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:51:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JMC Platform Fund II-A, L.P. See All Filings	D	2016-12-13 12:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690290 Filed Document 0001690214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVIRONMENTAL DATA SYSTEMS LLC See All Filings	D	2016-12-13 12:47:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001634567 Filed Document 0001634567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:47:39 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JMC Platform Fund II-B, L.P. See All Filings	D	2016-12-13 12:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690214 Filed Document 0001690214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVIRONMENTAL DATA SYSTEMS LLC See All Filings	D	2016-12-13 12:39:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001634567 Filed Document 0001634567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:39:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Drifter Entertainment, Inc. See All Filings	D	2016-12-13 12:38:04 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001680941 Filed Document 0001680941-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:38:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Vantari Seed A, LP See All Filings	D	2016-12-13 12:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691961 Filed Document 0001691961-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:37:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Up Sports, LLC See All Filings	D	2016-12-13 12:32:39 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001644857 Filed Document 0001644857-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:32:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Voltus Concentrated Fund, LP See All Filings	D	2016-12-13 12:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691128 Filed Document 0001691128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series J See All Filings	D	2016-12-13 12:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676510 Filed Document 0001676510-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:23:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Grove Townhomes, LLC See All Filings	D	2016-12-13 12:21:13 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers n/a CIK Number 0001691709 Filed Document 0001691709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:21:13 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FM Global Investment Partners, L.P. See All Filings	D	2016-12-13 12:03:12 UTC
Amount To Be Raised $302,990,000 Associated Brokers / Dealers N/A CIK Number 0001691995 Filed Document 0001691995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 12:03:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoBeam, Inc. See All Filings	D	2016-12-13 11:59:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:59:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Master Portfolio (C), Ltd See All Filings	D/A	2016-12-13 11:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golf Ball Divers Alliance, LCA See All Filings	D	2016-12-13 11:41:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers NA CIK Number 0001692188 Filed Document 0001692188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:41:49 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Elm Partners Portfolio LLC See All Filings	D/A	2016-12-13 11:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549638 Filed Document 0001549638-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Excel Investment Partners LLC See All Filings	D	2016-12-13 11:30:57 UTC
Amount To Be Raised $2,345,000 Associated Brokers / Dealers N/A CIK Number 0001692123 Filed Document 0000921895-16-006321 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:30:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo European Principal Finance Fund III (Euro B), L.P. See All Filings	D	2016-12-13 11:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Teneo Partners Japan Limited, and Shinhan Investment Corp. CIK Number 0001690508 Filed Document 0001315863-16-001969 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:25:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo European Principal Finance Fund III (Dollar B), L.P. See All Filings	D	2016-12-13 11:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Picton S.A. CIK Number 0001690507 Filed Document 0001315863-16-001968 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo European Principal Finance Fund III (Dollar A), L.P. See All Filings	D	2016-12-13 11:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001690506 Filed Document 0001315863-16-001967 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BCP Saco Foods, LLC See All Filings	D	2016-12-13 11:16:42 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001692194 Filed Document 0001692194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 11:16:42 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Talentoday, Inc See All Filings	D	2016-12-13 10:55:28 UTC
Amount To Be Raised $3,491,234 Associated Brokers / Dealers N/A CIK Number 0001615958 Filed Document 0001140361-16-089463 Exclusions or Exemptions 506b Accepted Date 2016-12-13 10:55:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamister Hospitality Fund II, L.P. See All Filings	D	2016-12-13 10:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691406 Filed Document 0001691406-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 10:50:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Helomics Holding Corp See All Filings	D	2016-12-13 10:43:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers DAWSON JAMES SECURITES, INC. CIK Number 0001691887 Filed Document 0001213900-16-019363 Exclusions or Exemptions 506b Accepted Date 2016-12-13 10:43:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Cyto-Sen Therapeutics, Inc. See All Filings	D	2016-12-13 10:39:57 UTC
Amount To Be Raised $856,125 Associated Brokers / Dealers N/A CIK Number 0001691483 Filed Document 0001691483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 10:39:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity