Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Artis US Holdings III L.P. See All Filings	D	2016-12-13 18:10:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001692232 Filed Document 0001692232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 18:10:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
IBIS NETWORKS, INC. See All Filings	D	2016-12-13 18:07:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582782 Filed Document 0001582782-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 18:07:56 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $Not Applicable Type of Security Equity
HudCo Real Estate V, L.P. See All Filings	D	2016-12-13 17:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691104 Filed Document 0001689822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEREHEALTH CORP See All Filings	D	2016-12-13 17:57:41 UTC
Amount To Be Raised $5,850,074 Associated Brokers / Dealers NONE CIK Number 0001440747 Filed Document 0001440747-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:57:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MUVBALTIMORE LLC See All Filings	D	2016-12-13 17:52:48 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001690687 Filed Document 0001690687-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:52:48 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Crosslink Crossover Fund VII, L.P. See All Filings	D/A	2016-12-13 17:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635991 Filed Document 0000935836-16-001222 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Night Venues Boston 5, LLC See All Filings	D	2016-12-13 17:47:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001691772 Filed Document 0001691772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:47:13 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Raymond James Florida Housing Opportunities Fund II L.L.C. See All Filings	D	2016-12-13 17:42:31 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., Aline Rose Lavelle, and Sean M, Hannan CIK Number 0001690743 Filed Document 0001690743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:42:31 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Bizooku Technologies See All Filings	D	2016-12-13 17:38:49 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001646416 Filed Document 0001646416-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:38:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LSREF V Investments, L.P. See All Filings	D	2016-12-13 17:36:20 UTC
Amount To Be Raised $137,000,000 Associated Brokers / Dealers N/A CIK Number 0001689822 Filed Document 0001689822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:36:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Apeel Technology, Inc. See All Filings	D	2016-12-13 17:32:11 UTC
Amount To Be Raised $32,999,992 Associated Brokers / Dealers N/A CIK Number 0001595566 Filed Document 0001595566-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:32:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Tersai Corp See All Filings	D	2016-12-13 17:24:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001689869 Filed Document 0001689869-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 17:24:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
vivoo, inc. See All Filings	D	2016-12-13 17:22:54 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001691679 Filed Document 0001691679-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:22:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Pitango Venture Capital Fund VII, L.P. See All Filings	D	2016-12-13 17:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684970 Filed Document 0001684970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub UFG LLC See All Filings	D	2016-12-13 17:16:24 UTC
Amount To Be Raised $280,629 Associated Brokers / Dealers N/A CIK Number 0001691172 Filed Document 0001691172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:16:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wantable, Inc. See All Filings	D	2016-12-13 17:15:18 UTC
Amount To Be Raised $813,979 Associated Brokers / Dealers N/A CIK Number 0001558517 Filed Document 0000897069-16-001134 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:15:18 UTC Type of Offering D Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Legion M Entertainment, Inc. See All Filings	D	2016-12-13 17:11:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001674163 Filed Document 0001674163-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:11:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A&M Capital Opportunities Fund, LP See All Filings	D/A	2016-12-13 17:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated CIK Number 0001659127 Filed Document 0001659127-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 17:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILLCREST LABORATORIES INC See All Filings	D	2016-12-13 16:59:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001161932 Filed Document 0001161932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:59:34 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Aventura HQ, Inc. See All Filings	D	2016-12-13 16:58:09 UTC
Amount To Be Raised $1,772,000 Associated Brokers / Dealers N/A CIK Number 0001467421 Filed Document 0001467421-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:58:09 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Urban TPWR, LP See All Filings	D	2016-12-13 16:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692152 Filed Document 0001692152-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:55:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in CBRX) L.P. See All Filings	D	2016-12-13 16:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692142 Filed Document 0001692142-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LumiraDx Ltd See All Filings	D	2016-12-13 16:53:31 UTC
Amount To Be Raised $613,156 Associated Brokers / Dealers N/A CIK Number 0001685428 Filed Document 0001685428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:53:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MHB Investment Partners, LLC See All Filings	D/A	2016-12-13 16:52:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662458 Filed Document 0001662458-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Greensboro Portfolio I, LLC See All Filings	D	2016-12-13 16:47:15 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001692016 Filed Document 0001080368-16-000059 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:47:15 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Archer Seed Fund, L.P. See All Filings	D	2016-12-13 16:40:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001689352 Filed Document 0001689352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRP State Street LLC See All Filings	D	2016-12-13 16:37:51 UTC
Amount To Be Raised $1,022,004 Associated Brokers / Dealers N/A CIK Number 0001682822 Filed Document 0000895345-16-000623 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:37:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
NM PERA Ellington Enhanced Income Fund A LLC See All Filings	D	2016-12-13 16:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691108 Filed Document 0001013594-16-001346 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRP San Juan Investors LLC See All Filings	D	2016-12-13 16:35:42 UTC
Amount To Be Raised $1,038,000 Associated Brokers / Dealers N/A CIK Number 0001682823 Filed Document 0000895345-16-000622 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:35:42 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
B4CC, Inc. See All Filings	D/A	2016-12-13 16:26:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660721 Filed Document 0001660721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:26:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NEUROPRO THERAPEUTICS, INC. See All Filings	D/A	2016-12-13 16:23:52 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001681407 Filed Document 0001681407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:23:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D/A	2016-12-13 16:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:17:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEAVER CREEK PROSPECT See All Filings	D	2016-12-13 16:16:14 UTC
Amount To Be Raised $577,500 Associated Brokers / Dealers N/A CIK Number 0001692222 Filed Document 0001692222-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:16:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
SecureSet Fund I, LLC See All Filings	D	2016-12-13 16:07:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692141 Filed Document 0001692141-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:07:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREP INITIATIVES, LLC See All Filings	D	2016-12-13 16:06:11 UTC
Amount To Be Raised $363,457 Associated Brokers / Dealers N/A CIK Number 0001692125 Filed Document 0001692125-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 16:06:11 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Disruptive Innovation Fund, L.P. See All Filings	D/A	2016-12-13 16:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620257 Filed Document 0001620257-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSL Completions Co-Invest-A, LLC See All Filings	D	2016-12-13 16:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691403 Filed Document 0001691403-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 16:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG ROL Investors LLC See All Filings	D/A	2016-12-13 15:58:56 UTC
Amount To Be Raised $11,235,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001684134 Filed Document 0001684134-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:58:56 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2016-12-13 15:51:36 UTC
Amount To Be Raised $5,968,850 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:51:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Inc. See All Filings	D/A	2016-12-13 15:36:50 UTC
Amount To Be Raised $14,167,319 Associated Brokers / Dealers N/A CIK Number 0001517068 Filed Document 0001517068-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:36:50 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Motion Intelligence Inc. See All Filings	D	2016-12-13 15:34:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:34:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INNOVATION SPECIALISTS LLC See All Filings	D	2016-12-13 15:31:21 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001515814 Filed Document 0001515814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:31:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Austin Eastciders Holdings, Inc. See All Filings	D	2016-12-13 15:27:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666990 Filed Document 0001666990-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:27:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATION SPECIALISTS LLC See All Filings	D	2016-12-13 15:22:18 UTC
Amount To Be Raised $1,665,000 Associated Brokers / Dealers N/A CIK Number 0001515814 Filed Document 0001515814-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-13 15:22:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D/A	2016-12-13 15:20:13 UTC
Amount To Be Raised $15,512,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:20:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ManeGain, Inc. See All Filings	1-A/A	2016-12-13 15:16:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603860 Filed Document 0001193125-16-791732 Accepted Date 2016-12-13 15:16:10 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
WeatherBell Analytics LLC See All Filings	D	2016-12-13 15:08:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514711 Filed Document 0001514711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:08:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Westgate Delaware Basin Royalty Partners, LP See All Filings	D	2016-12-13 15:04:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691642 Filed Document 0001315863-16-001970 Exclusions or Exemptions 506b Accepted Date 2016-12-13 15:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Nano, Inc. See All Filings	D/A	2016-12-13 14:53:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:53:59 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Inkling Systems, Inc. See All Filings	D	2016-12-13 14:50:17 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001493667 Filed Document 0000950103-16-018657 Exclusions or Exemptions 506b Accepted Date 2016-12-13 14:50:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity