Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FASETTO, LLC See All Filings	D	2016-12-14 16:17:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:17:21 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
4C Medical Technologies, Inc. See All Filings	D	2016-12-14 16:12:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692028 Filed Document 0001209191-16-155147 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:12:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ACP Private Investors III, L.P. See All Filings	D	2016-12-14 16:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691726 Filed Document 0001691726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:10:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D/A	2016-12-14 16:10:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:10:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ACP Investment Fund III-A, L.P. See All Filings	D	2016-12-14 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691724 Filed Document 0001691724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:08:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Investment Fund III, L.P. See All Filings	D	2016-12-14 16:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691727 Filed Document 0001691727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:06:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGC Franchise Group I LP See All Filings	D	2016-12-14 16:00:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692365 Filed Document 0001692365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 16:00:06 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy VI DST See All Filings	D/A	2016-12-14 15:58:31 UTC
Amount To Be Raised $9,856,562 Associated Brokers / Dealers Trawnegan Gall, Eric S. Scaff, Cara M. Miller, and Dwight K. Kay CIK Number 0001691188 Filed Document 0001691188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:58:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Tales2Go Inc. See All Filings	D	2016-12-14 15:57:20 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001543694 Filed Document 0001543694-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:57:20 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
SELECTA BIOSCIENCES INC See All Filings	D	2016-12-14 15:53:21 UTC
Amount To Be Raised $4,999,984 Associated Brokers / Dealers N/A CIK Number 0001453687 Filed Document 0001140361-16-089654 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:53:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Via Science, Inc. See All Filings	D	2016-12-14 15:52:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692224 Filed Document 0001692224-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:52:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REVA Kay Battlefield Technology Center DST See All Filings	D	2016-12-14 15:49:21 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers Jason Salmon, Dwight Kay, Chay Lapin, and Betty Friant CIK Number 0001692331 Filed Document 0001692331-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-14 15:49:21 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MLAF LP See All Filings	D/A	2016-12-14 15:34:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661219 Filed Document 0000919574-16-017154 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:34:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakley Capital Private Equity III-B L.P. See All Filings	D/A	2016-12-14 15:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001671929 Filed Document 0001671929-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cortes NP JV Holdings, LLC See All Filings	D	2016-12-14 15:23:19 UTC
Amount To Be Raised $1,211,150,000 Associated Brokers / Dealers N/A CIK Number 0001692020 Filed Document 0001140361-16-089652 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:23:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport National/Summit Pointe, LLC See All Filings	D	2016-12-14 15:18:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001692332 Filed Document 0001692332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:18:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ener-Core, Inc. See All Filings	D	2016-12-14 15:16:13 UTC
Amount To Be Raised $4,012,200 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001495536 Filed Document 0001213900-16-019409 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:16:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FIG SCOOP-STACK 8 Well, GP See All Filings	D/A	2016-12-14 15:08:32 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001686875 Filed Document 0001654954-16-004843 Exclusions or Exemptions 506c Accepted Date 2016-12-14 15:08:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
BROOK BAY SECONDARIES III LTD. See All Filings	D	2016-12-14 14:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692235 Filed Document 0001692235-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:54:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextView Ventures III, L.P. See All Filings	D	2016-12-14 14:47:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692145 Filed Document 0001692145-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:47:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Laserlike, Inc. See All Filings	D	2016-12-14 14:42:35 UTC
Amount To Be Raised $20,955,263 Associated Brokers / Dealers N/A CIK Number 0001649543 Filed Document 0001649543-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:42:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phynd Technologies, Inc. See All Filings	D	2016-12-14 14:42:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001648942 Filed Document 0001648942-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:42:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carmel Partners Investment Fund VI, L.P. See All Filings	D/A	2016-12-14 14:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660881 Filed Document 0001660881-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:39:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LR-CROWNROCK MINERALS COINVESTMENT II, L.P. See All Filings	D	2016-12-14 14:32:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001691629 Filed Document 0001140361-16-089644 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYGOS, INC. See All Filings	D	2016-12-14 14:29:14 UTC
Amount To Be Raised $13,940,100 Associated Brokers / Dealers N/A CIK Number 0001518601 Filed Document 0001518601-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:29:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCC Residences at Biltmore Park LLC See All Filings	D	2016-12-14 14:27:04 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001692306 Filed Document 0001692306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:27:04 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MIRI Holdings, Inc. See All Filings	D	2016-12-14 14:23:05 UTC
Amount To Be Raised $70,794,741 Associated Brokers / Dealers N/A CIK Number 0001692101 Filed Document 0001692101-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:23:05 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
RGM VALUE OPPORTUNITY FUND, LP See All Filings	D/A	2016-12-14 14:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corp. CIK Number 0001235888 Filed Document 0000919574-16-017147 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:19:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OWL Cybersecurity, LLC See All Filings	D	2016-12-14 14:09:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-14 14:09:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Carriage Hills, LLC See All Filings	D	2016-12-14 13:54:38 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001690971 Filed Document 0001690971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:54:38 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
First Due SG Holdings, LLC See All Filings	D	2016-12-14 13:52:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001691960 Filed Document 0001315863-16-001972 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:52:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Outpost Partners Capital Fund, LP See All Filings	D	2016-12-14 13:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692326 Filed Document 0001692326-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Falcon Investors I, L.P. See All Filings	D	2016-12-14 13:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692297 Filed Document 0000950103-16-018692 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MasteryConnect, Inc. See All Filings	D	2016-12-14 13:45:57 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001536464 Filed Document 0001536464-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:45:57 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WOODWORTH CONTRARIAN STOCK & BOND FUND, L.P. See All Filings	D	2016-12-14 13:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691897 Filed Document 0001691897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:43:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Surgeon Check LLC See All Filings	D/A	2016-12-14 13:30:09 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001672036 Filed Document 0001209191-16-155095 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:30:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Field View Group LLC See All Filings	D	2016-12-14 13:25:48 UTC
Amount To Be Raised $4,101,190 Associated Brokers / Dealers N/A CIK Number 0001689226 Filed Document 0001689226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:25:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Go Epic Health, Inc. See All Filings	D	2016-12-14 13:23:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670315 Filed Document 0001670315-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:23:01 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BioIQ, Inc. See All Filings	D	2016-12-14 13:21:28 UTC
Amount To Be Raised $8,399,998 Associated Brokers / Dealers N/A CIK Number 0001530880 Filed Document 0001140361-16-089614 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:21:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crossing Cultures LLC See All Filings	D	2016-12-14 13:11:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001500542 Filed Document 0001500542-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:11:50 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Universa Black Swan Protection Protocol XXVI L.P. See All Filings	D	2016-12-14 13:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692112 Filed Document 0000935836-16-001226 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Hill Capital Partners, LP See All Filings	D	2016-12-14 13:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691971 Filed Document 0000935836-16-001225 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:09:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoma-Archer #1B Joint Venture See All Filings	D/A	2016-12-14 13:08:15 UTC
Amount To Be Raised $380,859 Associated Brokers / Dealers N/A CIK Number 0001662419 Filed Document 0001662419-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-14 13:08:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
LUMINOPIA, INC. See All Filings	D	2016-12-14 13:07:13 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001679733 Filed Document 0001140361-16-089612 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:07:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PSC Credit Opportunities III (USD) Feeder, LP Inc. See All Filings	D	2016-12-14 13:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001692282 Filed Document 0001692282-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 13:03:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Park Square Capital Credit Opportunities III (USD), LP Inc. See All Filings	D	2016-12-14 12:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001692270 Filed Document 0001692270-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 12:58:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
TyIsa, LLC See All Filings	D/A	2016-12-14 12:58:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001683677 Filed Document 0001683677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 12:58:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D	2016-12-14 12:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486797 Filed Document 0001486797-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-14 12:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RODD FIELD SELF STORAGE, LLC See All Filings	D/A	2016-12-14 12:45:13 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001688529 Filed Document 0001688529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-14 12:45:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AAAHI Holdings LLC See All Filings	D	2016-12-14 12:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692226 Filed Document 0001692226-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-14 12:37:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity