Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AngelList-Bess-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001624895 Filed Document 0001624895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ossia Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $23,411,160 Associated Brokers / Dealers N/A CIK Number 0001539311 Filed Document 0001539311-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
No Market Risk Fund I, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624909 Filed Document 0001624909-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList-Ctiq-Fund, a series of AngelList-VSL-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001624892 Filed Document 0001624892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruption Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,751,120 Associated Brokers / Dealers N/A CIK Number 0001572974 Filed Document 0001572974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Commodities, Ltd. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001534536 Filed Document 0001624615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M4 Carlyle-KC Europe Access Fund I LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624306 Filed Document 0001624306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
London Retail Holdings, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $4,790,000 Associated Brokers / Dealers Yoram Mehr, Yacha Sutton, Paradigm CRE Advisors Inc., a Toronto on Canadian Corporation, and Ira Lawrence CIK Number 0001624595 Filed Document 0001624595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BASISCODE COMPLIANCE LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614865 Filed Document 0001614865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Partners IV, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001624947 Filed Document 0001624947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Building Energy Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621405 Filed Document 0001621405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Plum Print, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624752 Filed Document 0001624752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Entiva Holding See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $10,526 Associated Brokers / Dealers N/A CIK Number 0001624420 Filed Document 0001624420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TearSolutions, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Anandar Event Opportunities Fund Ltd. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614625 Filed Document 0000919574-14-006157 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHI Partners V LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $8,455,000 Associated Brokers / Dealers N/A CIK Number 0001624878 Filed Document 0001624878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Arel NY Meatpacking LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624916 Filed Document 0000902664-14-004290 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aquion Energy, Inc. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $36,799,964 Associated Brokers / Dealers N/A CIK Number 0001441529 Filed Document 0001441529-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors - GEOF II, LLLP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $27,775,000 Associated Brokers / Dealers N/A CIK Number 0001603478 Filed Document 0000899140-14-000709 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PulsedLight, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers ALTRA Communications, LLC CIK Number 0001624744 Filed Document 0001624744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Golden Eagle Fund 17, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624911 Filed Document 0001624909-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FREEDOM MEDITECH INC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001446565 Filed Document 0001446565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaizen Investor Fund, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624974 Filed Document 0001624974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Zeel Networks, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SitterSquared LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624963 Filed Document 0001624963-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
IFC Safe Holdings 2014, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624910 Filed Document 0001624910-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000940394-14-001488 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dempsey Hill Asia Fund See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561585 Filed Document 0001012975-14-000706 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Filament Restaurant Deep Ellum, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001624922 Filed Document 0001624922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Greenshoe Series Fund, LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554973 Filed Document 0001554973-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECHO 360 INC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $18,099,998 Associated Brokers / Dealers N/A CIK Number 0001419859 Filed Document 0001419859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
United States Debt Recovery XV, L.P. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617198 Filed Document 0001617198-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rvti-Fund, a series of AngelList-LB-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001624894 Filed Document 0001624894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 37 See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624946 Filed Document 0001624946-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LensAR Inc See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001320350 Filed Document 0001320350-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SRRT Properties, LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624136 Filed Document 0001624136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001389596 Filed Document 0001140361-14-041220 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ventura Cardiovascular Co-Management Company, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $82,563 Associated Brokers / Dealers N/A CIK Number 0001624682 Filed Document 0001624682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SLN Bancroft LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $11,050,000 Associated Brokers / Dealers N/A CIK Number 0001624825 Filed Document 0001624825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CavitroniX Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001520204 Filed Document 0001520204-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
MIOX Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
NLIGHT PHOTONICS CORP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001124796 Filed Document 0001124796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
G8 Ross Fund, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001624614 Filed Document 0001624614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
3TL TECHNOLOGIES CORP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $2,010,185 Associated Brokers / Dealers N/A CIK Number 0001624775 Filed Document 0001183740-14-000348 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cotery, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001624893 Filed Document 0001624893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ALLIED IRISH BANKS NORTH AMERICA INC See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, Citigroup Global Markets Inc., Barclays Capital Inc., First Tennessee Bank, N.A. d/b/a FTN Financial Capital Markets, and Merrill, Lynch, Pierce, Fenner & Smith, Incorporated CIK Number 0001304217 Filed Document 0001140361-14-041185 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Debt
Service Marketplace Inc. See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,820,793 Associated Brokers / Dealers N/A CIK Number 0001625264 Filed Document 0001625264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Condor Fund VII (Cayman), L.P. See All Filings	D/A	2014-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588934 Filed Document 0001588934-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMNET Inc See All Filings	D	2014-11-11 00:00:00 UTC
Amount To Be Raised $1,350,415 Associated Brokers / Dealers N/A CIK Number 0001623889 Filed Document 0001623889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity