Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rasna Therapeutics Inc. See All Filings	D	2016-12-22 17:00:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582249 Filed Document 0001144204-16-141020 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:00:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moon Value Fund I, LLC See All Filings	D	2016-12-22 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-12-22 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Special Opportunities Fund Strategic Alternatives, L.P. See All Filings	D	2016-12-22 16:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693072 Filed Document 0000950142-16-004973 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Capital Energy Partners Management Fund, L.P. See All Filings	D	2016-12-22 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692872 Filed Document 0001681145-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Cres I, LP See All Filings	D/A	2016-12-22 16:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571790 Filed Document 0001571790-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:32:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shaper Tools, Inc. See All Filings	D	2016-12-22 16:31:56 UTC
Amount To Be Raised $14,341,027 Associated Brokers / Dealers N/A CIK Number 0001693067 Filed Document 0001693067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:31:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners (Parallel) Fund, L.P. See All Filings	D	2016-12-22 16:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692784 Filed Document 0001681137-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:31:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Long Point Offshore Fund Ltd See All Filings	D/A	2016-12-22 16:30:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460407 Filed Document 0001140361-16-090630 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:30:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG POINT INVESTORS, L.P. See All Filings	D/A	2016-12-22 16:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886562 Filed Document 0001140361-16-090628 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:28:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Capital Energy Partners, L.P. See All Filings	D	2016-12-22 16:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001692781 Filed Document 0001681137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:28:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Catamount Lane LLC See All Filings	D	2016-12-22 16:21:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690514 Filed Document 0001690514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:21:23 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
NANO STONE INC See All Filings	1-A/A	2016-12-22 16:12:06 UTC
Amount To Be Raised $17,952,000 Associated Brokers / Dealers N/A CIK Number 0001689536 Filed Document 0001689536-16-000003 Accepted Date 2016-12-22 16:12:06 UTC Type of Offering 1-A/A Industry CUT STONE & STONE PRODUCTS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
TALLER CUBE, LLC See All Filings	D	2016-12-22 16:08:07 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001692985 Filed Document 0001692985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:08:07 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Other
HAVEN AT REGENT PARK APARTMENT HOLDINGS, LLC See All Filings	D	2016-12-22 16:02:14 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001692857 Filed Document 0001692857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 16:02:14 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Content Watch Holdings, Inc. See All Filings	D	2016-12-22 15:58:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:58:36 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Delaware Management Holdings, Inc. See All Filings	D/A	2016-12-22 15:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-16-000065 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:57:34 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LV2 LP EQ Series B SPV, LLC See All Filings	D	2016-12-22 15:57:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692612 Filed Document 0001692612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowood MLP Return Fund, LP See All Filings	D/A	2016-12-22 15:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625678 Filed Document 0001014108-16-000549 Exclusions or Exemptions 506c Accepted Date 2016-12-22 15:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverton Re Ltd. See All Filings	D	2016-12-22 15:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001624088 Filed Document 0001624088-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:46:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt
Adaptive Management, Inc. See All Filings	D	2016-12-22 15:46:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689570 Filed Document 0001689570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:46:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Texas Healthcare Portfolio DST See All Filings	D/A	2016-12-22 15:45:10 UTC
Amount To Be Raised $45,751,631 Associated Brokers / Dealers Edwin T. Suzuki, David B. Levinson, 1st Global Capital Corp., Peter C. Cook, Concorde Investment Services LLC, Kerri Sullivan-Kreiss, Paul N. Mathewson, Kurt C. Jackson, Daniel Uhm, Silver Portal Capital LLC, DFPG Investments Inc., David C. Miller, Colorado Financial Service Corporation, John W. Kenny, Gary E. Conley, Investacorp Inc., Eric Bicknese, Adam Young, Elliot V. Hill, Corbin S. Thomas, Debra J. Schleining, Royal Alliance Associates Inc., Mark Alan Kemp, Brian C. Greenberg, Mark A. Aleman, Mark Fleksher, Peter Mack, Michael J. Garvey, Andres P. Ichaso, Jeremy A. Kisner, Robert J. Luna, Steve Whyte, Sagepoint Financial Inc., Melinda Olbert, James P. Siemonsma, Ed Meekins, Glen E. Kauffman, FSC Securities Corporation, Cambridge Investment Research Inc., Jeffrey J. Arburn, Michael V. Papa, Mike R. Kilpatrick, Peter A. Finnegan, Robert R. Tweed, Christina S. Nielson, Peter C. Han, Brian E. Kampbell, William H. Lowell, Kenneth H. Williams, and Inland Securities Corporation CIK Number 0001675933 Filed Document 0000950138-16-001524 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:45:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Swan River Iron Company, LLLP See All Filings	D	2016-12-22 15:42:23 UTC
Amount To Be Raised $39,240,000 Associated Brokers / Dealers N/A CIK Number 0001693051 Filed Document 0001104659-16-163468 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:42:23 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kimmeridge Energy Exploration Fund IV, LP See All Filings	D	2016-12-22 15:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693052 Filed Document 0001693052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:38:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archean Capital Partners I, L.P. See All Filings	D	2016-12-22 15:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690499 Filed Document 0001690499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:38:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Energy Net Profits Interest Fund IV, LP See All Filings	D	2016-12-22 15:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693053 Filed Document 0001693053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:30:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TGAM Churchill Middle Market Senior Loan Fund, LP See All Filings	D/A	2016-12-22 15:29:44 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001675603 Filed Document 0000945621-16-000803 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:29:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeedInvest Holdings I, LLC, Blokable Series Only See All Filings	D/A	2016-12-22 15:27:54 UTC
Amount To Be Raised $164,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001690150 Filed Document 0001690150-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alrai EquipmentShare Opportunity LLC See All Filings	D	2016-12-22 15:24:08 UTC
Amount To Be Raised $1,269,000 Associated Brokers / Dealers N/A CIK Number 0001692926 Filed Document 0001692926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:24:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Funders Raw Shorts Fund, LLC See All Filings	D	2016-12-22 15:22:27 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001692386 Filed Document 0001692383-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:22:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SKUPOS Inc. See All Filings	D	2016-12-22 15:20:31 UTC
Amount To Be Raised $2,934,397 Associated Brokers / Dealers N/A CIK Number 0001692588 Filed Document 0001692588-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 65 See All Filings	D	2016-12-22 15:19:47 UTC
Amount To Be Raised $515,219 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001691021 Filed Document 0001691021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:19:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite State Capital Partners, LP See All Filings	D	2016-12-22 15:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693000 Filed Document 0001693000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Creek Certificates Trust (Highpointe), Series 2016-3 See All Filings	D	2016-12-22 15:19:21 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001693044 Filed Document 0001693044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:19:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
Ando Food, Inc. See All Filings	D/A	2016-12-22 15:18:26 UTC
Amount To Be Raised $10,436,558 Associated Brokers / Dealers N/A CIK Number 0001686003 Filed Document 0001686003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:18:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAYTON SOLAR, INC. See All Filings	1-A/A	2016-12-22 15:16:13 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001654124 Filed Document 0001144204-16-140938 Accepted Date 2016-12-22 15:16:13 UTC Type of Offering 1-A/A Industry SEMICONDUCTORS & RELATED DEVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
EquityZen Growth Technology Fund LLC - Series 68 See All Filings	D	2016-12-22 15:15:23 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001691019 Filed Document 0001691019-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:15:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders Pik My Kid Fund, LLC See All Filings	D	2016-12-22 15:14:50 UTC
Amount To Be Raised $454,000 Associated Brokers / Dealers N/A CIK Number 0001692381 Filed Document 0001692383-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:14:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 72 See All Filings	D	2016-12-22 15:12:11 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001691013 Filed Document 0001691013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Income MFH, LLC See All Filings	D/A	2016-12-22 15:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685752 Filed Document 0001685752-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Funders Priatek Fund, LLC See All Filings	D	2016-12-22 15:02:17 UTC
Amount To Be Raised $104,000 Associated Brokers / Dealers N/A CIK Number 0001692385 Filed Document 0001692383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:02:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcubed Inc See All Filings	D	2016-12-22 15:00:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692786 Filed Document 0001692786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 15:00:47 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
XG SCIENCES INC See All Filings	D	2016-12-22 14:59:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001435375 Filed Document 0001615774-16-009036 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:59:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Samantha Brands Group, LLC See All Filings	D	2016-12-22 14:58:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001667989 Filed Document 0001667989-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:58:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Media Opportunity Fund I L.P. See All Filings	D	2016-12-22 14:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692984 Filed Document 0001692984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:57:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-FBP-13-Fund, a series of AL-Seedcamp-Funds, LLC See All Filings	D	2016-12-22 14:57:15 UTC
Amount To Be Raised $18,302 Associated Brokers / Dealers N/A CIK Number 0001664358 Filed Document 0001664358-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:57:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGGP XII, L.P. See All Filings	D	2016-12-22 14:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692964 Filed Document 0001692964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:56:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders PeerFit Fund II, LLC See All Filings	D	2016-12-22 14:56:50 UTC
Amount To Be Raised $424,000 Associated Brokers / Dealers N/A CIK Number 0001692382 Filed Document 0001692383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Private Markets Fund VII (Cayman) L.P. See All Filings	D	2016-12-22 14:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001683878 Filed Document 0001683878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:54:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MogulREIT I, LLC See All Filings	1-A POS	2016-12-22 14:54:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. and Mogul Securities, LLC CIK Number 0001669664 Filed Document 0001104659-16-163451 Accepted Date 2016-12-22 14:54:35 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Private Markets Fund VII LP See All Filings	D	2016-12-22 14:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001684209 Filed Document 0001684209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 14:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund