Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KOHLBERG INVESTORS VIII, L.P. See All Filings	D/A	2016-12-23 10:35:10 UTC
Amount To Be Raised $418,250,627 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001681966 Filed Document 0001681966-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cubspot, Inc. See All Filings	D	2016-12-23 10:32:23 UTC
Amount To Be Raised $526,000 Associated Brokers / Dealers N/A CIK Number 0001692749 Filed Document 0001692749-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:32:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cape Fear Pointe Holdings, LLC See All Filings	D/A	2016-12-23 10:32:15 UTC
Amount To Be Raised $2,938,950 Associated Brokers / Dealers N/A CIK Number 0001691306 Filed Document 0001691306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:32:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Outrider Onshore, LP See All Filings	D/A	2016-12-23 10:31:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294311 Filed Document 0000919574-16-017250 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:31:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Verato, Inc. See All Filings	D	2016-12-23 10:29:14 UTC
Amount To Be Raised $12,475,001 Associated Brokers / Dealers N/A CIK Number 0001663515 Filed Document 0001140361-16-090678 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:29:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MF Fire, Inc. See All Filings	D	2016-12-23 10:22:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674207 Filed Document 0001674207-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EquiSafe, LLC See All Filings	D	2016-12-23 10:19:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692994 Filed Document 0001692994-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-23 10:19:01 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WIC Small Cap Value Fund, L.P. See All Filings	D/A	2016-12-23 10:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462866 Filed Document 0001462866-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:11:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willoughby Estates II, LLC See All Filings	D	2016-12-23 10:05:20 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001693028 Filed Document 0001693028-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 10:05:20 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ryno Zoo, LLC See All Filings	D	2016-12-23 09:38:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001692858 Filed Document 0001692858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:38:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FDS 1007 Evanston, LLC See All Filings	D	2016-12-23 09:34:00 UTC
Amount To Be Raised $9,863,500 Associated Brokers / Dealers N/A CIK Number 0001693101 Filed Document 0001683168-16-001010 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:34:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
ISAM Systematic Trend SPV LLC - Series A See All Filings	D/A	2016-12-23 09:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668491 Filed Document 0001668491-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FPA Long Opportunity Fund, L.P. See All Filings	D	2016-12-23 09:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692723 Filed Document 0001315863-16-001982 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:21:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Quantitative Macro Fund Ltd. See All Filings	D/A	2016-12-23 09:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629136 Filed Document 0001012975-16-001635 Exclusions or Exemptions 506b Accepted Date 2016-12-23 09:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Mountain Partners LCRD, LLC See All Filings	D	2016-12-23 08:47:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693023 Filed Document 0000898432-16-003284 Exclusions or Exemptions 506b Accepted Date 2016-12-23 08:47:15 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
YayYo, Inc. See All Filings	1-A/A	2016-12-23 07:59:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691077 Filed Document 0001615774-16-009053 Accepted Date 2016-12-23 07:59:10 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Rhodium Capital Credit Fund LP See All Filings	D/A	2016-12-23 07:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592381 Filed Document 0000902664-16-009176 Exclusions or Exemptions 506b Accepted Date 2016-12-23 07:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hungry-For-More Enterprises, L.L.C. See All Filings	D	2016-12-22 20:26:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691871 Filed Document 0001691871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:26:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Helix Holdings I, LLC See All Filings	D/A	2016-12-22 20:22:29 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001647032 Filed Document 0001647032-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:22:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowthPoint Global Inc. See All Filings	D/A	2016-12-22 20:22:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001654272 Filed Document 0001654272-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:22:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SABH's Big Adventure Inc. See All Filings	D	2016-12-22 20:21:27 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001693009 Filed Document 0001693009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRP Minerals Corp See All Filings	D/A	2016-12-22 20:20:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676304 Filed Document 0001140361-16-090670 Exclusions or Exemptions 506b Accepted Date 2016-12-22 20:20:40 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
StressPal, Inc. See All Filings	C	2016-12-22 20:08:15 UTC
Financial Interest 2% of the Securities being issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $200,000 CIK Number 0001690794 Filed Document 0001690794-16-000001 Accepted Date 2016-12-22 20:08:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
AltaThera Pharmaceuticals, LLC See All Filings	D	2016-12-22 19:33:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001604121 Filed Document 0001604121-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-22 19:33:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CNote Group, Inc. See All Filings	D	2016-12-22 18:35:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001683145-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:35:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Neuraly, Inc. See All Filings	D	2016-12-22 18:21:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692816 Filed Document 0001692816-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:21:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
CREIF (REIT) LLC See All Filings	D	2016-12-22 18:20:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001690750 Filed Document 0001690750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:20:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MBP Honey Hill, LLC See All Filings	D/A	2016-12-22 18:20:35 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001692842 Filed Document 0001692842-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-22 18:20:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Quantamentals Fund, L.P. See All Filings	D/A	2016-12-22 18:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593622 Filed Document 0001618868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantamentals Large-Cap Fund, L.P. See All Filings	D/A	2016-12-22 18:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670321 Filed Document 0001618868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVAGE IO INC See All Filings	D	2016-12-22 18:02:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001542964 Filed Document 0001542964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 18:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
COTTONWOOD MULTIFAMILY REIT II, INC. See All Filings	1-A/A	2016-12-22 17:53:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC, which it will reallow CIK Number 0001677881 Filed Document 0001193125-16-802423 Accepted Date 2016-12-22 17:53:17 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Landmark ISTP LLC See All Filings	D	2016-12-22 17:50:18 UTC
Amount To Be Raised $29,500,000 Associated Brokers / Dealers N/A CIK Number 0001693070 Filed Document 0001693070-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:50:18 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Lloyd George Indian Ocean US Fund See All Filings	D	2016-12-22 17:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693022 Filed Document 0001315863-16-001981 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:48:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ziegler Fund - LPC, LLC See All Filings	D	2016-12-22 17:38:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001691752 Filed Document 0001691752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:38:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LIMITLESS ENTERTAINMENT, Ltd See All Filings	D	2016-12-22 17:26:26 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001657855 Filed Document 0001657855-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:26:26 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Authomate Inc. See All Filings	D	2016-12-22 17:25:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649610 Filed Document 0001649610-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:25:25 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI-A, L.P. See All Filings	D	2016-12-22 17:24:36 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691440 Filed Document 0001691440-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:24:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Secondary Fund, LP See All Filings	D	2016-12-22 17:23:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001692877 Filed Document 0001144204-16-141036 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:23:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI, L.P. See All Filings	D	2016-12-22 17:22:52 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691441 Filed Document 0001691440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Global Partners VIII (Strategic), L.P. See All Filings	D	2016-12-22 17:20:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690627 Filed Document 0001690627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2016-12-22 17:19:36 UTC
Amount To Be Raised $211,200 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:19:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Teraphysics Corp See All Filings	1-A POS	2016-12-22 17:18:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001318588 Filed Document 0001658959-16-000018 Accepted Date 2016-12-22 17:18:53 UTC Type of Offering 1-A POS Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $381,812 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
3x5 RiverVest Fund II-B, L.P. See All Filings	D	2016-12-22 17:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684103 Filed Document 0001684103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:17:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VIII-B, L.P. See All Filings	D	2016-12-22 17:14:31 UTC
Amount To Be Raised $410,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, Kronstein Alternative Investment Advisors GmbH, Wavecrest Securities, LLC, Capital Advisory Partners New Zealand Limited, Stifel, Nicolaus & Company, Incorporated, and Seedchange Execution Services Inc. CIK Number 0001690618 Filed Document 0001690618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CI Capital Investors III Co-Investment, L.P. See All Filings	D	2016-12-22 17:11:42 UTC
Amount To Be Raised $43,636,465 Associated Brokers / Dealers N/A CIK Number 0001692913 Filed Document 0001692913-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VIII, L.P. See All Filings	D	2016-12-22 17:11:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, Kronstein Alternative Investment Advisors GmbH, Wavecrest Securities, LLC, Capital Advisory Partners New Zealand Limited, Stifel, Nicolaus & Company, Incorporated, and Seedchange Execution Services Inc. CIK Number 0001690629 Filed Document 0001690629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RCP Apex II Syndication Partners, L.P. See All Filings	D	2016-12-22 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689633 Filed Document 0001689633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaloom Inc. See All Filings	D	2016-12-22 17:08:52 UTC
Amount To Be Raised $490,012 Associated Brokers / Dealers N/A CIK Number 0001692995 Filed Document 0001692995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:08:52 UTC Type of Offering D Industry Computers Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cue Biopharma, Inc. See All Filings	D	2016-12-22 17:03:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001645460 Filed Document 0001645460-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-22 17:03:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity