Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MONDRIAN FOCUSED GLOBAL FIXED INCOME FUND, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504740 Filed Document 0001393725-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Texas Senior Holdings IV, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $16,315,000 Associated Brokers / Dealers Peter R. Dorn, John J. Temple, Joseph R. Broadbent, John P. Harvey, Jr., Robert R. Tweed, Peter J. Kalmus, Michael S. Rickard, Richard L. Wagner, Warren J. Thomas, Frank T. Dunn, Jr., Bruce V. Roberts, and Jeffrey S. Cederberg CIK Number 0001619700 Filed Document 0001619700-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M81 MERGER ARBITRAGE FUND LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590659 Filed Document 0001590659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
entegra technologies inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582833 Filed Document 0001582833-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Bent Tree Investors, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001625922 Filed Document 0001625922-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/Trian Partners LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001529482 Filed Document 0001529482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JourneyPure, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $3,010,000 Associated Brokers / Dealers N/A CIK Number 0001600158 Filed Document 0001600158-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AIS BALANCED FUND L P See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities, Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0000876623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandstorm Development Group, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626149 Filed Document 0001626151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Kabouter Fund I QP, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527584 Filed Document 0000913849-14-000378 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUTOWEB, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,500,008 Associated Brokers / Dealers N/A CIK Number 0001617755 Filed Document 0001617755-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Petroleum Partners, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001525639 Filed Document 0001140361-14-043232 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Essex Scout Fund, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461637 Filed Document 0000945621-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core West WV, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $6,647,846 Associated Brokers / Dealers N/A CIK Number 0001626069 Filed Document 0001626071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
CWS SAF VII, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001625370 Filed Document 0001625369-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altair - Marathon SOF, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591149 Filed Document 0001144204-14-070270 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black River Agriculture Fund 2.1 LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626081 Filed Document 0001626081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strong Suit Clothing LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001626073 Filed Document 0001626073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $222,700 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Matter Ventures Fund II, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001625782 Filed Document 0001625782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Real Return Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490364 Filed Document 0001575111-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zuppler Onl. Food Order, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001625925 Filed Document 0001625925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Essex Global Life Sciences Fund, LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505786 Filed Document 0000945621-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Two Sigma Constellation U.S. Fund, LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530555 Filed Document 0001530555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN EMERGING MARKETS SMALL CAP EQUITY FUND, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534375 Filed Document 0001393725-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLITIONRX LTD See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $721,849 Associated Brokers / Dealers GVC Capital LLC CIK Number 0000093314 Filed Document 0000093314-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ESSEX PERFORMANCE FUND, LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000792807 Filed Document 0000945621-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-20 Oconee Limited, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $4,828,054 Associated Brokers / Dealers N/A CIK Number 0001626070 Filed Document 0001626071-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
INTERNATIONAL SELECT PARTNERS, LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364515 Filed Document 0000913849-14-000377 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Little Beaver Creek Fund, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,410,000 Associated Brokers / Dealers N/A CIK Number 0001626236 Filed Document 0001626236-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JANSY HOLDINGS, INC. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $21,301,213 Associated Brokers / Dealers N/A CIK Number 0001626181 Filed Document 0001626181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Catastrophe Bond Fund LP See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620371 Filed Document 0001620371-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VORTEX SEADRIVE SYSTEMS, INC. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594041 Filed Document 0001594041-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ironton Custom House LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001584799 Filed Document 0001584799-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
8554 Glenoaks, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626351 Filed Document 0001062993-14-006975 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pruco Life Variable Contract Account M See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001140361-14-043010 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Starboard Value & Opportunity Fund Ltd. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530554 Filed Document 0001530554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGF PARTNERS LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001105170 Filed Document 0001105170-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorehill Private Equity LP See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624183 Filed Document 0001624183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altair - PCOF, LLC See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591150 Filed Document 0001144204-14-070267 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Topco, Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $69,132,711 Associated Brokers / Dealers N/A CIK Number 0001626164 Filed Document 0001626164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Oshi Fund, L.P. See All Filings	D/A	2014-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534276 Filed Document 0001534276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMADA WATER ASSETS INC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001606624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CWS SGARR EXCHANGE, L.P. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001625369 Filed Document 0001625369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cannonball Secrets, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626697 Filed Document 0001209191-14-071867 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Enthalpic Capital LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mark E Urban CIK Number 0001605800 Filed Document 0001605800-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CCC Forest at Biltmore Park LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $12,150,000 Associated Brokers / Dealers N/A CIK Number 0001626104 Filed Document 0001626104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Benesol Inc. See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001537914 Filed Document 0001537914-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Feeholder, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001613627 Filed Document 0001613627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Property, LLC See All Filings	D	2014-11-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001626165 Filed Document 0001626165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity