Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONCEIVEX INC See All Filings	D	2017-01-04 16:49:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001388576 Filed Document 0001388576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:49:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Hilton Institute of Business, LLC See All Filings	D	2017-01-04 16:48:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693702 Filed Document 0001213900-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:48:43 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
MILES FLEETWOOD, LLC See All Filings	D	2017-01-04 16:44:06 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001692746 Filed Document 0001692746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:44:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Walton Pointe Tax Credit, LLC See All Filings	D	2017-01-04 16:42:17 UTC
Amount To Be Raised $629,809 Associated Brokers / Dealers N/A CIK Number 0001588138 Filed Document 0001506114-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Multifamily Opportunity Fund II, LLC See All Filings	D	2017-01-04 16:41:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001693404 Filed Document 0001693404-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:41:57 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FIVE POINTS SMALL BUYOUT STRATEGIES III, LP See All Filings	D/A	2017-01-04 16:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644958 Filed Document 0001644958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:36:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Synthego Corp See All Filings	D	2017-01-04 16:35:49 UTC
Amount To Be Raised $40,696,687 Associated Brokers / Dealers N/A CIK Number 0001553025 Filed Document 0001553025-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:35:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Renaissance State Credit, LLC See All Filings	D	2017-01-04 16:32:48 UTC
Amount To Be Raised $529,487 Associated Brokers / Dealers N/A CIK Number 0001555870 Filed Document 0001506114-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:32:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PennAlt Organics Inc. See All Filings	D	2017-01-04 16:31:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001693688 Filed Document 0001693688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:31:30 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FACTION HOLDINGS, INC. See All Filings	D	2017-01-04 16:24:49 UTC
Amount To Be Raised $7,000,020 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:24:49 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Heights State Credit, LLC See All Filings	D	2017-01-04 16:24:04 UTC
Amount To Be Raised $567,403 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001506114-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton BT State Credit, LLC See All Filings	D	2017-01-04 16:14:29 UTC
Amount To Be Raised $325,668 Associated Brokers / Dealers N/A CIK Number 0001510353 Filed Document 0001506114-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A/A	2017-01-04 16:10:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001687306-17-000001 Accepted Date 2017-01-04 16:10:06 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Legacy Terrace State Credit, LLC See All Filings	D	2017-01-04 16:02:34 UTC
Amount To Be Raised $756,681 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001506114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 16:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDR Preferred Income Fund, LLC See All Filings	D/A	2017-01-04 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and Robertson Stephens Advisors LLC CIK Number 0001466409 Filed Document 0001566089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credible Labs Inc. See All Filings	D	2017-01-04 15:58:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001655104 Filed Document 0001655104-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Lakes State Credit, LLC See All Filings	D	2017-01-04 15:52:30 UTC
Amount To Be Raised $238,000 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:52:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluAzu, LLC See All Filings	D	2017-01-04 15:49:55 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001645579 Filed Document 0001645579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:49:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REFORMATION TECHNOLOGIES FUND LP See All Filings	D/A	2017-01-04 15:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630174 Filed Document 0001405086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
City Lakes Fund LLC See All Filings	D	2017-01-04 15:44:47 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers CRAIG D. THEIS CIK Number 0001693561 Filed Document 0001693561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:44:47 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TAG Las Vegas Boulevard LLC See All Filings	D	2017-01-04 15:43:16 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers None CIK Number 0001691572 Filed Document 0001691572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:43:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
iPosi, Inc. See All Filings	D	2017-01-04 15:39:11 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:39:11 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Host Committee, Inc. See All Filings	D	2017-01-04 15:34:04 UTC
Amount To Be Raised $8,822,622 Associated Brokers / Dealers N/A CIK Number 0001618924 Filed Document 0001618924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:34:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FINDMINE, Inc. See All Filings	D	2017-01-04 15:30:47 UTC
Amount To Be Raised $1,709,578 Associated Brokers / Dealers N/A CIK Number 0001693721 Filed Document 0001693721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:30:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO International Portfolio Subsidiary LLC See All Filings	D	2017-01-04 15:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606471 Filed Document 0000943663-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:25:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Our Microlending LLC See All Filings	1-A/A	2017-01-04 15:22:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001506275 Filed Document 0001493152-17-000106 Accepted Date 2017-01-04 15:22:24 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $8 State of Jurisdiction FLORIDA Type of Security O
AllianzGI Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2017-01-04 15:18:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:18:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC See All Filings	D/A	2017-01-04 15:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001445317 Filed Document 0001445317-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Novus Fora, L.L.C. See All Filings	D	2017-01-04 15:07:19 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001693724 Filed Document 0001693724-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-04 15:07:19 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2017-01-04 15:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 15:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TIMESSQUARE FOCUS FUND L P See All Filings	D/A	2017-01-04 14:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0001387581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverNorth Institutional Partners, L.P. See All Filings	D/A	2017-01-04 14:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480795 Filed Document 0001480795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Excel Health, LLC See All Filings	D	2017-01-04 14:50:48 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001693389 Filed Document 0001693389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Corpus Christi Investors, LP See All Filings	D	2017-01-04 14:50:47 UTC
Amount To Be Raised $7,437,500 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001693244 Filed Document 0001382963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:47 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LYONS BANCORP INC See All Filings	D	2017-01-04 14:50:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000816332 Filed Document 0000816332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:50:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha 1000 Plus LLC See All Filings	D/A	2017-01-04 14:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001555565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:48:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, L.P. See All Filings	D/A	2017-01-04 14:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2017-01-04 14:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonendo, Inc. See All Filings	D	2017-01-04 14:35:26 UTC
Amount To Be Raised $4,000,006 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:35:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2017-01-04 14:33:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-04 14:33:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ST Floating NAV III Subsidiary LLC See All Filings	D/A	2017-01-04 14:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606472 Filed Document 0000943663-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:29:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI STRUCTURED ALPHA 500 LLC See All Filings	D/A	2017-01-04 14:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372729 Filed Document 0001372729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MCKINLEY CAPITAL MANAGEMENT INC See All Filings	D/A	2017-01-04 14:27:38 UTC
Amount To Be Raised $434,000 Associated Brokers / Dealers N/A CIK Number 0001453995 Filed Document 0001144204-17-000521 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:27:38 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Smartvid.io, Inc. See All Filings	D	2017-01-04 14:15:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649444 Filed Document 0001649444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Four Pines Fund, LP See All Filings	D/A	2017-01-04 14:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661148 Filed Document 0001661148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha Multi-Beta Series LLC I See All Filings	D/A	2017-01-04 14:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607166 Filed Document 0001607166-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Camden Energy Opportunity Fund, LLC - Series II See All Filings	D	2017-01-04 14:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693641 Filed Document 0001140361-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pixels & Profit, Inc. See All Filings	D/A	2017-01-04 14:12:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683379 Filed Document 0001683379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SBF Opportunities Fund Ltd See All Filings	D	2017-01-04 14:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001689099 Filed Document 0001689099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:12:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI Holdings I, LLC See All Filings	D	2017-01-04 14:04:05 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693679 Filed Document 0001015325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-04 14:04:05 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity