Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CS Cityview Investors, LLC See All Filings	D	2017-01-25 13:11:22 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001695450 Filed Document 0001695450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 13:11:22 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TPG VII Bedrock Investors, L.P. See All Filings	D	2017-01-25 12:41:37 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001690037 Filed Document 0001690037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:41:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock Holdings, Inc. See All Filings	D	2017-01-25 12:40:14 UTC
Amount To Be Raised $19,067,000 Associated Brokers / Dealers N/A CIK Number 0001689907 Filed Document 0001689907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:40:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Growing Assets Fund, LLC See All Filings	D	2017-01-25 12:36:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695704 Filed Document 0001695704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:36:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lunar Capital Partners IV LP See All Filings	D/A	2017-01-25 12:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001631631 Filed Document 0001631631-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Special Opportunity Fund - EWP SP See All Filings	D/A	2017-01-25 12:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664798 Filed Document 0000919574-17-000746 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
143-45 Sanford Avenue, Inc. See All Filings	D	2017-01-25 12:17:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695726 Filed Document 0001695726-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:17:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Southlake Hotel Investors LLC See All Filings	D	2017-01-25 12:16:54 UTC
Amount To Be Raised $2,125,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001692910 Filed Document 0001692910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:16:54 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Prime-Star Vantage Offshore Fund, Ltd. See All Filings	D	2017-01-25 12:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695390 Filed Document 0001695390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:16:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Infrastructure Partners Co-Invest B LP See All Filings	D	2017-01-25 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Threadmark LP CIK Number 0001695512 Filed Document 0001695512-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:15:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaineer Offshore Fund, Ltd. See All Filings	D/A	2017-01-25 12:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC CIK Number 0001599261 Filed Document 0000919574-17-000743 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OPE Forefront Holdings, LLC See All Filings	D	2017-01-25 12:03:37 UTC
Amount To Be Raised $13,583,692 Associated Brokers / Dealers N/A CIK Number 0001676716 Filed Document 0001676716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:03:37 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Las Olas VC I L.P. See All Filings	D	2017-01-25 12:01:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001672817 Filed Document 0001672817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:01:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime-Star Vantage Domestic Fund, L.P. See All Filings	D	2017-01-25 12:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695383 Filed Document 0001695383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 12:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
230 Ocean Parkway, Inc. See All Filings	D	2017-01-25 11:58:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695786 Filed Document 0001695786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:58:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EdgeTheory, LLC See All Filings	D	2017-01-25 11:55:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001578415 Filed Document 0001578415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:55:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Selling Simplified Group Inc. See All Filings	D	2017-01-25 11:55:16 UTC
Amount To Be Raised $3,845,929 Associated Brokers / Dealers N/A CIK Number 0001636411 Filed Document 0001636411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:55:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Reno Student Housing, DST See All Filings	D/A	2017-01-25 11:41:32 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, and Sandlapper Securities, LLC CIK Number 0001693883 Filed Document 0001693883-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:41:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Venture Innovation Fund LP See All Filings	D/A	2017-01-25 11:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658793 Filed Document 0001658793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
217 Haven Avenue, Inc. See All Filings	D	2017-01-25 11:33:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695785 Filed Document 0001695785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:33:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRVC Fund I, LLC See All Filings	D/A	2017-01-25 11:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662589 Filed Document 0001662589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LearnLaunch Accelerator II LLC See All Filings	D	2017-01-25 11:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695659 Filed Document 0001695659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:31:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B Positive National Blood Services, LLC See All Filings	D	2017-01-25 11:30:34 UTC
Amount To Be Raised $3,000,971 Associated Brokers / Dealers N/A CIK Number 0001556448 Filed Document 0001556448-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:30:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TPEG Pleasant Creek Investors LLC See All Filings	D	2017-01-25 11:30:20 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001692685 Filed Document 0001692685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:30:20 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Jericho Capital International Ltd. See All Filings	D/A	2017-01-25 11:29:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509785 Filed Document 0000919574-17-000741 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:29:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lefferts Avenue Ventures, Inc. See All Filings	D	2017-01-25 11:15:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695730 Filed Document 0001695730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:15:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crispin Investment Partners, LP See All Filings	D/A	2017-01-25 11:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633981 Filed Document 0001405086-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CF0005, LLC See All Filings	C	2017-01-25 11:09:22 UTC
Financial Interest No Filing Platform NORTH CAPITAL PRIVATE SECURITIES CORPORATION Offering Amount $235,000 CIK Number 0001695437 Filed Document 0001695437-17-000004 Accepted Date 2017-01-25 11:09:22 UTC Type of Offering C Security Offered Amount 158 Security Offered Type Other State TEXAS
R Alternative Income Offshore Fund Ltd. See All Filings	D	2017-01-25 11:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695764 Filed Document 0000919574-17-000739 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:08:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NW Cox Bay 3-D Joint Venture See All Filings	D/A	2017-01-25 11:05:57 UTC
Amount To Be Raised $2,948,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001683494 Filed Document 0001654954-17-000476 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:05:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SFA COMMERCIAL LLC See All Filings	D/A	2017-01-25 11:02:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001569019 Filed Document 0001214659-17-000433 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:02:50 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PennantPark Credit Opportunities Fund II, LP See All Filings	D/A	2017-01-25 11:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630869 Filed Document 0000945621-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-01-25 11:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
483 Ocean Parkway, Inc. See All Filings	D	2017-01-25 10:54:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695733 Filed Document 0001695733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:54:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Cosmo Completion LLC See All Filings	D	2017-01-25 10:54:17 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001691989 Filed Document 0001691989-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:54:17 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Black Branch 3-D Joint Venture See All Filings	D	2017-01-25 10:51:56 UTC
Amount To Be Raised $612,000 Associated Brokers / Dealers N/A CIK Number 0001605120 Filed Document 0001654954-17-000473 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:51:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Avalon Battery Corp See All Filings	D	2017-01-25 10:47:55 UTC
Amount To Be Raised $4,890,390 Associated Brokers / Dealers N/A CIK Number 0001613269 Filed Document 0001613269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:47:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BloombergSen U.S. Fund LP See All Filings	D/A	2017-01-25 10:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641744 Filed Document 0000945621-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:47:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benefit Street Partners Special Situations Fund L.P. See All Filings	D	2017-01-25 10:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001695554 Filed Document 0000902664-17-000392 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:41:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Heart, Inc. See All Filings	D	2017-01-25 10:40:40 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001506492 Filed Document 0001596771-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:40:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
80 Woodruff Avenue, Inc. See All Filings	D	2017-01-25 10:40:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695729 Filed Document 0001695729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:40:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WEXFORD SPECTRUM FUND, L.P. See All Filings	D/A	2017-01-25 10:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459430 Filed Document 0000902664-17-000391 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Concentrated Line Fund, L.P. See All Filings	D/A	2017-01-25 10:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540161 Filed Document 0000902664-17-000390 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ONEMAP MINERAL FUND V (QP) LP See All Filings	D	2017-01-25 10:28:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers None CIK Number 0001695174 Filed Document 0001140361-17-002790 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEMAP MINERAL FUND V LP See All Filings	D	2017-01-25 10:27:24 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers None CIK Number 0001695179 Filed Document 0001140361-17-002789 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
41-46 50th Street Inc. See All Filings	D	2017-01-25 10:26:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695696 Filed Document 0001695696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:26:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seaview Capital Partners LP See All Filings	D/A	2017-01-25 10:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596209 Filed Document 0000919574-17-000737 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seaview Offshore Fund Ltd. See All Filings	D/A	2017-01-25 10:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596210 Filed Document 0000919574-17-000735 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Halona Investments LP See All Filings	D/A	2017-01-25 10:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663918 Filed Document 0001663918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY GALAXY FUND See All Filings	D/A	2017-01-25 10:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. Inc. CIK Number 0001415317 Filed Document 0000945621-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Invesco Fixed Income Trust - Invesco Short-Term Investment Fund See All Filings	D	2017-01-25 10:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001690341 Filed Document 0001690341-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-01-25 10:14:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund