Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PASSCO VOYAGER DST See All Filings	D	2017-06-12 20:25:56 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001709063 Filed Document 0001709063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 20:25:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2017-06-12 19:47:32 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 19:47:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Utility Associates Inc See All Filings	D	2017-06-12 19:31:07 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001342863 Filed Document 0001342863-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 19:31:07 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Insurance, Inc. See All Filings	D/A	2017-06-12 19:07:43 UTC
Amount To Be Raised $34,999,798 Associated Brokers / Dealers N/A CIK Number 0001703356 Filed Document 0001703356-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 19:07:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNUP Investment Partners See All Filings	D	2017-06-12 18:34:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709162 Filed Document 0001709162-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-12 18:34:38 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S&S 65th St LLC See All Filings	D/A	2017-06-12 18:31:13 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001706254 Filed Document 0001706254-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:31:13 UTC Type of Offering D/A Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Angel Fund III, LLC See All Filings	D	2017-06-12 18:29:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001708625 Filed Document 0001708625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cottingham Income Fund, LLC See All Filings	D	2017-06-12 18:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708975 Filed Document 0001095449-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:18:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James Alpha Sabre Dynamic Equity Fund, LP See All Filings	D/A	2017-06-12 18:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674757 Filed Document 0001382963-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMIH CORP. See All Filings	D	2017-06-12 18:09:18 UTC
Amount To Be Raised $399,999 Associated Brokers / Dealers N/A CIK Number 0000933136 Filed Document 0000896595-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:09:18 UTC Type of Offering D Industry Insurance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Holmes 29, LLC See All Filings	D	2017-06-12 18:08:16 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001708935 Filed Document 0001708935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 18:08:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legion Capital Corporation See All Filings	1-A	2017-06-12 17:54:32 UTC
Amount To Be Raised $0 Associated Brokers / Dealers None Yet CIK Number 0001661166 Filed Document 0001213900-17-006390 Accepted Date 2017-06-12 17:54:32 UTC Type of Offering 1-A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $8,440 State of Jurisdiction FLORIDA Type of Security Debt
CONSENSUS ORTHOPEDICS INC See All Filings	D/A	2017-06-12 17:49:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:49:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DreamFunded Real Estate, Inc. See All Filings	D	2017-06-12 17:45:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001709168 Filed Document 0001709168-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-12 17:45:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Garmax Diversified See All Filings	D	2017-06-12 17:38:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001709059 Filed Document 0001709059-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-12 17:38:12 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
PP Investor Group, LLC See All Filings	D	2017-06-12 17:33:14 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001708222 Filed Document 0001708222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:33:14 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	1-A POS	2017-06-12 17:30:49 UTC
Amount To Be Raised $238,000 Associated Brokers / Dealers None CIK Number 0001658966 Filed Document 0001213900-17-006388 Accepted Date 2017-06-12 17:30:49 UTC Type of Offering 1-A POS Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $7,871 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Sway Ventures Fund II (Cayman), L.P. See All Filings	D	2017-06-12 17:29:07 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001709071 Filed Document 0001709071-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TNEMEC CO INC See All Filings	D	2017-06-12 17:28:55 UTC
Amount To Be Raised $998,936 Associated Brokers / Dealers N/A CIK Number 0000317835 Filed Document 0001140361-17-024730 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:28:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HG South Capitol, LLC See All Filings	D	2017-06-12 17:20:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001709100 Filed Document 0001709100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:20:39 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sway Ventures Fund II, L.P. See All Filings	D/A	2017-06-12 17:12:35 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001706536 Filed Document 0001706536-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:12:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Pikes Capital Holdings Fund I, LLC See All Filings	D	2017-06-12 17:12:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709067 Filed Document 0001709067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:12:08 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Intralytix, Inc. See All Filings	D	2017-06-12 17:11:24 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001708650 Filed Document 0001708650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:11:24 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Canada Lake Fish Corp. See All Filings	D	2017-06-12 17:09:19 UTC
Amount To Be Raised $611,152 Associated Brokers / Dealers N/A CIK Number 0001708930 Filed Document 0001708930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:09:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ELARA GLOBAL FUNDS - ELARA INDIA GATEWAY FUND See All Filings	D	2017-06-12 17:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven CIK Number 0001513293 Filed Document 0001513293-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
WaitTime, LLC See All Filings	D	2017-06-12 17:05:42 UTC
Amount To Be Raised $914,286 Associated Brokers / Dealers N/A CIK Number 0001709076 Filed Document 0000897069-17-000363 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:05:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MINN SHARES INC See All Filings	D	2017-06-12 17:02:09 UTC
Amount To Be Raised $5,333,328 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0000728447 Filed Document 0001209191-17-039210 Exclusions or Exemptions 506b Accepted Date 2017-06-12 17:02:09 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Mississippi Group, LLC See All Filings	D	2017-06-12 17:00:48 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001708691 Filed Document 0001708691-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-12 17:00:48 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
OspreyData Inc. See All Filings	D	2017-06-12 16:59:02 UTC
Amount To Be Raised $3,509,221 Associated Brokers / Dealers N/A CIK Number 0001675216 Filed Document 0001675216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:59:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Alteryx, Inc. See All Filings	D	2017-06-12 16:56:41 UTC
Amount To Be Raised $4,999,744 Associated Brokers / Dealers N/A CIK Number 0001689923 Filed Document 0001689923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:56:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortland Partners Fund IV, LLC See All Filings	D	2017-06-12 16:49:21 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001709032 Filed Document 0001315863-17-000493 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D	2017-06-12 16:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:43:51 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Smartly, Inc. See All Filings	D	2017-06-12 16:39:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625012 Filed Document 0001625012-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:39:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DA Brazil Opportunity Fund (Master), LP See All Filings	D/A	2017-06-12 16:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674305 Filed Document 0001674305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREEN LEAF MEDICAL, LLC See All Filings	D	2017-06-12 16:35:39 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:35:39 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TREVOR DEVELOPMENT Ltd LIABILITY Co See All Filings	D	2017-06-12 16:31:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001704643 Filed Document 0001704643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:31:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SeaChange Group LLC See All Filings	D	2017-06-12 16:30:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708910 Filed Document 0001708910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:30:30 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
DAVENFORTH ACQUSITION GROUP LP See All Filings	D	2017-06-12 16:27:43 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001695201 Filed Document 0001695201-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ACP Fund I Offshore Feeder LP See All Filings	D	2017-06-12 16:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707746 Filed Document 0001415021-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Fund I LP See All Filings	D	2017-06-12 16:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707747 Filed Document 0001415021-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2017-06-12 16:08:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ausdal Financial, Berthel Fisher Company Financial, Centaurus Financial, Inc., Chapin Davis, Inc., Chauner Securities, Concorde Investment Services, LLC, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, ProEquities, Inc., and Sandlapper Securities, LLC CIK Number 0001667521 Filed Document 0001667521-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:08:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund SPC - Segregated Portfolio 45 See All Filings	D	2017-06-12 16:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709005 Filed Document 0001659828-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Strategic Credit II LP See All Filings	D	2017-06-12 16:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707743 Filed Document 0001415021-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Game Systems, Inc. See All Filings	D	2017-06-12 16:03:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629342 Filed Document 0001629342-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-12 16:03:01 UTC Type of Offering D Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WXZ Retail Group/RR, LLC See All Filings	D	2017-06-12 16:00:33 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001708779 Filed Document 0001708778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:00:33 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Herban Planet, LLC See All Filings	D	2017-06-12 15:53:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001708924 Filed Document 0001708924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:53:12 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
WXZ Retail Group/Streetsboro Two, LLC See All Filings	D	2017-06-12 15:48:47 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708778 Filed Document 0001708778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:48:47 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
STINSON ASSOCIATES LLC See All Filings	D	2017-06-12 15:47:43 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001708982 Filed Document 0001708982-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:47:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hear My Voice, Inc. See All Filings	C	2017-06-12 15:46:03 UTC
Financial Interest 5% Equity Compensation Filing Platform SI Securities, LLC Offering Amount $750,000 CIK Number 0001709126 Filed Document 0001709126-17-000001 Accepted Date 2017-06-12 15:46:03 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State FLORIDA
Pineview Apartments 152, LLC See All Filings	D	2017-06-12 15:36:55 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001709066 Filed Document 0001709061-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:36:55 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity